Exhibit 10.90
Certain
confidential information contained in this document, marked by
brackets and the word "REDACTED" ([REDACTED]), has been omitted and
filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
Amended.
LICENSE AND SUBLICENSE
AGREEMENT
THIS LICENSE
AND SUBLICENSE AGREEMENT (“AGREEMENT”) is made this
12th day of September, 2005 by and between PROMEGA CORPORATION, a
corporation organized and existing under the laws of the State of
Wisconsin and with principal offices located at 2800 Woods Hollow
Road, Madison, Wisconsin, 53711 ("LICENSOR") and Gene Logic Inc., a
corporation organized and existing under the laws of the State of
Delaware with principal offices located at 610 Professional Drive,
Gaithersburg, MD 20879 (“LICENSEE”) (each a
“Party”, and together the “Parties”
herein).
WHEREAS
LICENSOR is exclusive licensee for a defined “Exclusive Field
of Use” as that term is defined in the License Agreement from
the Regents of the University of California ("UC Regents") dated
June 1, 2003, of specified rights in United States Patent Nos.
5,583,024 which issued December 10, 1996; 5,674,713 which issued
October 7, 1997; and 5,700,673 which issued December 23, 1997;
(there being no foreign patent applications or issued patents
corresponding thereto) and in the inventions described and claimed
therein (collectively, “UC Regents’ Patents”);
and
WHEREAS
LICENSOR, by letter agreement with UC Regents dated August 22, 2005
and in conjunction with its rights under the June 1, 2003 License
Agreement (such documents may be referred to collectively hereafter
as the “UC REGENTS AGREEMENT”), is authorized to
sublicense UC Regents’ Patents under the terms and conditions
set forth herein;
WHEREAS
LICENSOR is owner by assignment from the inventors of their entire
right, title and interest in United States Patent Nos. 5,670,356
which issued September 23, 1997; 6,552,179 which issued April 22,
2003; and 6,387,675 which issued May 14, 2002 and additional
pending patent applications and the foreign patent applications
corresponding thereto (“Promega’s Patents”);
and
WHEREAS
LICENSEE wishes to: a) obtain a non-exclusive sublicense in the
TERRITORY under the FIELD OF USE to practice the UC Regents’
Patents in conjunction with offering and performing LICENSED
SERVICES to third parties, and using LICENSED PRODUCTS and LICENSED
METHODS in its own internal research; and b) obtain a non-exclusive
license in the TERRITORY under the FIELD OF USE to practice the
Promega Patents in conjunction with offering and performing
LICENSED SERVICES to third parties, and using LICENSED PRODUCTS and
LICENSED METHODS in its own internal research; and
WHEREAS
LICENSOR wishes to grant such license and sublicense to LICENSEE in
accordance with the terms of the Agreement.
NOW, THEREFORE
in consideration of the foregoing premises, the Parties agree as
follows:
1.1
EFFECTIVE DATE is the date first
set forth above.
1.2
FIELD OF USE means research use in
LICENSEE’s own facilities in Acellular and Cellular
Luminescent Assays. As used in this definition, “research
use” includes LICENSEE’s performance of LICENSED
SERVICES, provided at all times that specifically excluded from the
FIELD OF USE are any and all diagnostic, entertainment, quality
control, and therapeutic uses.
1.3
LICENSED METHOD means any process,
art or method that is covered by methods claims in the LICENSED
PATENT RIGHTS, or the use or practice of which, but for the license
granted in this Agreement, would infringe or contribute to the
infringement of (pursuant to 35 U.S.C. §271(c)), or induce the
infringement of (pursuant to 35 U.S.C. §271(b)), any LICENSED
PATENT RIGHTS, when used in conjunction with LICENSED PRODUCTS.
LICENSED METHOD does not permit use of the method claims in the
LICENSED PATENT RIGHTS with luciferases other than those contained
in the LICENSED PRODUCTS.
1.4
LICENSED PATENT RIGHTS means the
VALID CLAIMS of: (i) to the extent assigned to or otherwise
obtained by the UC Regents and licensed to LICENSOR, the UC
Regents’ Patents set forth as in Appendix A attached to this
Agreement and made a part hereof; and (ii) the Promega Patents set
forth in Appendix A. Also included in this definition are the VALID
CLAIMS of any continuations, continuations in part, divisionals,
reissues, reexaminations, extensions and substitutions.
1.5
LICENSED PRODUCT means products
that, fall within the scope of the LICENSED PATENT RIGHTS, and: (a)
comprise stand-alone LICENSED TECHNOLOGY; (b) are whole, live cells
transiently transfected with the LICENSED TECHNOLOGY; and/or (c)
are whole, live cells stably transfected with the LICENSED
TECHNOLOGY.
