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Parties: ENER1 INC | ENER1, INC
Document Date: 6/30/2011
Industry: Electronic Instr. and Controls
Sector: Technology
Governing Law:New York
Parties: ENER1 INC | ENER1, INC
Document Date: 6/30/2011
Industry: Electronic Instr. and Controls
Sector: Technology
Governing Law:New York
Parties: AP PHARMA INC /DE/ | AP Pharma, Inc
Document Date: 6/30/2011
Industry: Major Drugs
Sector: Healthcare
Parties: SYNTROLEUM CORP | Syntroleum Corporation
Document Date: 6/30/2011
Industry: Oil and Gas Operations
Sector: Energy
Parties: GUARDIANS OF GOLD INC. | Heritage Transfer Agency Inc | Nirek Resources Inc
Document Date: 6/29/2011
Governing Law:Ontario
Parties: NOVABAY PHARMACEUTICALS, INC. | WARRANT SHOULD CONTACT NOVABAY PHARMACEUTICALS, INC
Document Date: 6/29/2011
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:California
Parties: BIOLASE TECHNOLOGY INC | BIOLASE TECHNOLOGY, INC | SECURITIES COMMISSION
Document Date: 6/29/2011
Industry: Medical Equipment and Supplies
Sector: Healthcare
Parties: LIGHTNING GAMING, INC. | Lightning Gaming, Inc
Document Date: 6/29/2011
Parties: LIGHTNING GAMING, INC. | Lightning Gaming, Inc
Document Date: 6/29/2011
Parties: LIGHTNING GAMING, INC. | Lightning Gaming, Inc
Document Date: 6/29/2011
Parties: LIGHTNING GAMING, INC. | Lightning Gaming, Inc
Document Date: 6/29/2011
Parties: VISUALANT INC | SECURITIES COMMISSION | VISUALANT, INCORPORATED
Document Date: 6/28/2011
Industry: Security Systems and Services
Sector: Services
Parties: VISUALANT INC | SECURITIES COMMISSION | VISUALANT, INCORPORATED
Document Date: 6/28/2011
Industry: Security Systems and Services
Sector: Services
Parties: VISUALANT INC | Sterling Group | Visualant, Inc
Document Date: 6/28/2011
Industry: Security Systems and Services
Sector: Services
Governing Law:Nevada
Parties: VISUALANT INC | Coach Capital LLC | VISUALANT, INC
Document Date: 6/28/2011
Industry: Security Systems and Services
Sector: Services
Governing Law:Washington
Parties: VISUALANT INC | SECURITIES COMMISSION | VISUALANT, INCORPORATED
Document Date: 6/28/2011
Industry: Security Systems and Services
Sector: Services
Parties: ENERTOPIA CORP. | Enertopia Corp | Enertopia Engages IBK Capital Corp
Document Date: 6/28/2011
Industry: Constr. - Supplies and Fixtures
Sector: Capital Goods
Parties: TEARLAB CORP | TEARLAB CORPORATION
Document Date: 6/28/2011
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York
Parties: TEARLAB CORP | TearLab Corporation
Document Date: 6/28/2011
Industry: Medical Equipment and Supplies
Sector: Healthcare
Parties: ONCOSEC MEDICAL INC | ONCOSEC MEDICAL INCORPORATED | SECURITIES COMMISSION
Document Date: 6/27/2011
Industry: Computer Services
Sector: Technology
Parties: ONCOSEC MEDICAL INC | ONCOSEC MEDICAL INCORPORATED | SECURITIES COMMISSION
Document Date: 6/27/2011
Industry: Computer Services
Sector: Technology
Parties: ONCOSEC MEDICAL INC | ONCOSEC MEDICAL INCORPORATED | SECURITIES COMMISSION
Document Date: 6/27/2011
Industry: Computer Services
Sector: Technology
Parties: THERMOENERGY CORP | THERMOENERGY CORPORATION
Document Date: 6/27/2011
Industry: Scientific and Technical Instr.
