Exhibit 10.7.1
FIFTH AMENDMENT TO
COMMON SHORT CODE LICENSE AGREEMENT
This Fifth Amendment (“Fifth
Amendment”), to the Common Short Code License Agreement,
dated as of the 15 th day of January,
2008 between NeuStar, Inc., a Delaware corporation, with offices
located at 46000 Center Oak Plaza, Building X, Sterling, VA 20166
(“NeuStar”) and CTIA — The Wireless Association
(formerly known as the Cellular Telecommunications and Internet
Association) (“CTIA”), a District of Columbia
non-profit corporation, located at 1400 16 th Street, NW,
Suite 600, Washington, DC 20036.
WHEREAS, NeuStar entered into a
Common Short Code License Agreement with the CTIA (“License
Agreement”) dated October 17, 2003 to develop and
maintain a database of common short codes, to process common short
code applications and assign common short codes to applicants and
to engage in other Registry Services on behalf of members of the
wireless industry;
WHEREAS, NeuStar and CTIA now desire
to amend certain terms of the License and Registrant Sublicense
Agreements to allow for the auto-renewal of CSCs.
NOW, THEREFORE, in consideration of
the mutual covenants contained herein and other good and valuable
consideration, receipt of which is hereby acknowledged, the parties
agree as follows:
I. Terms
used in this Fifth Amendment and not otherwise defined shall have
the same meaning set forth in the License Agreement.
II. CSC
Version 2.08 — Implementation of Auto-renewal
| |
A. |
|
NeuStar shall, either itself, or in conjunction with other
third parties, implement CSC version 2.08, which shall include the
additional features and functionality set forth in Attachment 1,
attached hereto (“CSC 2.08”). |
| |
| |
B. |
|
For purposes of the License Agreement, the features and
functionalities set forth CSC 2.08 shall be considered
“Enhancements” as defined in Section 1.21 of the
License Agreement. Therefore, the CSC Version 2.08 Functionality
shall be considered “Registry IP” and owned exclusively
by the Registry pursuant to Section 7.3 of the License
Agreement. |
| |
| |
C. |
|
Notwithstanding the above, for the purposes of the License
Agreement, the “look and feel” of any Enhancements
along with any CSC Data associated or related to CSC 2.08 shall be
considered “CSC Enhancements” as defined in
Section 1.16 of the License Agreement. Therefore, the
“look and feel” of CSC 2.08 and any related CSC Data
generated by such functionality shall be considered CSC Registry
Rights and owned exclusively by CTIA, on behalf of all
Participating Carriers, pursuant to Section 7.1 of the License
Agreement. |
III.
Changes to Registrant Sublicense Agreement. The Parties
agree to delete the Online Sublicense Agreement in Exhibit B
to the License Agreement and replace such Exhibit with the new the
Online Sublicense Agreement attached hereto as Attachment 2 .
IV.
Except as specifically modified by this Fifth Amendment, the terms
and conditions of the License Agreement shall remain in full force
and effect.
Fifth
Amendment to Common Short Code License Agreement v. 1
January 2008
Page l of 15
| |
V. |
|
Additional Warranties. With respect to the processing of
Cards (as defined below) under this Amendment: |
| |
a. |
|
NeuStar represents and warrants that it shall comply with all
applicable laws of the United States; and |
| |
| |
b. |
|
NeuStar agrees to comply with all applicable Card Association
rules, including, without limitation, the Visa Cardholder
Information Security Program, the MasterCard Site Data Protection
Program, and the Payment Card Industry Data Security Standard. |
| |
|
For the purposes of this Amendment: (i) “Card
Association” shall mean Visa, MasterCard, or any other card
associations or the issuer of any other “Card” of any
association or network and (ii) “Card” shall mean any
valid credit card or debit card issued by a member of Visa,
MasterCard, or any other association or card issuing organization
and bearing its respective trade names, trademarks, and/or trade
symbols. |
VI.
The FAQs regarding the new functionality in
CSC 2.08 that will be posted on the CSCA Website are attached
hereto as Attachment 3. These FAQs will not be modified without the
consent of both parties.
