Exhibit 10.1
EXECUTION VERSION
Amendment No. 6 to Receivables
Purchase Agreement
AMENDMENT AGREEMENT (this “
Amendment ”) dated as of October 2, 2009 among
Lexmark Receivables Corporation (the “ Seller
”), Gotham Funding Corporation (“ Gotham
”), The Bank of Tokyo-Mitsubishi UFJ, Ltd., New York Branch
(“ BTM ”) (formerly known as The Bank of
Tokyo-Mitsubishi Ltd., New York Branch), as Program Agent, an
Investor Agent and a Bank, and Lexmark International, Inc. (“
Lexmark ”), as Collection Agent and
Originator.
(1) The Seller, Gotham, BTM and Lexmark
are parties to an Amended and Restated Receivables Purchase
Agreement dated as of October 8, 2004 (as amended, restated,
modified or supplemented from time to time, the “
Agreement ”; capitalized terms not otherwise defined
herein shall have the meanings attributed to them in the Agreement)
pursuant to which, and subject to and upon the terms and conditions
of which, the Seller has sold and may in the future sell Receivable
Interests to the Investors and/or the Banks thereunder prior to the
occurrence of the Facility Termination Date or the Commitment
Termination Date, as applicable.
(2) Each of Gotham and BTM desire
that the Facility Termination Date under the Agreement
with respect to Gotham (in its capacity as an Investor), and the
Commitment Termination Date under the Agreement with respect to BTM
(in its capacity as a Bank), each be extended until October 1,
2010, and to make certain other amendments to the Agreement and
certain documents related thereto.
NOW, THEREFORE, the parties agree as
follows:
SECTION 1. Amendments
. Upon the effectiveness of this Amendment, the
Agreement is hereby amended as follows:
1.1 The definition of “Applicable
Margin” in Section 1.01 is amended by deleting the reference
to “1.50%” in clause (2) thereof and inserting in lieu
thereof “2.50%”.
1.2 The definition of “Commitment
Termination Date” in Section 1.01 is amended by replacing the
date appearing in clause (a) thereof with the date
“October 1, 2010”.
1.3 The definition of “Facility
Termination Date” in Section 1.01 is amended by replacing the
date in clause (a) thereof with the date
“October 1, 2010”.
1.4 Section 4.01(e) is deleted in
its entirety and replaced as follows:
(e) The balance sheets of the Originator
and its Subsidiaries as at December 31, 2008, and the related
statements of income and retained earnings of the Originator and
its Subsidiaries for the fiscal year then ended, copies of which
have been furnished to the Program Agent and each Investor Agent,
and the balance sheets of the Originator and its Subsidiaries as at
March 31, 2009, copies of which have been furnished to the Program
Agent, in each case, fairly present the financial condition of the
Originator and its Subsidiaries as at such date and the results of
the operations of the Originator and its Subsidiaries for the
period ended on such date, all in
accordance with GAAP consistently
applie