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Parties: CURIS INC
Law Firm: Goodwin Procter;Wilmer Cutler
Document Date: 1/22/2010
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: CHINA YIDA HOLDING, CO. | Lowenstein Sandler PC | Newbridge Securities Corporation
Law Firm: Lowenstein Sandler
Document Date: 1/22/2010
Industry: Software and Programming
Sector: Technology
Governing Law:New York
Parties: CYCLACEL PHARMACEUTICALS, INC. | ROTH Capital Partners, LLC
Law Firm: Mintz Levin;Lowenstein Sandler
Document Date: 1/21/2010
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: Canaccord Adams Inc | MDRNA, Inc
Law Firm: Choate Hall
Document Date: 1/14/2010
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: CYCLACEL PHARMACEUTICALS, INC. | ROTH Capital Partners, LLC
Law Firm: Mintz Levin;Lowenstein Sandler
Document Date: 1/11/2010
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: MAGNOLIA SOLAR CORP | MAGNOLIASOLAR, INC | MIDTOWN PARTNERS & CO, LLC
Document Date: 1/7/2010
Governing Law:Florida
Parties: Far East Energy Corporation | Pritchard Capital Partners, LLC | Weycer, Kaplan, Pulaski & Zuber, PC
Law Firm: Bracewell Giuliani
Document Date: 12/23/2009
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York
Parties: RAPTOR PHARMACEUTICAL CORP | Ladenburg Thalmann & Co Inc
Law Firm: Paul Hastings
Document Date: 12/18/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: INTERCLICK, INC. | Merriman Curhan Ford & Co | RBC CAPITAL MARKETS CORPORATION
Law Firm: DLA Piper
Document Date: 12/18/2009
Governing Law:New York
Parties: AMERICAN OIL & GAS INC | C K COOPER & COMPANY, INC
Law Firm: Patton Boggs
Document Date: 12/18/2009
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York
Parties: UNIVERSAL TRAVEL GROUP
Document Date: 12/16/2009
Industry: Personal Services
Sector: Services
Governing Law:New York
Parties: NEW GENERATION BIOFUELS HOLDINGS, INC | Jesup & Lamont Securities Corp
Law Firm: Hogan Hartson
Document Date: 12/11/2009
Governing Law:New York
Parties: SIGA TECHNOLOGIES INC | Cowen and Company, LLC | RBC CAPITAL MARKETS CORPORATION
Law Firm: Kramer Levin
Document Date: 12/10/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: VALLEY NATIONAL BANCORP | SANDLER O'NEILL & PARTNERS, LP | STIFEL, NICOLAUS & COMPANY, INCORPORATED
Law Firm: Simpson Thacher
Document Date: 12/7/2009
Industry: Regional Banks
Sector: Financial
Governing Law:New York
Parties: HOUSTON AMERICAN ENERGY CORP | Global Hunter Securities, LLC
Law Firm: Vinson Elkins
Document Date: 12/3/2009
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York
Parties: RADIENT PHARMACEUTICALS CORP | Jesup & Lamont Securities Corporation
Law Firm: Hodgson Russ
Document Date: 12/2/2009
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York
Parties: ZALDIVA INC | Charles Morgan Securities, Inc
Document Date: 11/20/2009
Governing Law:New York
Parties: PARK NATIONAL CORP /OH/ | Financial Industry Regulatory Authority | Park National Corporation | Rodman & Renshaw, LLC
Document Date: 10/28/2009
Industry: Regional Banks
Sector: Financial
Governing Law:New York
Parties: INTREORG SYSTEMS INC. | Europa Securities, LLC
Document Date: 10/8/2009
Governing Law:Florida
Parties: PLURISTEM THERAPEUTICS INC
Law Firm: Sullivan Worcester;Lowenstein Sandler
Document Date: 10/6/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: CHINA RITAR POWER CORP. | Crone Law Group | Roth Capital Partners, LLC
Law Firm: Winston Strawn
Document Date: 10/5/2009
Governing Law:New York
Parties: CATALYST PHARMACEUTICAL PARTNERS, INC. | Rodman & Renshaw, LLC
Document Date: 10/2/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: RENTECH INC /CO/ | Brean Murray, Carret & Co, LLC | Rentech, Inc
Law Firm: Latham Watkins;DLA Piper
Document Date: 9/23/2009
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York
Parties: Rodman & Renshaw, LLC | Spectrum Pharmaceuticals, Inc
Document Date: 9/23/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: Next Generation Equity Research, LLC | Northern Technologies International Corporation
Law Firm: Oppenheimer Wolff
