Legg Mason

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1) NOTICE OF GUARANTEED DELIVERY OFFER TO EXCHANGE

Parties: LEGG MASON INC | Legg Mason, Inc | MacKenzie Partners, Inc
Document Date: 7/15/2009
Industry: Investment Services
Sector: Financial

2) LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN

Parties: LEGG MASON INC
Document Date: 5/29/2009
Industry: Investment Services
Sector: Financial
Governing Law:New York

3) DEFERRED COMPENSATION/PHANTOM STOCK PLAN

Parties: LEGG MASON INC | LEGG MASON & CO, LLC
Document Date: 5/29/2009
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

4) LOAN AGREEMENT [FEI Space]

Parties: MAXXAM INC | LAKEPOINTE ASSETS LLC | LEGG MASON REAL ESTATE SERVICES, INC
Law Firm: Day Berry;Ballard Spahr
Document Date: 3/31/2009
Industry: Conglomerates
Sector: Conglomerates
Governing Law:Texas

5) LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN

Parties: LEGG MASON INC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

6) LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN

Parties: LEGG MASON INC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial

7) MASTER AMENDMENT NO. 1 TO CREDIT SUPPORT AGREEMENTS

Parties: LEGG MASON INC | LM CAPITAL COMPANY, LLC | LM CAPITAL SUPPORT I, LLC | LM CAPITAL SUPPORT IV, LLC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

8) Agreement for Standby Letters of Credit

Parties: LEGG MASON INC | Citibank, NA | LM Capital Support V, LLC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

9) Letter of Credit Agreement

Parties: LEGG MASON INC | Axon Financial Funding LLC | Bank of America, N.A. | LM Capital Support V, LLC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

10) LETTER AGREEMENT

Parties: Citibank, NA | Gryphon Funding Ltd | Legg Mason, Inc | LM Capital Support V, LLC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

11) CAPITAL SUPPORT AGREEMENT

Parties: Legg Mason Partners | Legg Mason, Inc | LM CAPITAL COMPANY, LLC
Document Date: 11/7/2008
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

12) Agreement for Standby Letters of Credit

Parties: Baltimore Company | Citibank, NA | Legg Mason, Inc
Document Date: 5/29/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

13) FINDER'S FEE LETTER AGREEMENT

Parties: Baltimore Company | Citibank, NA | Legg Mason, Inc
Document Date: 5/29/2008

14) Underwriting Agreement

Parties: LEGG MASON INC | Citigroup Global Markets Inc | Merrill Lynch, Pierce, Fenner & Smith Incorporated
Law Firm: Davis Polk;Shearman Sterling
Document Date: 5/12/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

15) INDENTURE

Parties: GLOBAL SECURITY SHALL BE LIMITED | KKR I-L LIMITED | LEGG MASON, INC
Document Date: 2/6/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

16) REGISTRATION RIGHTS AGREEMENT

Parties: LEGG MASON INC | KKR I-L Limited
Document Date: 2/6/2008
Industry: Investment Services
Sector: Financial
Governing Law:New York

17) LEGG MASON & CO., LLC DEFERRED COMPENSATION/PHANTOM STOCK PLAN

Parties: LEGG MASON INC
Document Date: 11/9/2007
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

18) LIMITED LIABILITY COMPANY INTEREST PURCHASE AGREEMENT

Parties: BINGHAM LEGG ADVISERS LLC | BINGHAM MCCUTHCHEN LLP | LEGG MASON, INC | WILMINGTON TRUST CORPORATION
Law Firm: Preston Gates;Bingham McCutchen;Kirkpatrick Lockhart
Document Date: 8/9/2007
Industry: Regional Banks
Sector: Financial
Governing Law:Maryland

19) EXHIBIT 10.1 EXCHANGE AGREEMENT

Parties: LEVEL 3 COMMUNICATIONS INC | SOUTHEASTERN ASSET MANAGEMENT, INC., | Legg Mason Opportunity Trust | Legg Mason Investment Trust, Inc.
Document Date: 1/17/2007
Industry: Communications Services
Sector: Services
Governing Law:New York

