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Parties: FIRST BANKS, INC | FIRST BANK STATUTORY TRUST VII
Law Firm: Sidley Austin Brown & Wood LLP; Stinson Morrison Hecker LLP
Document Date: 3/28/2007
Governing Law:New York
Parties: ROBCOR PROPERTIES INC
Document Date: 3/16/2007
Parties: ROBCOR PROPERTIES INC | National Securities Corporation | Brean Murray, Carret & Co., LLC
Document Date: 3/16/2007
Governing Law:New York
Parties: CARDIUM THERAPEUTICS, INC.
Document Date: 3/6/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: CORD BLOOD AMERICA, INC.
Document Date: 3/1/2007
Governing Law:California
Parties: TECHNOCONCEPTS, INC. | Westminster Securities Corporation
Law Firm: Feldman Weinstein Smith LLP
Document Date: 2/27/2007
Industry: Communications Services
Sector: Services
Parties: CYCLACEL PHARMACEUTICALS, INC. | Lazard Capital Markets LLC | Needham & Company, LLC | ThinkEquity Partners LLC
Document Date: 2/15/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: STAR ENERGY CORP | Rodman & Renshaw, LLC
Document Date: 2/14/2007
Governing Law:New York
Parties: VENTURES UNITED INC | Avasoft, Inc
Document Date: 2/13/2007
Governing Law:California
Parties: IMMTECH PHARMACEUTICALS, INC. | Ferris, Baker Watts, Incorporated
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C;Elizabeth Brower, Paul, Hastings, Janofsky & Walker LLP
Document Date: 2/13/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: BEACON POWER CORP | Merriman Curhan Ford & Co.
Document Date: 2/13/2007
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York
Parties: CELL THERAPEUTICS INC
Document Date: 2/12/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: KOSAN BIOSCIENCES INC
Document Date: 2/9/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: ENZO BIOCHEM INC | LAZARD CAPITAL MARKETS LLC
Document Date: 2/5/2007
Industry: Healthcare Facilities
Sector: Healthcare
Governing Law:New York
Parties: NANOGEN INC
Document Date: 2/5/2007
Industry: Scientific and Technical Instr.
Sector: Technology
Governing Law:California
Parties: GMX RESOURCES INC
Document Date: 2/2/2007
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York
Parties: DRINKS AMERICAS HOLDINGS, LTD | MIDTOWN PARTNERS & CO., LLC
Document Date: 1/31/2007
Governing Law:Florida
Parties: TOWERSTREAM CORP | Granite Financial Group, LLC
Document Date: 1/19/2007
Governing Law:Delaware
Parties: TOWERSTREAM CORP | Palladium Capital Advisors, LLC
Document Date: 1/19/2007
Governing Law:New York
Parties: TOWERSTREAM CORP | Ardent Advisors, LLC
Document Date: 1/19/2007
Governing Law:Delaware
Parties: TOWERSTREAM CORP | WFG Investments, Inc.
Document Date: 1/19/2007
Governing Law:Delaware
Parties: CORTEX PHARMACEUTICALS INC/DE/ | ROTH CAPITAL PARTNERS, LLC
Document Date: 1/19/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: CAPSTONE TURBINE CORP | A.G. Edwards & Sons, Inc.
Document Date: 1/19/2007
Industry: Misc. Capital Goods
Governing Law:New York
Parties: SYNOVA HEALTHCARE GROUP INC | BMO CAPITAL MARKETS CORP.
Document Date: 1/17/2007
Governing Law:New York
Parties: LUCYS CAFE INC | INTERMETRO COMMUNICATIONS, INC | Hunter World Markets, Inc
Law Firm: Troy & Gould PC; Richardson & Associates
Document Date: 1/9/2007
Governing Law:Delaware
Parties: GREER BANCSHARES INC | Credit Suisse Securities (USA) LLC | Greer Capital Trust II,
Law Firm: Thacher Proffitt & Wood LLP
Document Date: 1/4/2007
Governing Law:New York
Parties: NOVADEL PHARMA INC | Oppenheimer & Co. Inc.
