Back to top

Financial Services Agreements

These Financial Services Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.


To view any of the documents below simply click on its title.
1) FORM OF PROPERTY MANAGEMENT, LEASING AND ASSET MANAGEMENT AGREEMENT

Parties: ASSET MANAGEMENT | BERKELEY INCOME TRUST, INC | BERKELEY PROPERTY MANAGEMENT, LLC | BERKELEY TRUST ADVISORS, LLC | INCOME TRUST OPERATING PARTNERS, LP | PROPERTY MANAGEMENT, LEASING
Document Date: 5/4/2005


2) Federal Home Loan Banks P&I Funding and Contingency Plan Agreement

Parties: FEDERAL HOME LOAN BANK OF TOPEKA | Federal Housing Finance Board
Document Date: 7/12/2006


3) AMENDMENT TO CUSTODIAN AGREEMENT

Parties: U S GLOBAL INVESTORS INC | Brown Brothers Harriman & Co
Document Date: 9/12/2006
Industry: BROKER
Governing Law:New York


4) AMENDMENT TO CUSTODIAN AGREEMENT

Parties: U S GLOBAL INVESTORS INC | Brown Brothers Harriman & Co
Document Date: 9/12/2006
Industry: BROKER
Governing Law:New York


5) MTN GLOBAL FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO | PRINCIPAL LIFE INCOME FUNDINGS TRUST
Document Date: 1/25/2006


6) FINANCIAL ADVISORY AGREEMENT

Parties: ZEOLITE EXPLORATION CO | Eastern Nano-Materials Holdings Limited | HFG International, Limited
Document Date: 11/16/2006


7) Financial Advisory Agreement

Parties: AVERION INTERNATIONAL CORP. | IT & E International Group
Document Date: 1/4/2006
Industry: BIOTRX
Sector: HEALTH


8) INVESTMENT MANAGEMENT AGREEMENT

Parties: RAM HOLDINGS LTD. | MBIA CAPITAL MANAGEMENT CORP
Document Date: 3/23/2006
Industry: INSPPY
Sector: FINANC
Governing Law:New York


9) ADMINISTRATION AGREEMENT

Parties: JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | CHASE AUTO OWNER TRUST
Law Firm: JPMorgan Chase Bank, National Association
Document Date: 3/28/2006
Governing Law:New York


10) Amendment to Investment Management Agreement

Parties: DARWIN PROFESSIONAL UNDERWRITERS INC | Alleghany Corporation
Document Date: 4/17/2006
Industry: INSPPY
Sector: FINANC


11) Investment Management Agreement

Parties: DARWIN PROFESSIONAL UNDERWRITERS INC | ALLEGHANY CORPORATION | NEW ENGLAND ASSET MANAGEMENT, INC
Document Date: 4/17/2006
Industry: INSPPY
Sector: FINANC
Governing Law:Delaware


12) ADMINISTRATION AGREEMENT

Parties: USAA AUTO OWNER TRUST 2006-4 | USAA FEDERAL SAVINGS BANK | THE BANK OF NEW YORK
Document Date: 11/27/2006
Governing Law:New York


13) FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Document Date: 12/20/2006


14) FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Document Date: 12/20/2006


15) FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Document Date: 12/20/2006


16) CUSTODIAN AGREEMENT

Parties: CAPITAL AUTO RECEIVABLES LLC | GMAC LLC,
Document Date: 12/20/2006
Governing Law:New York


17) ADMINISTRATION AGREEMENT

Parties: CAPITAL AUTO RECEIVABLES LLC | GMAC LLC, | THE BANK OF NEW YORK TRUST COMPANY, N.A.,
Document Date: 12/20/2006
Governing Law:New York


18) FINANCIAL ADVISORY AGREEMENT

Parties: BTHC III INC. | Halter Financial Group, L.P. | International Stem Cell Corporation
Document Date: 12/29/2006
Governing Law:Texas


