Piper Jaffray Companies

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1) PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN

Parties: PIPER JAFFRAY COMPANIES
Document Date: 7/31/2009
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

2) PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN

Parties: PIPER JAFFRAY COMPANIES
Document Date: 5/20/2009
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

3) PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN

Parties: PIPER JAFFRAY COMPANIES
Document Date: 3/2/2009
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

4) PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT

Parties: PIPER JAFFRAY COMPANIES
Document Date: 8/1/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

5) PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN

Parties: PIPER JAFFRAY COMPANIES
Document Date: 8/1/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

6) PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT

Parties: PIPER JAFFRAY COMPANIES
Document Date: 8/1/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

7) SUMMARY OF NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM

Parties: PIPER JAFFRAY COMPANIES
Document Date: 2/28/2008
Industry: Investment Services
Sector: Financial

8) Piper Jaffray Companies Announces Second Quarter Results

Parties: New York Stock Exchange, Inc | Piper Jaffray Companies
Document Date: 7/18/2007

9) AGREEMENT OF PURCHASE AND SALE among

Parties: CD Walbrandt, Inc | Fiduciary Asset Management, LLC | Piper Jaffray Companies | PIPER JAFFRAY NEWCO INC | WG CAR, LLC
Law Firm: Faegre Benson
Document Date: 4/13/2007
Industry: Investment Services
Sector: Financial
Governing Law:Missouri

10) Name of Employee: No. of Shares Covered: Date of Issuance: Vesting Schedule pursuant to Section 2: No. of Shares Which Vesting Date(s) Become Vested as of Such Date This is a Restricted Stock Agreement (?Agreement?) between Piper Jaffray Companies, a Delaware corporation (the ?Company

Parties: Piper Jaffray Companies
Document Date: 3/1/2007
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

11) PIPER JAFFRAY COMPANIES SUMMARY OF NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM

Parties: PIPER JAFFRAY COMPANIES
Document Date: 3/1/2006
Industry: Investment Services
Sector: Financial

12) AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT

Parties: PIPER JAFFRAY COMPANIES
Document Date: 3/1/2006
Industry: Investment Services
Governing Law:Delaware

13) EXHIBIT 10.1 LLC MEMBERSHIP INTEREST PURCHASE AGREEMENT

Parties: VIE FINANCIAL GROUP INC | PIPER JAFFRAY COMPANIES | VIE SECURITIES, LLC
Law Firm: Dorsey & Whitney LLP; Wilmer Cutler Pickering Hale and Dorr LLP
Document Date: 9/22/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

14) EXHIBIT 10.2 PROMISSORY NOTE

Parties: VIE FINANCIAL GROUP INC | PIPER JAFFRAY COMPANIES | Vie Securities, LLC
Document Date: 9/22/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

15) EXHIBIT 10.3 SECURITY AGREEMENT

Parties: VIE FINANCIAL GROUP INC | PIPER JAFFRAY COMPANIES | Vie Securities, LLC | The Ashton Technology Group, Inc. | Universal Trading Technologies Corporation | Vie Financial Group
Document Date: 9/22/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

16) INSURANCE MATTERS AGREEMENT

Parties: PIPER JAFFRAY COMPANIES | U.S. Bancorp
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

17) 2003 LONG-TERM INCENTIVE PLAN

Parties: PIPER JAFFRAY COMPANIES
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

18) SECOND CENTURY 2000 DEFERRED COMPENSATION PLAN

Parties: PIPER JAFFRAY COMPANIES | U.S. BANCORP PIPER JAFFRAY INC.
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:Minnesota

19) EMPLOYEE BENEFITS AGREEMENT

Parties: PIPER JAFFRAY COMPANIES | U.S. BANCORP
Law Firm: Wachtell, Lipton, Rosen & Katz
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial

20) SEPARATION AND DISTRIBUTION AGREEMENT

Parties: PIPER JAFFRAY COMPANIES | U.S. BANCORP
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

21) RIGHTS AGREEMENT

Parties: PIPER JAFFRAY COMPANIES | MELLON INVESTOR SERVICES LLC
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:New York

22) BUSINESS ALLIANCE AGREEMENT

Parties: PIPER JAFFRAY COMPANIES | U.S. BANCORP
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:Delaware

23) TAX SHARING AGREEMENT

Parties: PIPER JAFFRAY COMPANIES | U.S. Bancorp
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial

24) SUBORDINATED LOAN AGREEMENT - CASH

Parties: PIPER JAFFRAY COMPANIES | U.S. Bancorp Piper Jaffray Inc.,
Law Firm: Wachtell, Lipton, Rosen & Katz
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:New York

25) SECOND CENTURY GROWTH DEFERRED COMPENSATION PLAN

Parties: PIPER JAFFRAY COMPANIES | U.S. BANCORP PIPER JAFFRAY INC.
Document Date: 3/8/2004
Industry: Investment Services
Sector: Financial
Governing Law:Minnesota

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