1.6
LICENSED TECHNOLOGY shall mean
LICENSOR’S pGL-2, pSP- luc +NF Fusion, pGL-3, pGL-4,
Rapid Response™ and Chroma-Luc™ Vectors and any
derivative vectors modified by the insertion of cloned eukaryotic
gene sequences. No modifications of the luciferase gene sequence in
any of these vectors included within LICENSED TECHNOLOGY is allowed
or included. If the LICENSOR makes improvements to the luciferase
genes included within LICENSED TECHNOLOGY and these improved genes
are sold or licensed to third parties by the LICENSOR, these
improvements may be included within the LICENSED TECHNOLOGY at the
request of LICENSEE.
1.7
LICENSED SERVICE means
LICENSEE’s use of the LICENSED METHODS or LICENSED PRODUCTS
on behalf of a third party in exchange for monetary or other
consideration, and for the purpose of the detection or quantitation
of luminescence in: (1) Acellular Luminescent Assays, where such
assays detect or quantitate luciferase activity in vitro
in reaction mixtures lacking whole cells, and in
lysed-cell assays; and/or (2) Cellular Luminescent Assays, where
such assays detect or quantitate luciferase activity in
vivo in whole cells, including without limitation cells,
tissues, organs, or whole animals. For the purposes of this
Agreement, Acellular Luminescent Assay shall mean use involving the
imaging or luminescent assay of acellular in vitro samples
and lysed cell samples lysed and assayed by the addition of
reagents, and Cellular Luminescent Assay shall mean use involving
the imaging of luminescence from intact cells, tissues, organs, and
rats or mice.
1.8
TERM shall mean the period from the
EFFECTIVE DATE to the date of expiration or abandonment of the last
of the VALID CLAIMS of LICENSED PATENT RIGHTS.
1.9
TERRITORY means
worldwide.
1.10
VALID CLAIM means a claim of a
patent that (i) has not expired; (ii) has not been disclaimed;
(iii) has not been cancelled or superseded, or if cancelled or
suspended, has been reinstated; (iv) has not been admitted to be
invalid or unenforceable through reissue or otherwise; and (v) has
not been revoked, held invalid, or otherwise declared unenforceable
or not allowable by a tribunal or patent authority of competent
jurisdiction over such claim from which no further appeal has or
may be taken.
2.1
As used in this Section 2.1 and
elsewhere in this AGREEMENT, LICENSOR’s grant of a
“license” to LICENSEE is understood to include both a
license to part of the LICENSED PATENT RIGHTS it owns or controls
and a sublicense to the extent that LICENSOR is sublicensing
certain of the LICENSED PATENT RIGHTS. LICENSOR hereby grants to
LICENSEE, and LICENSEE accepts, subject to the terms and conditions
hereof and in particular the provisions set forth elsewhere in this
Article 2 (LICENSE GRANT), a non-exclusive, royalty-bearing license
in the TERRITORY under LICENSED PATENT RIGHTS to: (i) offer and
perform LICENSED SERVICES in the TERRITORY, in the FIELD OF USE,
during the TERM; (ii) to transmit results and data relating to such
LICENSED SERVICES to LICENSEE’s contracting customers; and,
(iii) to use LICENSED PRODUCTS and LICENSED METHODS, in the FIELD
OF USE, in LICENSEE’S own internal research. No other rights
are granted, including the right to: (i) modify, alter or mutate
the luciferase gene sequence of the LICENSED TECHNOLOGY for
incorporation into, or occurring in, any LICENSED PRODUCT and/or
(ii) sell or transfer a LICENSED PRODUCT to any third parties.
Furthermore, LICENSEE shall have no right to issue
sublicenses.
2.2
To the extent that certain of the
LICENSED PATENT RIGHTS fall under UC REGENTS’ PATENTS and are
being sublicensed by LICENSOR, such sublicense granted hereunder
shall be subject to the overriding obligations to the U.S.
Government set forth in 35 U.S.C. 200-212 and applicable
governmental implementing regulations.
2.3
LICENSEE is hereby informed that
the UC Regents expressly has reserved the right to make and to use
the inventions licensed by it to LICENSOR under the LICENSED PATENT
RIGHTS for educational and research purposes, but not sale in the
FIELD OF USE.
2.4
Notwithstanding any provision of
Article 13 to the contrary, LICENSOR is obligated and is hereby
expressly permitted to provide UC Regents with a copy of this
Agreement.