19) ADMINISTRATION AGREEMENT

Parties: SACO I TRUST 2006-12 | LASALLE BANK NATIONAL ASSOCIATION | WILMINGTON TRUST COMPANY | BEAR STEARNS ASSET BACKED SECURITIES I LLC
Document Date: 1/10/2007
Governing Law:New York


20) AMENDED AND RESTATED FUND II INVESTMENT MANAGEMENT AGREEMENT

Parties: CAPITAL TRUST INC | CT Investment Management Co. LLC, | CT MP II LLC, | CT Mezzanine Partners II LP
Document Date: 3/10/2006
Industry: FSCONS
Governing Law:New York


21) INVESTMENT MANAGEMENT AGREEMENT

Parties: PHL VARIABLE INSURANCE CO /CT/ | PHOENIX INVESTMENT COUNSEL, INC
Document Date: 3/31/2006
Governing Law:Massachusetts


22) AMENDMENT #1 TO INVESTMENT MANAGEMENT AGREEMENT

Parties: PHL VARIABLE INSURANCE CO | Phoenix Investment Counsel, Inc
Document Date: 3/31/2006


23) Management Agreement Renewals

Parties: SALOMON SMITH BARNEY FAIRFIELD FUTURES FUND L P | Smith Barney Diversified Futures Fund L.P. II | Salomon Smith Barney Fairfield Futures Fund L.P | Citigroup Fairfield Futures Fund L.P. II | CITIGROUP MANAGED FUTURES LLC
Document Date: 3/29/2006


24) MANAGEMENT AGREEMENT RENEWAL

Parties: SALOMON SMITH BARNEY AAA ENERGY FUND II LP | Salomon Smith Barney AAA Energy Fund L.P. II
Document Date: 3/28/2006


25) MANAGEMENT AGREEMENT RENEWAL

Parties: SMITH BARNEY AAA ENERGY FUND LP /NY | CITIGROUP MANAGED FUTURES LLC | AAA Capital Management Inc
Document Date: 3/28/2006


26) MANAGEMENT AGREEMENT RENEWALS

Parties: SMITH BARNEY DIVERSIFIED FUTURES FUND LP | SSB Orion Futures Fund L.P | Citigroup Diversified Futures Fund L.P. | CITIGROUP MANAGED FUTURES LLC
Document Date: 3/29/2006


27) Management Agreement Renewals

Parties: SMITH BARNEY POTOMAC FUTURES FUND LP | Smith Barney Diversified Futures Fund L.P | Smith Barney Global Markets Futures Fund L.P | CMF Campbell Master Fund L.P. | CITIGROUP MANAGED FUTURES LLC | CAMPBELL & COMPANY, INC
Document Date: 3/29/2006


28) MANAGEMENT AGREEMENT RENEWALS

Parties: SHEARSON MID WEST FUTURES FUND | Shearson Lehman Select Advisors Futures Fund L.P. | Smith Barney Mid-West Futures Fund L.P. II | Smith Barney Westport Futures Fund L.P. | JWH Strategic Allocation Master Fund LLC
Document Date: 3/29/2006


29) Management Agreement Renewals

Parties: SHEARSON LEHMAN SELECT ADVISORS FUTURES FUND L P | Smith Barney Mid-West Futures Fund L.P. II | Smith Barney Westport Futures Fund L.P. | Salomon Smith Barney Diversified 2000 Futures Fund L.P. | JWH Strategic Allocation Master Fund LLC | CITIGROUP MANAGED FUTURES LLC | JOHN W. HENRY & COMPANY, INC
Document Date: 3/29/2006


30) MANAGEMENT AGREEMENT RENEWALS

Parties: SALOMON SMITH BARNEY ORION FUTURES FUND LP | Smith Barney Diversified Futures Fund L.P. | Smith Barney Diversified Futures Fund L.P. II | Citigroup Diversified Futures Fund L.P.
Document Date: 3/28/2006


