Financial Services Agreement, Financial Services Contracts

1) ORDER TO CEASE AND DESIST

Parties: PVF CAPITAL CORP | Park View Federal Savings Bank
Document Date: 10/23/2009
Industry: SandLs/Savings Banks
Sector: Financial

2) Capital Sufficiency Agreement

Parties: EUROBANCSHARES INC | Eurobancshares, Inc | Federal Deposit Insurance | Federal Reserve Bank of New York | FEDERAL RESERVE SYSTEM
Document Date: 10/6/2009
Industry: Money Center Banks
Sector: Financial

3) INVESTMENT MANAGEMENT AGREEMENT

Parties: OCCUM ACQUISITION CORP | WHITE MOUNTAINS ADVISORS LLC
Document Date: 10/5/2009
Governing Law:Connecticut

4) Retention of Financial Advisor

Parties: AMIWORLD, INC. | Middlebury Securities LLC
Document Date: 8/19/2009

5) EXCLUSIVE INVESTMENT BANKING AGREEMENT

Parties: HAWK SYSTEMS, INC. | Cresta Capital Strategies, LLC | Hawk Biometric Technologies, Inc
Document Date: 8/19/2009

6) Financial Soundness Agreement

Parties: WGNB CORP | Federal Deposit Insurance | Federal Reserve Bank of Atlanta | FEDERAL RESERVE SYSTEM | First National Bank of Georgia, Carrollton, Georgia
Document Date: 8/14/2009
Industry: Regional Banks
Sector: Financial

7) Investment Banking Services Agreement

Parties: Burnham Hill Partners LLC | FiberNet Telecom Group, Inc
Document Date: 8/13/2009
Industry: Communications Services
Sector: Services

8) INVESTMENT BANKING SERVICES AGREEMENT

Parties: AMERICAN CAPITAL FINANCIAL SERVICES, INC | GLOBAL MONITORING SYSTEMS, INC
Document Date: 8/13/2009
Governing Law:Maryland

9) Financial Soundness Ageement

Parties: CIT GROUP INC | CIT Bank | Federal Reserve Bank of New York | FEDERAL RESERVE SYSTEM
Document Date: 8/13/2009
Industry: Consumer Financial Services
Sector: Financial

10) ADVISORY AGREEMENT

Parties: WELLS REAL ESTATE INVESTMENT TRUST II INC | WELLS CAPITAL, INC
Document Date: 8/13/2009

11) INVESTMENT MANAGEMENT AGREEMENT

Parties: CORPORATE INFRASTRUCTURE FUND FOURTEEN, L.P | ICON EQUIPMENT | ICON CAPITAL CORP
Document Date: 8/13/2009

12) Federal Home Loan Bank of Topeka Capital Plan

Parties: Federal Housing Finance Board
Document Date: 8/12/2009

13) RECOURSE INVOICE DISCOUNTING AGREEMENT

Parties: BIBBY FINANCIAL SERVICES | Bibby Invoice Discounting Limited
Document Date: 7/10/2009
Industry: Communications Equipment
Sector: Technology

14) THE HARTFORD FINANCIAL SERVICES GROUP, INC. EQUITY DISTRIBUTION AGREEMENT

Parties: HARTFORD FINANCIAL SERVICES GROUP INC/DE | Goldman, Sachs & Co | HARTFORD FINANCIAL SERVICES GROUP, INC
Law Firm: Davis Polk;Cleary Gottlieb
Document Date: 6/12/2009
Industry: Insurance (Prop. and Casualty)
Sector: Financial
Governing Law:New York

15) TRANSITION ASSET MANAGEMENT AGREEMENT

Parties: WELLHEAD ELECTRIC EQUIPMENT, LLC | CALIFORNIA HOLDINGS McCALL, LLC | MMC ENERGY, INC | MMC ENERGY NORTH AMERICA, LLC | MMC ESCONDIDO, LLC
Document Date: 5/28/2009
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York

16) TRANSITION ASSET MANAGEMENT AGREEMENT

Parties: WELLHEAD ELECTRIC EQUIPMENT, LLC | CALIFORNIA HOLDINGS McCALL, LLC | MMC ENERGY, INC., | MMC ENERGY NORTH AMERICA, LLC | MMC CHULA VISTA, LLC
Document Date: 5/28/2009
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York

17) 2009 FORMS OF EMPLOYEE STOCK OPTION, RESTRICTED STOCK, RESTRICTED SHARE UNIT AND PERFORMANCE UNIT AGREEMENTS

Parties: PNC FINANCIAL SERVICES GROUP INC
Document Date: 5/11/2009
Industry: Regional Banks
Sector: Financial
Governing Law:Pennsylvania

