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Placement Agent Agreements

These Placement Agent Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.


1) PLACEMENT AGENCY AGREEMENT

Parties: HECLA MINING CO/DE/
Document Date: 6/8/2009
Industry: GLDSLV
Sector: BASICM


2) Placement Agent Agreement

Parties: ADVENTRX PHARMACEUTICALS INC | Rodman & Renshaw, LLC
Document Date: 6/8/2009
Industry: BIOTRX
Sector: HEALTH


3) Placement Agent Agreement

Parties: GENEREX BIOTECHNOLOGY CORP
Document Date: 5/18/2009
Industry: BIOTRX
Sector: HEALTH


4) Dear Dr. Bianco:

Parties: CELL THERAPEUTICS INC | Rodman & Renshaw, LLC
Document Date: 5/12/2009
Industry: BIOTRX
Sector: HEALTH


5) Placement Agent Agreement

Parties: Hemispherx Biopharma, Inc | Rodman & Renshaw, LLC
Document Date: 5/11/2009
Industry: BIOTRX
Sector: HEALTH


6) PLACEMENT AGENT AGREEMENT

Parties: LAZARD CAPITAL MARKETS LLC | DISCOVERY LABORATORIES INC
Law Firm: Dickstein Shapiro;Potter Anderson;Proskauer Rose
Document Date: 5/8/2009
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


7) Dear Mr. Yanay:

Parties: PLURISTEM THERAPEUTICS INC | Rodman & Renshaw, LLC
Document Date: 5/6/2009
Industry: BIOTRX
Sector: HEALTH


8) PLACEMENT AGENT AGREEMENT

Parties: CombiMatrix Corporation | Emerging Growth Equities, Ltd
Document Date: 4/29/2009
Industry: SCIINS
Sector: TECHNO


9) Placement Agent Agreement

Parties: Benchmark Company LLC | CombiMatrix Corporation | Emerging Growth Equities, Ltd
Document Date: 4/29/2009
Industry: SCIINS
Sector: TECHNO


10) Re: Funding/Financing Referral/Placement Agency Agreement

Parties: SUN RIVER ENERGY, INC
Document Date: 3/11/2009


11) PLACEMENT AGENCY AGREEMENT

Parties: CYTORI THERAPEUTICS, INC. | Piper Jaffray & Co
Law Firm: DLA Piper;Goodwin Procter
Document Date: 3/10/2009
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


12) Re: Placement Agency Agreement Gentlemen:

Parties: CARDIUM THERAPEUTICS, INC.
Law Firm: Bell Boyd
Document Date: 3/5/2009
Industry: METALS
Sector: BASICM


13) ARIAD PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENT

Parties: ARIAD PHARMACEUTICALS INC | LAZARD CAPITAL MARKETS LLC
Law Firm: Mintz Levin;Proskauer Rose
Document Date: 2/20/2009
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


14) REGISTERED DIRECT PLACEMENT AGENCY AGREEMENT

Parties: BMP Sunstone Corporation | Oppenheimer & Co Inc | Philadelphia Brokerage Corporation
Law Firm: Morgan Lewis;Latham Watkins
Document Date: 2/17/2009
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


15) PHARMASSET, INC. COMMON STOCK (PAR VALUE $0.001 PER SHARE) PLACEMENT AGENCY AGREEMENT

Parties: PHARMASSET INC | Leerink Swann LLC | PHARMASSET, INC | Placement Agent and JPMorgan Chase Bank, NA
Law Firm: Pepper Hamilton;Wilmer Cutler;Duane Morris
Document Date: 1/30/2009
Industry: MAJRRX
Sector: HEALTH
Governing Law:New York


16) Placement Agency Agreement

Parties: BEACON ENTERPRISE SOLUTIONS GROUP INC
Document Date: 1/13/2009


17) FIRST AMENDMENT TO NOTE AND SECURITY AGREEMENT

Parties: EARTH BIOFUELS INC | Transfer Online, Inc
Document Date: 11/7/2008
Industry: OILPRD
Sector: ENERGY
Governing Law:Oregon


18) Re:Consulting Fee Arrangements

Parties: NATIONAL INVESTMENT MANAGERS INC. | WOODSIDE CAPITAL PARTNERS V, LLC | WOODSIDE CAPITAL PARTNERS V QP, LLC | WOODSIDE CAPITAL PARTNERS IV, LLC | WOODSIDE CAPITAL PARTNERS IV QP, LLC
Document Date: 11/7/2008
Industry: CONGLM
Sector: CONGLO
Governing Law:Massachusetts