31) Management Agreement Renewals

Parties: HUTTON INVESTORS FUTURES FUND L P II | Shearson Lehman Select Advisors Futures Fund L.P | Smith Barney Mid-West Futures Fund L.P. II | Smith Barney Westport Futures Fund L.P | Citigroup Diversified Futures Fund L.P | JWH Strategic Allocation Master Fund LLC
Document Date: 3/29/2006


32) Management Agreement Renewals

Parties: SMITH BARNEY WESTPORT FUTURES FUND LP | Shearson Lehman Select Advisors Futures Fund L.P. | Smith Barney Westport Futures Fund L.P | Salomon Smith Barney Diversified 2000 Futures Fund L.P. | JWH Strategic Allocation Master Fund LLC
Document Date: 3/29/2006


33) MANAGEMENT AGREEMENT RENEWALS

Parties: SALOMON SMITH BARNEY DIVERSIFIED 2000 FUTURES FUND LP | Smith Barney Mid-West Futures Fund L.P. II | Shearson Lehman Select Advisors Futures Fund L.P. | Citigroup Diversified Futures Fund L.P. | JWH Strategic Allocation Master Fund LLC
Document Date: 3/29/2006


34) Management Agreement Renewals

Parties: SMITH BARNEY MID WEST FUTURES FUND LP II | Shearson Lehman Select Advisors Futures Fund L.P | Smith Barney Mid-West Futures Fund L.P. II | Salomon Smith Barney Diversified 2000 Futures Fund L.P. | JWH Strategic Allocation Master Fund LLC
Document Date: 3/30/2006


35) EXHIBIT 10.1 - INVESTMENT MANAGEMENT AGMT.

Document Date: 3/29/2006
Governing Law:New York


36) PROPOSAL TO FURNISH ADVISORY SERVICES

Parties: VIEWPOINT FINANCIAL GROUP
Document Date: 4/18/2006


37) FORM OF DB CURRENCY INDEX VALUE FUND PARTICIPANT AGREEMENT

Parties: DB CURRENCY INDEX VALUE FUND
Law Firm: Sidley Austin
Document Date: 3/16/2006
Governing Law:Delaware


38) INVESTMENT MANAGEMENT AGREEMENT

Parties: STATE AUTO FINANCIAL CORP
Document Date: 3/13/2006
Industry: INSPPY
Sector: FINANC


39) INVESTMENT MANAGEMENT AGREEMENT

Parties: Stateco Financial Services, Inc. | Meridian Citizens Mutual Insurance Company
Document Date: 3/13/2006
Industry: INSPPY
Sector: FINANC


40) INVESTMENT MANAGEMENT AGREEMENT

Parties: STATE AUTO FINANCIAL CORP
Document Date: 3/13/2006
Industry: INSPPY
Sector: FINANC


41) AMENDMENT TO INVESTOR AGREEMENT

Parties: FULL HOUSE RESORTS INC
Document Date: 4/17/2006
Industry: CASINO
Sector: SERVIC
Governing Law:Nevada


42) ADMINISTRATION AGREEMENT

Parties: VOLKSWAGEN AUTO LOAN ENHANCED TRUST | VW CREDIT, INC.,
Document Date: 5/3/2006
Governing Law:New York


43) SENIOR FACILITIES AGREEMENT

Parties: SHEARMAN & STERLING LLP
Law Firm: Weil Gotshal;Shearman Sterling
Document Date: 2/9/2006
Industry: NATGAS


44) INVESTMENT MANAGEMENT AGREEMENT

Parties: STATE AUTO FINANCIAL CORP | Stateco Financial Services, Inc
Document Date: 3/13/2006
Industry: INSPPY
Sector: FINANC


45) Independent Accountants' Report The Board of Directors Wachovia Mortgage Corporation

Parties: KPMG LLP | Wachovia Mortgage Corporation
Document Date: 3/30/2005


46) Agreement

Parties: TIPPERARY CORP
Document Date: 3/24/2005
Industry: OILPRD
Governing Law:New York