2.5
Pursuant to the UC REGENTS
AGREEMENT, upon termination of the UC REGENTS AGREEMENT for any
reason other than as a result of expiration of the underlying UC
Regents’ Patents, this Agreement shall automatically be
terminated. LICENSOR shall use its best efforts to provide no less
than ninety (90) days prior written notice of any such termination
so as to allow LICENSEE to obtain separate licenses from LICENSOR
and UC Regents as necessary. In the event the termination of the UC
REGENTS AGREEMENT is due to a breach by LICENSOR and not directly
caused by any improper act or omission of LICENSEE, LICENSOR shall
use its best efforts to offer to LICENSEE a license for the PROMEGA
PATENTS that reflects:
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(a)
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commercial
terms generally consistent with the terms herein as they relate to
the Promega patents, and
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(b)
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LICENSEE’s actual costs in obtaining and
maintaining rights to the UC REGENTS PATENTS,
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such that
LICENSEE shall not be materially and negatively impacted (i.e.
worse off) by having two separate licenses when compared to the
terms of this AGREEMENT
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3.
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ROYALTIES AND
OTHER CONSIDERATION
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3.1
In consideration for the license
granted herein, LICENSEE shall pay to LICENSOR a license issue fee
of [REDACTED] dollars ($[REDACTED] U.S.) within thirty (30) days of
the EFFECTIVE DATE of the Agreement. Such payment shall cover the
first year’s Annual License Maintenance Fee under the
Agreement required to be paid under Section 3.2 below. This license
issue fee is non-refundable and non-cancelable.
3.2
LICENSEE shall pay to LICENSOR an
Annual License Maintenance Fee of [REDACTED] dollars ($[REDACTED]
U.S.) beginning on or before each corresponding anniversary of the
Agreement. Such payment is non-refundable and
non-cancelable.
3.3
LICENSEE shall pay to LICENSOR
non-creditable royalties for LICENSEE’s Acellular and
Cellular Luminescent Assays under the following circumstances: In
the event LICENSEE uses Luminescent Assay Reagents not purchased by
LICENSEE from LICENSOR or its authorized distributor, LICENSEE
shall pay [REDACTED] for each attempted light-yielding
determination of the presence or activity of luminescent proteins
of the LICENSED TECHNOLOGY made by LICENSEE. For clarity, the
phrase “Luminescent Assay Reagents” means the solutions
(including substrates, buffers and all other reagents) which, when
added to luminescent proteins, provide the necessary environment,
or enhance the existing environment, in which said luminescent
proteins will give off luminescence. However, LICENSEE shall make
no royalty payment to LICENSEE for each attempted light-yielding
determination of the presence or activity of luminescent proteins
of the LICENSED TECHNOLOGY made by LICENSEE when using Luminescent
Assay Reagents purchased from LICENSOR or its authorized
distributor.
3.4
In the event that any patent or
claim thereof included within the LICENSED PATENT RIGHTS is held
invalid in a final decision by a court of competent jurisdiction
and last resort and from which no appeal has or can be taken, then
all obligation to pay royalties based on that patent or claim or
any claim patentably indistinct therefrom will cease as of the date
of final decision. The LICENSEE will not, however, be relieved from
paying any royalties that accrued before such final decision,
except as the court may otherwise direct, and the LICENSEE shall be
obligated to pay the full amount of royalties due hereunder to the
extent that a LICENSED SERVICE is covered by one or more remaining
VALID CLAIMS within the LICENSED PATENT RIGHTS.
4.1
LICENSEE shall make annual royalty
reports to LICENSOR on or before September 1 of each calendar year.
Each such royalty report will cover LICENSEE's most recently
completed year and will, at a minimum, show the number of
light-yielding determinations of the presence or activity of the
luminescent proteins of the LICENSED TECHNOLOGY attempted by
LICENSEE using Luminescent Assay Reagents not purchased from
LICENSOR. Such report shall be accompanied by a calculation of the
royalties owed pursuant to Paragraphs 3.2 and 3.3 and payment of
said calculated royalties.
4.2
LICENSEE’s written annual
report provided under Paragraph 4.1 shall in each instance indicate
whether LICENSEE is using Luminescent Assay Reagents purchased from
LICENSOR pursuant to Paragraph 3.3, in which case the report shall
indicate that no royalty payments are owed to LICENSOR. In the
event that LICENSEE has purchased its requirements for Luminescent
Assay Reagents from LICENSOR for LICENSEE’s attempted
light-yielding determinations of the presence or activity of
luminescent proteins under the Agreement during said preceding
calendar year, LICENSEE shall have no royalty payment obligation
and LICENSEE’s report required under Section 4.1 shall so
state.
4.3
Each royalty report under this
Article 4 shall be accompanied by LICENSEE’s payments due to
LICENSOR pursuant to Paragraphs 3.2 and 3.3 above, if required. All
payments due hereunder shall be payable in United States Dollars.
Conversion of foreign currency to U.S. Dollars shall be made at the
conversion rate existing in the United States as reported in the
Wal