20) Re: Standby Purchase Agreement

Parties: EXIDE TECHNOLOGIES | Tontine Capital Partners, L.P | Legg Mason Investment Trust, Inc | Arklow Capital, LLC
Document Date: 1/11/2007
Industry: Electronic Instr. and Controls
Sector: Technology

21) LEASE FC EIGHTH AVE., LLC

Parties: FC 42 Hotel LLC | FC EIGHTH AVE, LLC | FCDT Corp | Forest City Ratner Companies | LEGG MASON, INC
Law Firm: Patterson Belknap Webb & Tyler LLP; Wilmer Cutler Pickering Hale and Dorr LLP
Document Date: 11/7/2006
Governing Law:New York

22) EXHIBIT 10.20 -- FORM OF KEY EMPLOYEE STOCK AGREEMENT

Parties: LEGG MASON INC
Document Date: 6/9/2006
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

23) AMENDMENT TO THE LEGG MASON WOOD WALKER, INCORPORATED PRIVATE CLIENT GROUP DEFERRED COMPENSATION PLAN

Parties: LEGG MASON INC
Document Date: 6/9/2006
Industry: Investment Services
Sector: Financial

24) LEGG MASON WOOD WALKER, INCORPORATED DEFERRED COMPENSATION/PHANTOM STOCK PLAN

Parties: LEGG MASON INC
Document Date: 6/9/2006
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

25) AMENDMENT TO THE PROFESSIONAL BRANCH MANAGER RETENTION PROGRAM UNDER THE LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN

Parties: LEGG MASON INC
Document Date: 6/9/2006
Industry: Investment Services
Sector: Financial

26) AMENDMENT TO THE FINANCIAL ADVISOR RETENTION PROGRAM UNDER THE LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN

Parties: LEGG MASON INC
Document Date: 6/9/2006
Industry: Investment Services
Sector: Financial

27) AMENDMENT TO THE LEGG MASON WOOD WALKER, INCORPORATED FINANCIAL ADVISOR RETENTION PLAN

Parties: LEGG MASON INC | Legg Mason Wood Walker, Incorporated
Document Date: 6/9/2006
Industry: Investment Services

28) LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN

Parties: LEGG MASON INC
Document Date: 6/9/2006
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

29) EXHIBIT 10.3 REGISTRATION AND INVESTOR RIGHTS AGREEMENT

Parties: LEGG MASON INC | Citigroup Inc.
Law Firm: Shearman & Sterling LLP; Skadden, Arps, Slate, Meagher & Flom LLP
Document Date: 12/7/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

30) EXHIBIT 10.4 TRANSITION SERVICES AGREEMENT

Parties: LEGG MASON INC | CITIGROUP INC.
Document Date: 12/7/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

31) EXHIBIT 10.5 PRIVATE CLIENT TRANSITION SERVICES AGREEMENT

Parties: LEGG MASON INC | CITIGROUP INC.
Document Date: 12/7/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

32) EXHIBIT 10.6 CAPITAL MARKETS TRANSITION SERVICES AGREEMENT

Parties: LEGG MASON INC | CITIGROUP INC.
Document Date: 12/7/2005
Industry: Investment Services
Governing Law:New York

33) 5-YEAR CREDIT AGREEMENT

Parties: LEGG MASON INC | Citicorp North America, Inc.,
Document Date: 11/29/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

34) Non-Employee Director Equity Plan

Parties: LEGG MASON INC | Kendra P. Heyde
Document Date: 11/9/2005
Industry: Investment Services
Sector: Financial

35) Non-Employee Director Equity Plan

Parties: LEGG MASON INC | Kendra P. Heyde
Document Date: 11/9/2005
Industry: Investment Services
Sector: Financial

36) 1996 Equity Incentive Plan Non-Qualified Stock Option

Parties: LEGG MASON INC | Raymond A. Mason
Document Date: 11/9/2005
Industry: Investment Services
Sector: Financial