47) Investment Advisor Agreement

Parties: AMERICAN BAR ASSOCIATION
Document Date: 3/11/2005


48) ADVISORY AGREEMENT

Parties: Griffin Securities, Inc.
Document Date: 4/15/2005
Industry: SOFTWR


49) Management Agreement Renewals

Parties: Smith Barney AAA Energy Fund L.P. | SB AAA Master Fund LLC
Document Date: 3/16/2005


50) Management Agreement Renewals

Parties: Shearson Lehman Select Advisors Futures Fund L.P. | Smith Barney Mid-West Futures Fund L.P. II
Document Date: 3/16/2005


51) Management Agreement Renewals

Parties: Salomon Smith Barney Global Diversified Futures Fund L.P. | Citigroup Diversified Futures Fund L.P.
Document Date: 3/16/2005


52) Management Agreement Renewals

Parties: Smith Barney Diversified Futures Fund L.P. | CITIGROUP MANAGED FUTURES LLC
Document Date: 3/31/2005


53) Management Agreement Renewals

Parties: Shearson Lehman Select Advisors Futures Fund L.P. | Hutton Investors Futures Fund, L.P. II
Document Date: 3/31/2005


54) Management Agreement Renewals

Parties: Smith Barney AAA Energy Fund L.P. | Salomon Smith Barney Orion Futures Fund L.P.
Document Date: 3/16/2005


55) Management Agreement Renewals

Parties: Smith Barney Diversified Futures Fund L.P. II | Salomon Smith Barney Diversified 2000 Futures Fund L.P.
Document Date: 3/16/2005


56) Management Agreement Renewal

Parties: Citigroup Diversified Futures Fund L.P.
Document Date: 3/16/2005


57) Management Agreement Renewals

Parties: Smith Barney Diversified Futures Fund L.P. | CITIGROUP MANAGED FUTURES LLC
Document Date: 3/16/2005


58) Management Agreement Renewals

Parties: Smith Barney Potomac Futures Fund L.P. | CITIGROUP MANAGED FUTURES LLC
Document Date: 3/31/2005


59) Management Agreement Renewals

Parties: Shearson Lehman Select Advisors Futures Fund L.P. | Citigroup Diversified Futures Fund L.P.
Document Date: 3/31/2005


60) Management Agreement Renewals

Parties: Shearson Lehman Select Advisors Futures Fund L.P. | Citigroup Diversified Futures Fund L.P.
Document Date: 3/31/2005


61) Management Agreement Renewals

Parties: Shearson Lehman Select Advisors Futures Fund L.P. | Hutton Investors Futures Fund, L.P. II
Document Date: 3/31/2005


62) Management Agreement Renewals

Parties: Smith Barney Potomac Futures Fund L.P. | Salomon Smith Barney Diversified 2000 Futures Fund L.P.
Document Date: 3/31/2005


63) FINANCIAL ADVISORY AND INVESTMENT BANKING SERVICES RETENTION AGREEMENT

Parties: GURUNET CORP | Maxim Group LLC
Document Date: 3/31/2005
Governing Law:New York


64) INVESTMENT ADVISORY AGREEMENT

Parties: NGP Capital Resources CO | NGP Investment Advisor, LP
Document Date: 4/12/2005
Governing Law:Maryland


65) SELLING AGREEMENT

Parties: KH FUNDING CO | Spencer Edwards Inc
Document Date: 4/15/2005
Governing Law:Maryland


66) FINANCING AGREEMENT

Parties: RIVAL TECHNOLOGIES INC | ABERNATHY, MENDELSON & ASSOCIATES LTD.
Document Date: 4/15/2005


67) FINANCIAL ADVISORY SERVICES AGREEMENT

Parties: SMARTSERV ONLINE, INC.
Document Date: 4/15/2005
Industry: CMPSRV
Governing Law:New York


68) EXHIBIT 10.12 SERVICE AGREEMENT

Parties: Trycera Financial, Inc. | Galileo Processing, Inc
Document Date: 4/15/2005