IN
WITNESS WHEREOF, the parties have caused this Fifth Amendment to be
duly executed as of the date first written above.
| |
|
|
|
|
|
|
|
|
|
|
| NEUSTAR, INC |
|
|
|
CTIA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Steve M. Boyce |
|
|
|
By: |
|
/s/ Rob Mesirow |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name: Steve M. Boyce |
|
|
|
|
|
Name: Rob Mesirow |
|
|
|
|
|
Title: VP and Corporate
Controller |
|
|
|
|
|
Title: Vice President,
Operations |
|
|
|
|
|
Date: January 15, 2008 |
|
|
|
|
|
Date: |
|
|
Fifth
Amendment to the Common Short Code Administration Agreement
January 2008
Page 2 of 15
ATTACHMENT l
TO THE FIFTH AMENDMENT
TO THE COMMON SHORT CODE AGREEMENT
CSCA RELEASE 2.08
HIGH LEVEL REQUIREMENTS FOR
CSC APPLICATION AUTO RENEWAL
The
Auto-renewal function (“Auto-renew”) will
automate the renewal of CSC applications for those Registrants that
wish to participate (opt-in). This high level design document
contains the detail set of requirements and system changes based on
this.
| |
1- |
|
Auto-renew shall be available to all Registrants after the
official launch of Auto-renew. |
| |
| |
2- |
|
Only Registrants that expressly opt-in through the processes
set forth below shall be enrolled in the Auto-renew program. |
| |
| |
3- |
|
NeuStar shall add two “radio buttons” to the CSC
Application for the Registrant to either Opt-In to the Auto-renew
program and a separate one for existing Auto-renew customers to
subsequently Opt-Out. |
| |
| |
4- |
|
In the event an Applicant or Registrant decides to Opt-In, the
Applicant/Registrant shall be required to confirm their selection
(i.e., “double opt-in”), |
| |
| |
5- |
|
In order to participate in the Auto-renew program, Registrants
must provide the Registry with all relevant credit card
information. Such information shall not be stored by NeuStar, but
shall be provided to NeuStar’s outsourced credit card
provider. |
| |
| |
6- |
|
Registrants shall only be allowed to have one credit card on
file. |
| |
| |
7- |
|
Registrants enrolled in Auto-renew shall not be provided with
the standard 30, 15, 5 & 1 day notices of expiration, but
will instead be provided with a 14 day notice of
auto-renewal. |
| |
| |
8- |
|
Each Registration enrolled in the Auto-renew program, upon
expiration of the CSC, shall be automatically renewed for a period
equal to the then-expiring CSC term. For example, a CSC registered
for one year, upon expiration, shall be Auto-renewed for a one year
period, while a CSC registered for 3 months, upon expiration,
shall be Auto-renewed for a 3 month period. However the
Registrant shall have the ability to opt-out at any time up to the
7 day window prior to code expiration date. In addition, the
registrant shall have the ability to change the CSC term at any
time between the 14 lh and 7
th days
prior to the code expiration date. |
| |
| |
9- |
|
NeuStar shall post the set of FAQs set forth in Attachment 3 on
the CSC Website and shall link the FAQ to the Auto-Renew section of
the CSC Application. |
| |
| |
10- |
|
NeuStar shall notify Registrant if their credit card will
expire prior to code expiration date. |
| |
| |
11- |
|
CSCs enrolled in the CSC Monthly Billing program shall not be
eligible for Auto Renewal. |
| |
| |
12- |
|
Using predefined system parameters NeuStar shall send Invoices
to the Registrant 7 days prior to CSC expiration date. |
| |
| |
13- |
|
In the event a credit card authorization fails or if a credit
card profile is not established up to 5 days prior to code
term expiration date, the Registry System shall
“Dropout” an application from Auto Renewal, Registrant
shall then be required to pay directly for renewal of that
code. |
| |
| |
14- |
|
If application is “Dropped out” of Auto Renewal,
once the customer has rectified the reason why they were
“Dropped out”, they shall have the ability to opt back
in |
| |
| |
15- |
|
If Registrant does not pay after “Dropout”, the
application goes through the normal age-off process. |
| |
| |
16- |
|
Registrant shall have the ability to opt-in for Auto Renewal at
any point in the lifecycle of the CSC up to the 14 day window
prior to code expiration date. |
Fifth
Amendment to the Common Short Code Administration Agreement
January 2008
Page 3 of 15
Fifth
Amendment to the Common Short Code Administration Agreement
January 2008
Page 4 of 15
ATTACHMENT 2
TO THE FIFTH AMENDMENT
TO THE COMMON SHORT CODE AGREEMENT
ONLINE REGISTRANT SUBLICENSE AGREEMENT v. 4
THIS IS
A LEGALLY BINDING AGREEMENT BETWEEN NEUSTAR, INC., THE COMMON SHORT
CODE (“CSC”) REGISTRY OPERATOR
(“REGISTRY”), AND “YOU,” THE APPLICANT FOR
A LICENSE TO USE CSC(S) IN ACCORDANCE WITH THE TERMS OF THIS
SUBLICENSE AGREEMENT (“AGREEMENT”). PLEASE BE ADVISED
THAT THE MERE APPLICATION FOR OR REGISTRATION OF A CSC WITH THE
REGISTRY DOES NOT GUARANTEE THAT A PARTICIPATING CARRIER WILL
ACCEPT OR IMPLEMENT THE CSC OR THAT YOU WILL BE ABLE TO USE THE CSC
AT ALL.