37) AMENDED AND RESTATED GLOBAL DISTRIBUTION AGREEMENT

Parties: LEGG MASON INC | Citigroup, Inc.,
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP; Shearman & Sterling LLP
Document Date: 11/9/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

38) NON-EMPLOYEE DIRECTOR EQUITY PLAN NON-QUALIFIED STOCK OPTION AGREEMENT

Parties: LEGG MASON INC
Document Date: 11/9/2005
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

39) UNDERWRITING AGREEMENT

Parties: NCI, Inc. | RAYMOND JAMES & ASSOCIATES, INC. | LEGG MASON WOOD WALKER, INCORPORATED | ROBERT W. BAIRD & CO. INCORPORATED | STEPHENS INC.
Document Date: 10/24/2005
Governing Law:Maryland

40) TERM LOAN AGREEMENT

Parties: LEGG MASON INC | CITIBANK, N.A., | CITIGROUP GLOBAL MARKETS INC., | JPMORGAN CHASE BANK,
Document Date: 10/20/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

41) 5-YEAR REVOLVING CREDIT AGREEMENT

Parties: LEGG MASON INC | CITIGROUP GLOBAL MARKETS INC., | BANK OF AMERICA, N.A., | JPMORGAN CHASE BANK, N.A., | DEUTSCHE BANK AG NEW YORK BRANCH,
Document Date: 10/20/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

42) LEGG MASON, INC. 1996 Equity Incentive Plan Non-Qualified Stock Option

Parties: LEGG MASON INC
Document Date: 10/20/2005
Industry: Investment Services

43) Underwriting Agreement

44) STIFEL FINANCIAL CORP. ANNOUNCES AGREEMENT TO PURCHASE LEGG MASON CAPITAL MARKETS BUSINESS FROM CITIGROUP

Parties: Citigroup Inc | Legg Mason Wood Walker, Inc | Legg Mason, Inc
Document Date: 9/15/2005
Industry: Investment Services
Sector: Financial

45) STOCK REPURCHASE AGREEMENT

Parties: Concorde Career Colleges, Inc | Legg Mason Wood Walker Incorporated
Law Firm: Bryan Cave LLP
Document Date: 9/13/2005
Industry: Schools
Sector: Services
Governing Law:Delaware

46) STIFEL FINANCIAL CORP. ANNOUNCES AGREEMENT TO PURCHASE LEGG MASON CAPITAL MARKETS BUSINESS FROM CITIGROUP

Parties: Citigroup Inc | Legg Mason Wood Walker, Inc | Legg Mason, Inc
Document Date: 9/12/2005
Industry: Investment Services
Sector: Financial

47) TRANSACTION AGREEMENT BY AND BETWEEN CITIGROUP INC.

Parties: CITIGROUP INC | LEGG MASON, INC.
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP; Shearman & Sterling LLP
Document Date: 6/30/2005
Industry: Money Center Banks
Governing Law:New York

48) GLOBAL DISTRIBUTION AGREEMENT

Parties: CITIGROUP INC | Legg Mason, Inc
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP; Shearman & Sterling LLP
Document Date: 6/30/2005
Industry: Money Center Banks
Sector: Financial
Governing Law:New York

49) GLOBAL DISTRIBUTION AGREEMENT

Parties: LEGG MASON INC | Citigroup, Inc
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP; Shearman & Sterling LLP
Document Date: 6/29/2005
Industry: Investment Services
Sector: Financial
Governing Law:New York

50) PURCHASE AGREEMENT

Parties: LEGG MASON INC | WORMS UK LTD, | MANAGEMENT SHAREHOLDERS OF PERMAL GROUP LTD
Law Firm: Stroock & Stroock & Lavan LLP;Dechert LLP;Shearman & Sterling LLP
Document Date: 6/29/2005
Industry: Investment Services
Sector: Financial
Governing Law:Maryland

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