69) ASTRATA GROUP INCORPORATED CO-PLACEMENT AGENTS AGREEMENT

Parties: ASTRATA GROUP INC | Rodman & Renshaw, LLC | Westminster Securities Corporation
Document Date: 6/14/2005


70) CONSIDERATION OF POSSIBLE FINANCIAL TRANSACTION

Parties: Millenium Holding Group, Inc.
Document Date: 5/16/2005
Industry: FSMISC
Governing Law:Nevada


71) ACCEPTANCE OF APPOINTMENT AS CORPORATE ADVISOR

Parties: American South West Holdings Incorporated
Document Date: 6/3/2005


72) INTERIM EXECUTIVE SERVICES

Parties: NORTH ATLANTIC TRADING CO
Document Date: 3/31/2005
Governing Law:New York


73) EXHIBIT 10 - MANAGEMENT AGREEMENT

Parties: SUN NEW MEDIA INC.
Document Date: 11/9/2005
Industry: SOFTWR
Sector: TECHNO
Governing Law:Minnesota


74) INVESTMENT MANAGEMENT AGREEMENT

Parties: ORIENTAL FINANCIAL GROUP INC | Bear Stearns Asset Management Inc | Oriental International Bank Inc | Oriental Bank & Trust
Document Date: 3/28/2007
Industry: BANKRG
Sector: FINANC
Governing Law:New York


75) ADMINISTRATION AGREEMENT

Parties: THORNBURG MORTGAGE SECURITIES TRUST 2007-1 | LASALLE BANK NATIONAL ASSOCIATION, | WELLS FARGO BANK, N.A., | WILMINGTON TRUST COMPANY, | STRUCTURED ASSET SECURITIES CORPORATION,
Document Date: 3/14/2007
Governing Law:New York


76) Investment Banking and Financial Advisory Agreement (the ?Agreement?)

Parties: AVICENA GROUP, INC. | BLACKWATER CAPITAL GROUP INC
Document Date: 4/16/2007
Governing Law:Illinois


77) ADMINISTRATION AGREEMENT

Parties: VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2007-1, | VW CREDIT, INC | CITIBANK, N.A
Document Date: 2/16/2007
Governing Law:New York


78) APPRAISAL SERVICES AGREEMENT

Parties: ESSA BANCORP, INC. | RP® Financial, LC
Document Date: 12/7/2006
Governing Law:Virginia


79) RISK REPORTING AND INVESTMENT ACCOUNTING SERVICES AGREEMENT

Parties: VALIDUS HOLDINGS LTD | BlackRock Financial Management, Inc | Validus Reinsurance, Ltd
Document Date: 1/16/2007
Governing Law:New York


80) ADMINISTRATION AGREEMENT

Parties: GREENLIGHT CAPITAL RE, LTD. | HSBC FINANCIAL SERVICES (CAYMAN) LIMITED
Document Date: 1/16/2007


81) ADMINISTRATION AGREEMENT

Parties: GREENLIGHT CAPITAL RE, LTD. | HSBC FINANCIAL SERVICES (CAYMAN) LIMITED
Document Date: 1/16/2007


82) ADMINISTRATION AGREEMENT

Parties: HARLEY DAVIDSON CUSTOMER FUNDING CORP
Document Date: 1/2/2007
Governing Law:Illinois


83) SALES LEDGER FINANCING Terms and Conditions

Parties: ALLIED HEALTHCARE INTERNATIONAL INC | BARCLAYS BANK PLC
Document Date: 2/5/2007
Industry: HTHFAC


84) FINANCING AGREEMENT

Parties: PIZZA INN INC /MO/ | THE CIT GROUP/COMMERCIAL SERVICES, INC.
Document Date: 2/7/2007
Industry: EATING
Sector: SERVIC
Governing Law:New York


85) MTN GLOBAL FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Document Date: 2/14/2007


86) MTN GLOBAL FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Document Date: 2/14/2007