BY
SELECTING “I AGREE,” BY USING THE SERVICE, OR BY
SIGNIFYING YOUR ACCEPTANCE IN ANY OTHER WAY, YOU AGREE TO BE BOUND
BY THIS AGREEMENT. IF YOU DO NOT AGREE WITH ALL OF THESE TERMS AND
CONDITIONS, YOU ARE NOT AUTHORIZED TO USE THE SERVICE AND YOU MUST
DISCONTINUE ANY FURTHER USE.
1.
The Service. Registry administers a method for assignment of
CSCs. CSCs are a string of numeric characters that are
interoperable across communication service providers in the United
States that are participating in CSC services (“Participating
Carriers”). The Participating Carriers and other
participating members of the wireless telecommunications industry
have appointed the CTIA — The Wireless Association®
(formerly Cellular Telecommunications & Internet Association)
(“CTIA”) to serve as their Common Short Code
Administrator and CTIA, acting in that capacity, has granted
Registry a license to assign CSCs in the manner described in this
Agreement. Registry makes this Service available to those seeking
to sublicense for the term selected, a CSC. CSCs are intended for
use only in the United States. You may review frequently asked
questions regarding the Service by reviewing the CSC FAQs
.
2.
Registration, Password and Security. To use the Service and
license a CSC, You will be asked to first create an account and
obtain a login name. In addition. You will be asked to create a
password. If any information You provide is inaccurate, incomplete
or not current, Registry may suspend or terminate Your account and
access to the Service. You may change such information at any time
by logging into Your account. You are solely
responsible for maintaining the confidentiality of Your login name
and password. You must immediately notify Registry of any
unauthorized use of Your login name and You are responsible for any
unauthorized activities, charges and/or liabilities made on or
through Your login name until Registry receives such notification.
You may not transfer or lend login names to any other third
party.
3.
Privacy. BY AGREEING TO THE TERMS OF THIS AGREEMENT, YOU
ACKNOWLEDGE THAT THE PRIVACY STATEMENT OF THE CSCA AND
GENERALLY DESCRIBE THE COLLECTION AND USE OF PERSONAL INFORMATION,
DO NOT APPLY TO INFORMATION SUBMITTED TO REGISTRY UNDER THIS
AGREEMENT. In addition, Registry will not use the data submitted by
You in a way incompatible with the purposes of this Agreement. You
represent and warrant that You have provided notice to, and
obtained consent from, any third party individuals whose data You
supply to us as part of the Service with regard to: (i) the
purposes for which such third party’s data has been
collected, (ii) the intended recipients or categories of
recipients of the third party’s data, (iii) which
Fifth
Amendment to the Common Short Code Administration Agreement
January 2008
Page 5 of 15
parts of
the third party’s data are obligatory and which parts, if
any, are voluntary; and (iv) how the third party can access
and, if necessary, rectify the data held about them. You further
agree to provide such notice and obtain such consent with regard to
any third party data You provide in the future. Neither Registry
nor CTIA are responsible for any consequences resulting from Your
failure to provide notice or receive consent from such individuals
nor for Your providing outdated, incomplete or inaccurate
information. In addition to the above, in the event that You elect
to participate in the optional CSC director)’ service offered
by Registry, You hereby consent to the publication of such
information on a directory that may be viewable by members of the
general public.
4.
Disclosure of Certain Information. In order for Registry to
comply with the rules and policies for the administration of CSCs
(which may be updated from time to time), You consent to the
disclosure by Registry to CTIA or to Participating Carriers, or
those acting on behalf of CTIA or Participating Carriers, through
an interactive accessible registration database or otherwise, the
Data. In addition, You acknowledge that the Application identifies
those fields and Data that will be publicly disclosed or made
available through the Registry’s website or otherwise. You
further consent to the disclosure of any Data or other information
to any governmental agency upon receipt of lawful process or in
compliance with any law, or to protect the rights or property of
Registry, CTIA, Participating Carriers, or any of their customers
or users. Further, in the event that You agree to participate in
the optional CSC directory service, and indicate such acceptance in
your CSC application or otherwise, You hereby consent to the
publication of such required data in the CSC directory. You
acknowledge and agree that such data may be viewable by members of
the general public.
5.
The Application.
a. CSC.
In order to apply for a CSC through the Service, You must complete
the Registry’s application form for each CSC that You
would like to register and pay the requisite fees set forth in
Section 8 below. For each application, the person/entity
listed in the “Content Provider details” must be the
actual Content Provider (as defined above). Once You have submitted
a completed application, Registry will send an email confirming it
has received Your application. You must retain the confirmation
e-mail for each application You submit. You also may review
detailed instructions to complete and submit an application by
reviewing Registry’s INSTRUCTIONS . You agree to:
(1) provide certain true, current, complete and accurate
information during the application process; and (2) maintain
and update such information according to Registry’s
modification procedures as needed to keep it current, complete and
accurate.
b. Types
of CSCs. All applications for CSCs are accepted by Registry on a
first-come, first-served basis. Unless You specify a specific CSC
in Your application, once Your application is deemed to be complete
by the Registry, You will be assigned a CSC on a random basis from
the pool of available CSCs (a “Random CSC”). A
“Selected CSC” shall mean any CSC that You specifically
request from Registry. Selected CSCs shall also be assigned on a
first-come, first-served basis from the pool of available CSCs.
Registry makes no representation that any specific CSC will be
available upon request. You acknowledge and agree that submission
of a CSC application or otherwise meeting the eligibility
requirements for registration does not guarantee that Your
application will be approved, that You will ultimately be the
sublicensee of a particular CSC, or that any Participating Carrier
will accept, implement or maintain a sublicensed CSC.
c. Right
of Refusal. Registry reserves the right, in its sole discretion, to
refuse to register any Random or Selected CSC. YOU AGREE THAT ANY
AND ALL REGISTRATION FEES PAID TO REGISTRY
Fifth
Amendment to the Common Short Code Administration Agreement
January 2008
Page 6 of 15
SHALL
NOT BE REFUNDABLE. You agree that neither Registry nor CTIA shall
be liable for any losses or damages that may result from a refusal
to register any CSC. You acknowledge and agree that neither
Registry nor CTIA shall be liable to You or any other party in
connection with claims, damages, losses, expenses or costs incurred
or suffered by You as a result of actions taken or not taken by
Participating Carriers.
d. Term
of CSCs. All CSCs, whether Selected or Random, shall be available
for terms of three (3), six (6) and twelve (12) months
and may be renewed by You for additional three (3), six
(6) and twelve (12) month periods.
e.