Sector: Technology
Governing Law:Delaware
Parties: EMPEIRIA ACQUISITION CORP
Law Firm: Mintz Levin
Document Date: 6/27/2011
Parties: FLUOROPHARMA MEDICAL, INC. | FluoroPharma Medical, Inc
Document Date: 6/24/2011
Industry: Waste Management Services
Sector: Services
Governing Law:Nevada
Parties: ASPEN AEROGELS INC | ASPEN AEROGELS, INC | PJC CAPITAL LLC
Document Date: 6/24/2011
Governing Law:New York
Parties: BLASTGARD INTERNATIONAL INC | BlastGard International, Inc | Grushko & Mittman, PC
Document Date: 6/24/2011
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York
Parties: BLUEARC CORP | BlueArc Corporation | Gold Hill Capital 2008, LP
Document Date: 6/24/2011
Governing Law:California
Parties: BLUEARC CORP | BlueArc Corporation | Gold Hill Capital 2008, LP
Document Date: 6/24/2011
Governing Law:California
Parties: BLUEARC CORP | BlueArc Corporation | Gold Hill Capital 2008, LP
Document Date: 6/24/2011
Governing Law:California
Parties: BLUEARC CORP | BLUEARC CORPORATION | Michael Danaher, Wilson Sonsini Goodrich & Rosati, PC
Law Firm: Wilson Sonsini
Document Date: 6/24/2011
Parties: BLUEARC CORP | BLUEARC CORPORATION | Michael Danaher, Wilson Sonsini Goodrich & Rosati, PC
Law Firm: Wilson Sonsini
Document Date: 6/24/2011
Parties: BLUEARC CORP | BLUEARC CORPORATION | Hitachi Data Systems, Inc | Michael Danaher, Wilson Sonsini Goodrich & Rosati, PC
Law Firm: Wilson Sonsini
Document Date: 6/24/2011
Parties: FLUOROPHARMA MEDICAL, INC. | FLUOROPHARMA MEDICAL, INC | SECURITIES COMMISSION
Document Date: 6/24/2011
Industry: Waste Management Services
Sector: Services
Parties: NILE THERAPEUTICS, INC. | Nile Therapeutics, Inc | SECURITIES COMMISSION
Document Date: 6/24/2011
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: TRIO MERGER CORP. | Continental Stock Transfer & Trust Company | EarlyBirdCapital, Inc | Trio Merger Corp
Law Firm: Graubard Miller
Document Date: 6/24/2011
Governing Law:New York
Parties: ASPEN AEROGELS INC
Document Date: 6/24/2011
Governing Law:New York
Parties: RAINMAKER SYSTEMS INC | Rainmaker Systems, Inc
Document Date: 6/23/2011
Industry: Software and Programming
Sector: Technology
Parties: PEERLESS SYSTEMS CORP | Investment Company | Peerless Systems Corporation
Document Date: 6/23/2011
Industry: Software and Programming
Sector: Technology
Parties: RAINMAKER SYSTEMS INC | RAINMAKER SYSTEMS, INC
Law Firm: Paul Hastings
Document Date: 6/23/2011
Industry: Software and Programming
Sector: Technology
Governing Law:New York
Parties: PEERLESS SYSTEMS CORP | Peerless Systems Corporation
Document Date: 6/23/2011
Industry: Software and Programming
Sector: Technology
Governing Law:New York
Parties: INUVO, INC. | INUVO, INC
Document Date: 6/22/2011
Industry: Advertising
Sector: Services
Governing Law:Florida
Parties: VU1 CORP | SECURITIES COMMISSION | VU1 CORPORATION
Document Date: 6/22/2011
Industry: Electronic Instr. and Controls
Sector: Technology
Parties: CLEVELAND BIOLABS INC | Cleveland BioLabs, Inc
Document Date: 6/21/2011
Industry: Biotechnology and Drugs
Sector: Healthcare
Parties: EMPEIRIA ACQUISITION CORP
Law Firm: Mintz Levin
Document Date: 6/21/2011
Parties: EMPEIRIA ACQUISITION CORP | Continental Stock Transfer & Trust Company | Empeiria Investors LLC
Document Date: 6/21/2011
Governing Law:New York
Parties: DERMA SCIENCES, INC. | DERMA SCIENCES, INC
Document Date: 6/21/2011
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York
Parties: IVANHOE ENERGY INC | CDS & CO | CDS CLEARING AND DEPOSITARY SERVICES INC | CIBC MELLON TRUST COMPANY | MACQUARIE CAPITAL MARKETS CANADA LTD
Document Date: 5/10/2011
Industry: Oil and Gas Operations
Sector: Energy
Parties: IVANHOE ENERGY INC | CDS & CO | CDS CLEARING AND DEPOSITARY SERVICES INC | CIBC MELLON TRUST COMPANY | MACQUARIE CAPITAL MARKETS CANADA LTD
Document Date: 5/10/2011
Industry: Oil and Gas Operations
Sector: Energy
Parties: AS SEEN ON TV, INC. | H & H IMPORTS, INC | SECURITIES COMMISSION
Document Date: 4/15/2011
Industry: Apparel/Accessories
Sector: Consumer Cyclical