Document Date: 9/21/2009
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York
Parties: Majesco Entertainment Company | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC | Roth Capital Partners, LLC
Law Firm: Mintz Levin
Document Date: 9/18/2009
Industry: Software and Programming
Sector: Technology
Governing Law:New York
Parties: HYTHIAM INC | Rodman & Renshaw, LLC
Law Firm: Luce Forward
Document Date: 9/18/2009
Industry: Healthcare Facilities
Sector: Healthcare
Governing Law:New York
Parties: CEL-SCI Corporation | Renshaw, LLC
Document Date: 9/17/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: Avondale Partners, LLC | Canaccord Adams Inc | HEADWATERS INCORPORATED | Stephens Inc
Law Firm: Pillsbury Winthrop;Choate Hall
Document Date: 9/17/2009
Industry: Coal
Sector: Energy
Governing Law:New York
Parties: CHINA NORTH EAST PETROLEUM HOLDINGS LTD | Rodman & Renshaw, LLC
Document Date: 9/16/2009
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York
Parties: CARDIUM THERAPEUTICS, INC. | Dawson James Securities, Inc
Document Date: 9/15/2009
Industry: Metal Mining
Sector: Basic Materials
Governing Law:New York
Parties: Generex Biotechnology Corporation | Midtown Partners & Co, LLC
Document Date: 9/15/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York
Parties: DARA BIOSCIENCES, INC. | Moody Capital Solutions, Inc
Document Date: 9/14/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:Georgia
Parties: PURE BIOSCIENCE | Rodman & Renshaw, LLC
Document Date: 9/2/2009
Industry: Misc. Capital Goods
Sector: Capital Goods
Governing Law:New York
Parties: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | B Riley & Co, LLC | Introduction Kratos Defense & Security Solutions, Inc
Law Firm: Morrison Foerster;Paul Hastings
Document Date: 8/28/2009
Industry: Communications Services
Sector: Services
Governing Law:New York
Parties: PACWEST BANCORP | Rodman & Renshaw, LLC
Document Date: 8/27/2009
Industry: Regional Banks
Sector: Financial
Governing Law:New York
Parties: RENTECH INC /CO/ | Rentech, Inc | Roth Capital Partners, LLC
Law Firm: DLA Piper;Latham Watkins
Document Date: 8/21/2009
Industry: Chemical Manufacturing
Sector: Basic Materials
Governing Law:New York
Parties: EMISPHERE TECHNOLOGIES INC | MHR Fund Management LLC | Rodman & Renshaw, LLC
Document Date: 8/20/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Parties: Blackhawk Capital Group BDC, Inc | Lombardi & Co, Inc
Document Date: 8/14/2009
Industry: Conglomerates
Sector: Conglomerates
Parties: Bentley Securities Corporation | Blackhawk Capital Group BDC, Inc
Document Date: 8/14/2009
Industry: Conglomerates
Sector: Conglomerates
Parties: Blackhawk Capital Group BDC, Inc
Document Date: 8/14/2009
Industry: Conglomerates
Sector: Conglomerates
Parties: HELIX WIND, CORP.
Document Date: 8/6/2009
Governing Law:New York
Parties: ADVENTRX PHARMACEUTICALS INC | Rodman & Renshaw, LLC
Document Date: 8/5/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Parties: 041 Grant Bettingen, Inc | Guardian Technologies International, Inc
Document Date: 8/4/2009
Industry: Textiles - Non Apparel
Sector: Consumer Cyclical
Governing Law:California
Parties: Inovio Biomedical Corporation | Rodman & Renshaw, LLC
Document Date: 7/30/2009
Industry: Medical Equipment and Supplies
Sector: Healthcare
Parties: CytRx Corporation | Rodman & Renshaw, LLC
Document Date: 7/27/2009
Industry: Biotechnology and Drugs
Sector: Healthcare
Parties: WAVE SYSTEMS CORP | Roth Capital Partners, LLC
Law Firm: Bingham McCutchen
Document Date: 7/22/2009
Industry: Semiconductors
Sector: Technology
Governing Law:New York
Parties: NOVADEL PHARMA INC
Document Date: 7/20/2009
Industry: Major Drugs
Sector: Healthcare
Parties: WAVE SYSTEMS CORP | Financial Industry Regulatory Authority | Roth Capital Partners, LLC
Law Firm: Bingham McCutchen
Document Date: 7/17/2009
Industry: Semiconductors
Sector: Technology
Governing Law:New York
Parties: INVO BIOSCIENCE, INC. | Hallmark Investments, Inc | INVO Bioscience, Inc
Document Date: 7/17/2009
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