Activating Your CSC. REGISTERING A CSC IN NO WAY GUARANTEES YOU THE
RIGHT TO SEND OR RECEIVE COMMUNICATIONS USING YOUR CSC OR THE RIGHT
TO USE THE CSC IN ANY OTHER MANNER. IN ORDER TO ACTIVATE YOUR CSC,
YOU MUST OBTAIN APPROVAL FROM EACH INDIVIDUAL PARTICIPATING CARRIER
IN WHICH YOU WOULD LIKE TO TRANSMIT CONTENT. THE TERMS AND
CONDITIONS OF ALL SUCH ARRANGEMENTS WITH INDIVIDUAL PARTICIPATING
CARRIERS ARE AT THE SOLE DISCRETION OF THAT PARTICIPATING CARRIER
AND SHALL NOT IN ANY WAY INVOLVE REGISTRY. IN ADDITION, INITIAL
APPROVAL OF REGISTRATION OF A CSC IN NO WAY GUARANTEES THAT YOU
WILL BE ABLE TO RETAIN SUCH CSC PAST THE CURRENT TERM OF YOUR
REGISTRATION,
f.
Expiration Grace Period. In the event that Your CSC expires, and
has not been renewed in accordance with this Agreement, You may be
given an additional thirty (30) day grace period, at the sole
discretion of the Registry, in which to re-register such CSC. In
the event you do not re-register such CSC within that period, this
Agreement shall be terminated, and the CSC may be made available to
the general public after an appropriate aging period.
g.
Opt-in/Opt-Out of CSC Programs. In addition to the prohibitions of
the transmission of unsolicited messages elsewhere in this
Agreement, each individual program or application administered to
an end user through a CSC must be offered on an “opt-in
basis.” This may be achieved through the submission of an MO
message to the program or registering to receive messages through a
website operated by the Registrant. In addition, each Registrant
must also offer a convenient, easy-to-use and conspicuous method
for an end user to opt-out any individual program or application
administered through a CSC.
h. No
Assignment or Transfer of the CSC, You may not transfer or assign
Your sublicense to any CSC or any of Your rights or obligations
under this Agreement. Notwithstanding the foregoing, You may assign
Your sublicense to a CSC in connection with the sale of all or
substantially all of Your assets to a third party successor in
interest.
i.
Representations. You agree that You may access and use the Service
for lawful purposes only and that You are solely responsible for
the knowledge and adherence to this Agreement, any and all laws,
statutes, rules and regulations pertaining to Your use of the
Service and a CSC, including without limitation laws related to
intellectual property, defamation, publicity and privacy. You
represent that (i) You intend to use and will use each
sublicensed CSC for the purpose set forth in Your application and
not for the purpose of blocking another party from using a CSC,
(ii) neither Your registration nor use of the any sublicensed
CSC nor the manner in which You intend to use such CSC will
directly or indirectly infringe or violate the legal rights of a
third party, and (iii) You have all requisite power and due
authority to execute this
Fifth
Amendment to the Common Short Code Administration Agreement
January 2008
Page 7 of 15
Agreement and to perform Your obligations hereunder. You agree that
You will not (i) use a CSC in violation of this Agreement;
(ii) use a CSC to commit a criminal offense or to encourage
conduct that would constitute a criminal offense or give rise to a
civil liability, or otherwise violate any local, state, Federal or
international law or regulation; (iii) use a CSC to upload or
otherwise transmit any content that You do not have a right to
transmit under any law or contractual or fiduciary duty;
(iv) interfere or infringe with any trademark or proprietary
rights of any other party; (v) interfere with the ability of
other users to access or use the Service; (vi) claim a
relationship with or to speak for any individual, business,
association, institution or other organization for which You are
not authorized to claim such a relationship; (vii) interfere with
or disrupt the Service or servers or networks connected to the
Service, or disobey any requirements, procedures, policies or
regulations of networks connected to the Service; or
(viii) reproduce, duplicate, copy, use, distribute, sell,
resell or otherwise exploit for any commercial purposes any portion
of the Service.
j. BY
REGISTERING A CSC, YOU HEREBY ACKNOWLEDGE THAT YOUR USE OF SUCH CSC
IS AND SHALL REMAIN IN COMPLIANCE WITH THE ABOVE. AS SUCH, YOUR CSC
MAY BE SUBJECT TO FUTURE CANCELLATION, DELETION AND/OR REMOVAL IN
THE EVENT THAT YOUR USE OF THE CSC IS DETERMINED TO BE IN VIOLATION
OF THIS AGREEMENT.
k.
CSC Opt-in Directory. Registry may elect to offer a CSC
directory that provides members of the general public with certain
information about Your CSC and any programs or campaigns offered
through the CSC. Participation in the C
|