87) SECOND AMENDED AND RESTATED RECEIVABLES FUNDING AND ADMINISTRATION AGREEMENT

Parties: SYNNEX CORP | GENERAL ELECTRIC CAPITAL CORPORATION
Document Date: 2/13/2007
Industry: CMPNET
Governing Law:New York


88) MTN GLOBAL FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Document Date: 2/14/2007


89) AMENDMENT NO. 15 TO TRANSFER AND ADMINISTRATION AGREEMENT

Parties: ARROW ELECTRONICS INC
Document Date: 2/23/2007
Industry: ELECTR
Governing Law:New York


90) AMENDMENT NO. 14 TO TRANSFER AND ADMINISTRATION AGREEMENT

Parties: ARROW ELECTRONICS INC
Document Date: 2/23/2007
Industry: ELECTR
Governing Law:New York


91) ADMINISTRATION AGREEMENT

Parties: NISSAN AUTO RECEIVABLES 2007-A OWNER TRUST | NISSAN MOTOR ACCEPTANCE CORPORATION | WELLS FARGO BANK, NATIONAL ASSOCIATION | WILMINGTON TRUST COMPANY
Document Date: 2/27/2007
Governing Law:New York


92) AMENDMENT TO MEMBER BUSINESS AGREEMENT

Parties: MASTERCARD INC | MasterCard International Incorporated, | HSBC Bank USA, | Household Bank (SB), N.A.,
Document Date: 2/28/2007
Industry: FSCONS


93) AMENDED AND RESTATED CUSTOMER BUSINESS AGREEMENT

Parties: MASTERCARD INC | Bank of America, N.A.,
Document Date: 2/28/2007
Industry: FSCONS
Governing Law:New York


94) INVESTMENT MANAGEMENT AND SERVICES AGREEMENT BETWEEN RIVERSOURCE LIFE INSURANCE COMPANY AND RIVERSOURCE INVESTMENTS, LLC

Parties: RIVERSOURCE LIFE INSURANCE CO | RIVERSOURCE INVESTMENTS, LLC
Document Date: 2/28/2007
Governing Law:Minnesota


95) EX-10.48 INVESTMENT MANAGEMENT AGREEMENT

Parties: CAPITAL TRUST INC | Berkley Insurance Company | CT High Grade Mezzanine Manager, LLC
Law Firm: Paul Hastings Janofsky & Walker, LLP
Document Date: 2/28/2007
Industry: FSCONS
Sector: FINANC
Governing Law:New York


96) EX-10.11 INVESTMENT MANAGEMENT AGREEMENT

Parties: WHITE MOUNTAINS INSURANCE GROUP LTD | PROSPECTOR PARTNERS, LLC | OneBeacon Insurance Group, Ltd
Document Date: 2/28/2007
Industry: INSPPY
Sector: FINANC
Governing Law:New York


97) INVESTMENT ADVISORY AGREEMENT

Parties: Renaissance Capital Growth & Income Fund III, Inc., | RENN Capital Group, Inc.
Document Date: 3/6/2007
Industry: FSMISC
Governing Law:Texas


98) EX-10.50 INVESTMENT MANAGEMENT AGREEMENT

Parties: CAPITAL TRUST INC | Admiral Insurance Company | CT High Grade Mezzanine Manager, LLC
Law Firm: Paul Hastings Janofsky & Walker, LLP
Document Date: 2/28/2007
Industry: FSCONS
Sector: FINANC
Governing Law:New York


99) EX-10.49 INVESTMENT MANAGEMENT AGREEMENT

Parties: CAPITAL TRUST INC | Berkley Regional Insurance Company | CT High Grade Mezzanine Manager, LLC
Law Firm: Paul Hastings Janofsky & Walker, LLP
Document Date: 2/28/2007
Industry: FSCONS
Sector: FINANC
Governing Law:New York


100) DISTRIBUTION AND MANAGEMENT AGREEMENT

Parties: STEN CORP
Document Date: 2/23/2007
Industry: HTHEQP
Governing Law:Minnesota


Financial Services Agreement
Search For More Documents: