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Placement Agent Agreements

These Placement Agent Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.

1) Placement Agent Agreement

Parties: PARK NATIONAL CORP /OH/ | Financial Industry Regulatory Authority | Park National Corporation | Rodman & Renshaw, LLC
Document Date: 10/28/2009
Industry: Regional Banks
Sector: Financial
Governing Law:New York


2) Funding/Financing Referral/Placement Agency Agreement

Parties: INTREORG SYSTEMS INC. | Europa Securities, LLC
Document Date: 10/8/2009
Governing Law:Florida


3) PLACEMENT AGENCY AGREEMENT

Parties: PLURISTEM THERAPEUTICS INC
Law Firm: Sullivan Worcester;Lowenstein Sandler
Document Date: 10/6/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


4) PLACEMENT AGENCY AGREEMENT

Parties: CHINA RITAR POWER CORP. | Crone Law Group | Roth Capital Partners, LLC
Law Firm: Winston Strawn
Document Date: 10/5/2009
Governing Law:New York


5) Placement Agent Agreement

Parties: CATALYST PHARMACEUTICAL PARTNERS, INC. | Rodman & Renshaw, LLC
Document Date: 10/2/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


6) PLACEMENT AGENCY AGREEMENT

Parties: RENTECH INC /CO/ | Brean Murray, Carret & Co, LLC | Rentech, Inc
Law Firm: Latham Watkins;DLA Piper
Document Date: 9/23/2009
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York


7) Placement Agent Agreement

Parties: Rodman & Renshaw, LLC | Spectrum Pharmaceuticals, Inc
Document Date: 9/23/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


8) PLACEMENT AGENCY AGREEMENT

Parties: Next Generation Equity Research, LLC | Northern Technologies International Corporation
Law Firm: Oppenheimer Wolff
Document Date: 9/21/2009
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York


9) PLACEMENT AGENCY AGREEMENT

Parties: Majesco Entertainment Company | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC | Roth Capital Partners, LLC
Law Firm: Mintz Levin
Document Date: 9/18/2009
Industry: Software and Programming
Sector: Technology
Governing Law:New York


10) Placement Agent Agreement

Parties: HYTHIAM INC | Rodman & Renshaw, LLC
Law Firm: Luce Forward
Document Date: 9/18/2009
Industry: Healthcare Facilities
Sector: Healthcare
Governing Law:New York


11) Placement Agent Agreement

Parties: CEL-SCI Corporation | Renshaw, LLC
Document Date: 9/17/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


12) PLACEMENT AGENCY AGREEMENT

Parties: Avondale Partners, LLC | Canaccord Adams Inc | HEADWATERS INCORPORATED | Stephens Inc
Law Firm: Pillsbury Winthrop;Choate Hall
Document Date: 9/17/2009
Industry: Coal
Sector: Energy
Governing Law:New York


13) Placement Agent Agreement

Parties: CHINA NORTH EAST PETROLEUM HOLDINGS LTD | Rodman & Renshaw, LLC
Document Date: 9/16/2009
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York


14) Placement Agent Agreement

Parties: CARDIUM THERAPEUTICS, INC. | Dawson James Securities, Inc
Document Date: 9/15/2009
Industry: Metal Mining
Sector: Basic Materials
Governing Law:New York


15) Placement Agent Agreement

Parties: Generex Biotechnology Corporation | Midtown Partners & Co, LLC
Document Date: 9/15/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


16) Placement Agent Agreement

Parties: DARA BIOSCIENCES, INC. | Moody Capital Solutions, Inc
Document Date: 9/14/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:Georgia


17) Placement Agent Agreement

Parties: PURE BIOSCIENCE | Rodman & Renshaw, LLC
Document Date: 9/2/2009
Industry: Misc. Capital Goods
Sector: Capital Goods
Governing Law:New York


18) PLACEMENT AGENT AGREEMENT

Parties: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | B Riley & Co, LLC | Introduction Kratos Defense & Security Solutions, Inc
Law Firm: Morrison Foerster;Paul Hastings
Document Date: 8/28/2009
Industry: Communications Services
Sector: Services
Governing Law:New York


19) Placement Agent Agreement

Parties: PACWEST BANCORP | Rodman & Renshaw, LLC
Document Date: 8/27/2009
Industry: Regional Banks
Sector: Financial
Governing Law:New York


20) PLACEMENT AGENCY AGREEMENT

Parties: RENTECH INC /CO/ | Rentech, Inc | Roth Capital Partners, LLC
Law Firm: DLA Piper;Latham Watkins
Document Date: 8/21/2009
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York


21) Placement Agent Agreement

Parties: EMISPHERE TECHNOLOGIES INC | MHR Fund Management LLC | Rodman & Renshaw, LLC
Document Date: 8/20/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


22) Placement Agent Agreement

Parties: Blackhawk Capital Group BDC, Inc | Lombardi & Co, Inc
Document Date: 8/14/2009
Industry: Conglomerates
Sector: Conglomerates


23) Placement Agent Agreement

Parties: Bentley Securities Corporation | Blackhawk Capital Group BDC, Inc
Document Date: 8/14/2009
Industry: Conglomerates
Sector: Conglomerates


24) Placement Agent Agreement

Parties: Blackhawk Capital Group BDC, Inc
Document Date: 8/14/2009
Industry: Conglomerates
Sector: Conglomerates


25) RE: PLACEMENT AGENCY AGREEMENT

Parties: HELIX WIND, CORP.
Document Date: 8/6/2009
Governing Law:New York


26) Placement Agent Agreement

Parties: ADVENTRX PHARMACEUTICALS INC | Rodman & Renshaw, LLC
Document Date: 8/5/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


27) PLACEMENT AGENT AGREEMENT

Parties: 041 Grant Bettingen, Inc | Guardian Technologies International, Inc
Document Date: 8/4/2009
Industry: Textiles - Non Apparel
Sector: Consumer Cyclical
Governing Law:California


28) Placement Agent Agreement

Parties: Inovio Biomedical Corporation | Rodman & Renshaw, LLC
Document Date: 7/30/2009
Industry: Medical Equipment and Supplies
Sector: Healthcare


29) Placement Agent Letter Agreement

Parties: CytRx Corporation | Rodman & Renshaw, LLC
Document Date: 7/27/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


30) PLACEMENT AGENCY AGREEMENT

Parties: WAVE SYSTEMS CORP | Roth Capital Partners, LLC
Law Firm: Bingham McCutchen
Document Date: 7/22/2009
Industry: Semiconductors
Sector: Technology
Governing Law:New York


31) Placement Agency Letter Agreement

Parties: NOVADEL PHARMA INC
Document Date: 7/20/2009
Industry: Major Drugs
Sector: Healthcare


32) PLACEMENT AGENCY AGREEMENT

Parties: WAVE SYSTEMS CORP | Financial Industry Regulatory Authority | Roth Capital Partners, LLC
Law Firm: Bingham McCutchen
Document Date: 7/17/2009
Industry: Semiconductors
Sector: Technology
Governing Law:New York


33) Placement Agency Letter Agreement

Parties: INVO BIOSCIENCE, INC. | Hallmark Investments, Inc | INVO Bioscience, Inc
Document Date: 7/17/2009


34) CONFIDENTIAL PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT

Parties: ARGENTEX MINING CORP
Document Date: 7/13/2009
Industry: Gold and Silver
Sector: Basic Materials


35) Placement Services Agreement

Parties: WORLDGATE COMMUNICATIONS INC
Document Date: 7/10/2009
Industry: Broadcasting and Cable TV
Sector: Services


36) PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT

Parties: CANDEV RESOURCE EXPLORATION, INC.
Document Date: 7/8/2009


37) PLACEMENT AGENCY AGREEMENT

Parties: C K Cooper & Company, Inc | Northern Oil and Gas, Inc
Law Firm: Faegre Benson
Document Date: 6/24/2009
Governing Law:New York


38) SUPERCONDUCTOR TECHNOLOGIES INC. PLACEMENT AGENT AGREEMENT

Parties: SUPERCONDUCTOR TECHNOLOGIES INC | MDB Capital Group LLC
Document Date: 6/24/2009
Industry: Communications Equipment
Sector: Technology
Governing Law:California


39) Agreement

Parties: Rodman & Renshaw, LLC | Spectrum Pharmaceuticals, Inc
Document Date: 6/18/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


40) PLACEMENT AGENT AGREEMENT

Parties: GLOBALSTAR, INC. | INTRODUCTION Globalstar, Inc | Lazard Capital Markets LLC | US Bank, National Association
Law Firm: Taft Stettinius;Wilmer Cutler;Proskauer Rose
Document Date: 6/17/2009
Industry: Communications Services
Sector: Services
Governing Law:New York


41) Agreement

Parties: China Direct Industries, Inc | Rodman & Renshaw, LLC
Document Date: 6/17/2009
Industry: Retail (Catalog and Mail Order)
Sector: Services


42) Letter Agreement

Parties: Generex Biotechnology Corporation | Midtown Partners & Co, LLC
Document Date: 6/16/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


43) PLACEMENT AGENCY AGREEMENT

Parties: DELCATH SYSTEMS INC
Law Firm: Hughes Hubbard;Goodwin Procter
Document Date: 6/10/2009
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York


44) PLACEMENT AGENCY AGREEMENT

Parties: HECLA MINING CO/DE/
Document Date: 6/8/2009
Industry: Gold and Silver
Sector: Basic Materials


45) Placement Agent Agreement

Parties: ADVENTRX PHARMACEUTICALS INC | Rodman & Renshaw, LLC
Document Date: 6/8/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


46) Placement Agent Agreement

Parties: GENEREX BIOTECHNOLOGY CORP
Document Date: 5/18/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


47) Dear Dr. Bianco:

Parties: CELL THERAPEUTICS INC | Rodman & Renshaw, LLC
Document Date: 5/12/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


48) Placement Agent Agreement

Parties: Hemispherx Biopharma, Inc | Rodman & Renshaw, LLC
Document Date: 5/11/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


49) PLACEMENT AGENT AGREEMENT

Parties: LAZARD CAPITAL MARKETS LLC | DISCOVERY LABORATORIES INC
Law Firm: Dickstein Shapiro;Potter Anderson;Proskauer Rose
Document Date: 5/8/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


50) Dear Mr. Yanay:

Parties: PLURISTEM THERAPEUTICS INC | Rodman & Renshaw, LLC
Document Date: 5/6/2009
Industry: Biotechnology and Drugs
Sector: Healthcare


Placement Agent Agreement
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