Document Date: 1/4/2007
Industry: Major Drugs
Sector: Healthcare
Governing Law:New York
Parties: CORD BLOOD AMERICA, INC. | Stonegate Securities, Inc
Document Date: 12/29/2006
Governing Law:Texas
Parties: Cord Blood America, Inc | Stonegate Securities, Inc
Document Date: 12/29/2006
Governing Law:Texas
Parties: YOUBET COM INC | THINKEQUITY PARTNERS LLC | Dow Lohnes PLLC
Document Date: 12/21/2006
Industry: Casinos and Gaming
Sector: Services
Governing Law:New York
Parties: LIPID SCIENCES INC/ | Oppenheimer & Co. Inc
Document Date: 12/20/2006
Industry: Biotechnology and Drugs
Governing Law:New York
Parties: NEUROGEN CORP | Pacific Growth Equities, LLC | CIBC World Markets Corp. | Leerink Swann & Company | Merriman Curhan Ford & Co.
Law Firm: Milbank, Tweed, Hadley & McCloy LLP
Document Date: 12/19/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: MEDISCIENCE TECHNOLOGY CORP | Peter Katevatis
Document Date: 12/18/2006
Industry: Medical Equipment and Supplies
Governing Law:New York
Parties: OVERSTOCK.COM, INC
Document Date: 12/15/2006
Industry: Retail (Catalog and Mail Order)
Sector: Services
Governing Law:New York
Parties: ENZO BIOCHEM INC | LAZARD CAPITAL MARKETS LLC
Document Date: 12/15/2006
Industry: Healthcare Facilities
Sector: Healthcare
Governing Law:New York
Parties: MECHANICAL TECHNOLOGY INC | Rodman & Renshaw, LLC
Law Firm: Morse Zelnick Rose & Lander, LLP
Document Date: 12/15/2006
Industry: Electronic Instr. and Controls
Governing Law:New York
Parties: INTROGEN THERAPEUTICS INC | MULIER CAPITAL LIMITED
Document Date: 12/14/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Parties: ALTAIR NANOTECHNOLOGIES INC | COWEN AND COMPANY, LLC
Law Firm: Parr Waddoups Brown Gee & Loveless PC
Document Date: 12/14/2006
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York
Parties: Lazard Capital Markets LLC | Cowen and Company, LLC | GTX INC
Document Date: 12/14/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: ACACIA RESEARCH CORP | Oppenheimer & Co. Inc.
Law Firm: Greenberg Traurig, LLP
Document Date: 12/13/2006
Industry: Electronic Instr. and Controls
Sector: Technology
Governing Law:New York
Parties: ENTREMED INC | THINKEQUITY PARTNERS LLC | RODMAN & RENSHAW, LLC
Document Date: 12/13/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: FIRST KEYSTONE FINANCIAL INC | Sandler O'Neill & Partners, L.P.
Law Firm: Elias, Matz, Tiernan & Herrick L.L.P.
Document Date: 12/8/2006
Industry: SandLs/Savings Banks
Sector: Financial
Governing Law:New York
Parties: MEDIVATION, INC. | COWEN AND COMPANY, LLC | Leerink Swann & Company | Rodman & Renshaw, LLC | Emerging Growth Equities, Ltd.
Law Firm: Latham & Watkins LLP
Document Date: 12/8/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: QUESTCOR PHARMACEUTICALS INC | BMO Capital Markets Corp.
Law Firm: Morrison & Foerster, LLP
Document Date: 12/8/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: ACUSPHERE INC | COWEN AND COMPANY, LLC
Law Firm: Goodwin Procter, LLP
Document Date: 12/7/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: CYTOKINETICS INC | Lazard Capital Markets LLC | JMP Securities LLC | Rodman & Renshaw, LLC
Law Firm: Wilson Sonsini Goodrich & Rosati PC
Document Date: 12/7/2006
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: IMMUNICON CORP | Deutsche Bank Securities Inc.
Law Firm: Lowenstein Sandler PC,Morgan, Lewis & Bockius LLP,
Document Date: 12/5/2006
Industry: Scientific and Technical Instr.
Sector: Technology
Governing Law:New York
Parties: WENTWORTH II INC
Law Firm: Feldman Weinstein & Smith LLP,
Document Date: 12/5/2006
Governing Law:Delaware
Parties: NEOMAGIC CORP | A.G. Edwards & Sons, Inc
Document Date: 12/1/2006
Industry: Semiconductors
Sector: Technology
Governing Law:New York
Parties: WILLOWTREE ADVISOR, INC. | MIDTOWN PARTNERS & CO., LLC | OMNIRELIANT CORP
Document Date: 11/29/2006
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