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Exhibit 10.1
Confidential Treatment Requested by CBOT
Holdings, Inc.
SIXTH AMENDMENT TO
LICENSE AGREEMENT DATED
June 5, 1997
This SIXTH Amendment, dated as of January 19, 2007 (the
"Sixth Amendment Effective Date"), to the License Agreement dated
June 5, 1997 made by and between Dow Jones & Company,
Inc. ("Dow Jones"), having an office at 200 Liberty Street, New
York, New York 10281, the Board of Trade of the City of Chicago
("CBOT"), having an office at 141 West Jackson Boulevard, Chicago,
IL 60604, as previously amended by an Amendment to the License
Agreement dated as of September 9, 1997 (the "First
Amendment") and a Second Amendment to the License Agreement dated
as of February 18, 1998 ("Second Amendment") and a Third
Amendment to the License Agreement dated as of May 1998 (the "Third
Amendment") and a Fourth Amendment to the License Agreement dated
as of December 19, 2001 (the "Fourth Amendment") and a Fifth
Amendment to the License Agreement dated October 2003 (the "Fifth
Amendment") (collectively, the License Agreement").
WHEREAS, the Licensee currently has a license pursuant to which
it may use certain Dow Jones proprietary indexes (as more
particularly described in the License Agreement, the "Indexes") in
connection with the trading and issuance of the Products (as
defined in the License Agreement) on or through Licensee, and to
use one or more of the Dow Jones Marks (as more particularly set
forth in the License Agreement) in connection therewith; and
WHEREAS, the Licensee would also like to use the Dow Jones U.S.
Real Estate Index (the "DJUSRE Index") in connection with the
trading and issuance of Products based on of the DJUSRE Index;
NOW, THEREFORE, in consideration of the premises and the mutual
covenants and agreements contained herein and in the License
Agreement, and pursuant to Section 12(c) thereof, the parties
hereby agree to amend the License Agreement as follows:
1. Section l(a) of the License Agreement is hereby amended by
adding after Section l(a)(8): "(9)(A) Subject to the terms and
conditions of the License Agreement, Dow Jones hereby grants to
Licensee a further non-transferable (except to a sublicensee
pursuant to Section l(a)(9)), non-exclusive, worldwide license to
(i) use the Dow Jones U.S. Real Estate Index in connection
with trading Products that are base
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