19) BOARD REPRESENTATION AGREEMENT

Parties: Macatawa Bank Corporation | White Bay Capital, LLC
Document Date: 11/5/2008
Industry: BANKRG
Sector: FINANC
Governing Law:Michigan


20) letter Agreement

Parties: OCTAVIAN GLOBAL TECHNOLOGIES, INC. | Lilac Advisors, LLC | Octavian International Ltd | Spectre Gaming, Inc
Document Date: 11/5/2008
Governing Law:New York


21) letter agreement

Parties: OCTAVIAN GLOBAL TECHNOLOGIES, INC. | Oppenheimer & Co. Inc. | Octavian International Ltd.
Document Date: 11/5/2008
Governing Law:New York


22) PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT FOR COMMON STOCK AND OIL AND GAS NET REVENUE INTERESTS

Parties: PANTERA PETROLEUM INC.
Document Date: 8/22/2008
Governing Law:Nevada


23) Placement Agent Agreement

Parties: Harbin Electric, Inc., | William Blair & Company, L.L.C. | ROTH Capital Partners, LLC
Document Date: 6/26/2008
Industry: MSCGDS
Sector: CAPGDS
Governing Law:Illinois


24) PLACEMENT AGENCY AGREEMENT

Parties: INX INC | Raymond James & Associates, Inc
Law Firm: Epstein Becker;Morrison Foerster
Document Date: 6/23/2008
Industry: CMPEQP
Sector: TECHNO
Governing Law:New York


25) PLACEMENT AGENT AGREEMENT

Parties: PACIFIC ETHANOL, INC. | LAZARD CAPITAL MARKETS LLC
Law Firm: Rutan Tucker;Proskauer Rose
Document Date: 5/23/2008
Industry: CHMMFG
Sector: BASICM
Governing Law:New York


26) CELL GENESYS, INC. PLACEMENT AGENCY AGREEMENT

Parties: CELL GENESYS INC | CANACCORD ADAMS INC | CANTOR FITZGERALD & CO | CREDIT SUISSE SECURITIES (USA) LLC
Law Firm: Wilson Sonsini;Pillsbury Winthrop;O'Melveny Myers;Ropes Gray
Document Date: 5/12/2008
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


27) PLACEMENT AGENCY AGREEMENT

Parties: Canaccord Adams Inc | Exactech, Inc | Robert W Baird & Co Incorporated | Thomas Weisel Partners LLC
Law Firm: Pillsbury Winthrop;Greenberg Traurig
Document Date: 5/9/2008
Industry: HTHEQP
Sector: HEALTH
Governing Law:New York


28) PLACEMENT AGENCY AGREEMENT

Parties: JAVELIN PHARMACEUTICALS, INC | Leerink Swann LLC | Riverbank Capital Securities, Inc
Law Firm: Goodwin Procter;Baker Botts
Document Date: 5/9/2008
Industry: BIOTRX
Sector: HEALTH
Governing Law:Massachusetts


29) PLACEMENT AGENT AGREEMENT

Parties: BROADPOINT SECURITIES GROUP, INC. | BROADPOINT CAPITAL, INC | FA TECHNOLOGY HOLDING, LLC
Document Date: 5/6/2008
Industry: BROKER
Sector: FINANC
Governing Law:New York


30) PLACEMENT AGREEMENT

Parties: BROOKSHIRE RAW MATERIALS (U.S.) TRUST
Law Firm: Crowell Moring
Document Date: 4/15/2008
Governing Law:Illinois


31) PLACEMENT AGENT AGREEMENT

Parties: SMART ENERGY SOLUTIONS, INC. | EKN Financial Services, Inc
Document Date: 4/10/2008


32) PLACEMENT AGENT AGREEMENT

Parties: Introductory Dendreon Corporation | Lazard Capital Markets LLC | Lazard Fr?res & Co LLC
Law Firm: Jones Day;Perkins Coie;Proskauer Rose
Document Date: 4/3/2008
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


33) PLACEMENT AGENCY AGREEMENT

Parties: AVANIR PHARMACEUTICALS
Law Firm: Lowenstein Sandler;Goodwin Procter
Document Date: 3/27/2008
Industry: BIOTRX
Sector: HEALTH
Governing Law:New York


34) PLACEMENT AGENT AGREEMENT AMENDMENT NO.1

Parties: GEEKS ON CALL HOLDINGS, INC. | First Montauk Securities Corp
Document Date: 2/22/2008
Governing Law:New York


35) PLACEMENT AGENT AGREEMENT

Parties: CLEAR SKIES HOLDINGS INC | Clear Skies Group, Inc | Westminster Securities Corporation
Law Firm: Haynes and Boone, LLP, Feldman Weinstein Smith LLP,
Document Date: 12/26/2007


36) PLACEMENT AGENT AGREEMENT

Parties: DRINKS AMERICAS HOLDINGS, LTD | Enable Growth Partners LP, Pierce Diversified Strategy Master Fund LLC, Enable Opportunity Partners LP | Lyrical Opportunity Partners II LP | MIDTOWN PARTNERS & CO, LLC
Document Date: 12/19/2007
Industry: BEVALC
Sector: Consumer/Non-Cyclical
Governing Law:Florida


37) PLACEMENT AGENCY AGREEMENT

Parties: ARKANOVA ENERGY CORP | Arkanova Energy Corporation | Basic Investors Inc
Document Date: 12/13/2007


38) MED-TECH SOLUTIONS, INC. PLACEMENT AGENT AGREEMENT

Parties: MED-TECH SOLUTIONS, INC. | Gottbetter & Partners | International Capital Partners SA
Document Date: 12/11/2007
Governing Law:New York


39) PLACEMENT AGENT AGREEMENT

Parties: CITIZENS INC | Oppenheimer & Co Inc
Law Firm: Kramer Levin;
Document Date: 11/29/2007
Industry: INSLIF
Sector: Financial
Governing Law:New York


40) PLACEMENT AGREEMENT

Parties: FIRST BANKS, INC | First Tennessee Bank National Association | Keefe, Bruyette & Woods, Inc
Law Firm: Richards Layton;Stinson Morrison;Lewis Rice;Sidley Austin
Document Date: 11/14/2007
Governing Law:Delaware


41) PLACEMENT AGREEMENT

Parties: FIRST BANKS, INC | Cohen & Company
Document Date: 11/14/2007
Governing Law:New York


42) PLACEMENT AGENT AGREEMENT

Parties: ASLAHAN ENTERPRISES LTD. | Joseph Gunnar & Co, LLC | RedRoller, Inc
Law Firm: DLA Piper; Clark Wilson LLP
Document Date: 11/13/2007
Governing Law:New York


43) Placement Agreement

Parties: CARDTRONICS INC | 7-Eleven, Inc | Cardtronics, LP
Law Firm: Vinson Elkins
Document Date: 11/9/2007
Governing Law:Texas


44) PLACEMENT AGENCY AGREEMENT

Parties: GENELABS TECHNOLOGIES INC /CA | Deutsche Bank Securities Inc | Genelabs Technologies, Inc
Law Firm: Skadden Arps;Lowenstein Sandler;Foley Lardner
Document Date: 9/26/2007
Industry: BIOTRX
Sector: Healthcare
Governing Law:New York


45) PLACEMENT AGENCY AGREEMENT

Parties: Commonwealth Associates, LP | New York, NY 10022 Ferris, Baker Watts, Incorporated | Teton Energy Corporation
Law Firm: Vinson Elkins
Document Date: 8/14/2007
Industry: OILPRD
Sector: ENERGY
Governing Law:New York


46) PLACEMENT AGENT AGREEMENT

Parties: AG Edwards & Sons, Inc | FARO Technologies, Inc | Robert W Baird & Co Incorporated
Document Date: 8/9/2007
Industry: SCIINS
Sector: TECHNO


47) PLACEMENT AGREEMENT

Parties: (party-alias) StoneCastle Securities, LLC | Bank Holding Company | BNCCORP, Inc | Federal Deposit Insurance Corporation | Federal Reserve System | Interim Financial | Investment Company | Jones, Walker, Waechter, Poitevent, Carrère & Denègre LLP | McKee Nelson LLP | Morris James LLP | US Capital Funding VI, Ltd | Wilmington Trust Company
Document Date: 8/3/2007


48) PLACEMENT AGENT AGREEMENT

Parties: VISUAL MANAGEMENT SYSTEMS INC
Document Date: 7/23/2007
Governing Law:Florida


49) AMENDMENT TO PLACEMENT AGENT AGREEMENT

Parties: Axiom Capital Management, Inc | Celsia Technologies, Inc | INDIGO SECURITIES LLC | Indigo Securities, Inc
Document Date: 6/1/2007


50) PLACEMENT AGENT AGREEMENT

Parties: MIDTOWN PARTNERS & CO, LLC | OmniReliant Holdings, Inc
Document Date: 6/1/2007
Governing Law:Florida


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