18) 2008 INVESTMENT MANAGEMENT AGREEMENT

Parties: MACATAWA BANK CORP | SMITH & ASSOCIATES FINANCIAL FUND, LLC
Document Date: 3/11/2009
Industry: Regional Banks
Sector: Financial

19) DEFERRED COMPENSATION AGREEMENT IDACORP FINANCIAL SERVICES, INC

Parties: IDACORP INC | IDACORP Financial Services, Inc
Document Date: 2/26/2009

20) Second Amendment to Financial Services and Business Development Consulting Agreement

Parties: XFONE INC. | Dionysos Investments (1999) Ltd
Document Date: 1/16/2009
Industry: Communications Services
Sector: Services

21) Investment Management Agreement

Parties: ALIC REINSURANCE COMPANY | ALLSTATE INVESTMENTS, LLC | Bank of New York | INVESTMENT MANAGEMENT SERVICES
Document Date: 12/23/2008
Governing Law:South Carolina

22) ASSET MANAGEMENT AGREEMENT

Parties: CAREY W P & CO LLC | WP CAREY & Co BV
Document Date: 11/7/2008
Industry: Real Estate Operations
Sector: Services
Governing Law:New York

23) FORM OF INVESTMENT MANAGEMENT AGREEMENT

Parties: ICON CAPITAL CORP | ICON EQUIPMENT AND CORPORATE INFRASTRUCTURE FUND FOURTEEN, LP | ICON GP 14, LLC
Document Date: 10/3/2008
Governing Law:New York

24) ENTERPRISE FINANCIAL SERVICES CORP. EXECUTIVE EMPLOYMENT AGREEMENT

Parties: ENTERPRISE FINANCIAL SERVICES CORP
Document Date: 9/30/2008
Industry: Regional Banks
Sector: Financial

25) EZCORP ANNOUNCES NEW AGREEMENT TO ACQUIRE VALUE FINANCIAL SERVICES

Parties: ACQUIRE VALUE FINANCIAL SERVICES | EZCORP, Inc | Value Financial Services, Inc
Document Date: 9/17/2008
Industry: Retail (Specialty)
Sector: Services

26) LIMITED LIABILITY COMPANY AGREEMENT of VIRTUAL FINANCIAL SERVICES, LLC

Parties: Virtual Financial Services, LLC
Document Date: 8/13/2008

27) FULLY DISCLOSED CLEARING AGREEMENT

Parties: Hudson Securities Inc | New York Stock Exchange, Inc | RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC
Document Date: 8/12/2008
Industry: Investment Services
Sector: Financial

28) INVESTMENT MANAGEMENT AGREEMENT

Parties: BlackRock Kelso Capital Advisors LLC | BlackRock Kelso Capital Corporation
Document Date: 8/8/2008
Industry: Misc. Financial Services
Sector: Financial
Governing Law:New York

29) ASSET MANAGEMENT AGREEMENT

Parties: CAREY W P & CO LLC | CORPORATE PROPERTY ASSOCIATES
Document Date: 8/8/2008
Industry: Real Estate Operations
Sector: Services
Governing Law:New York

30) ASSET MANAGEMENT AGREEMENT

Parties: CAREY W P & CO LLC | CORPORATE PROPERTY ASSOCIATES
Document Date: 8/8/2008
Industry: Real Estate Operations
Sector: Services
Governing Law:New York

31) ASSET MANAGEMENT AGREEMENT

Parties: CAREY W P & CO LLC | CORPORATE PROPERTY ASSOCIATES | GLOBAL INCORPORATED | WP CAREY & Co BV
Document Date: 8/8/2008
Industry: Real Estate Operations
Sector: Services
Governing Law:New York

32) FINANCIAL SERVICES CONSULTING AGREEMENT

Parties: Imaging Diagnostic Systems, Inc | RH Barsom Company, Inc
Document Date: 7/18/2008
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York

33) INVESTMENT MANAGEMENT AGREEMENT

Parties: WADDELL & REED FINANCIAL INC | IVY FUNDS, INC | Ivy Investment Management Company | Waddell & Reed Funds, Inc | Waddell & Reed Investment Management Company | Waddell & Reed Ivy Investment Company
Document Date: 2/29/2008
Industry: Investment Services
Sector: Financial

34) FORM OF AMENDMENT NUMBER ONE TO INVESTMENT MANAGEMENT AGREEMENT

Parties: ONEBEACON INSURANCE GROUP, LTD. | Investment Management | OneBeacon Insurance Group, Ltd | Prospector Partners, LLC
Document Date: 2/29/2008
Industry: Insurance (Prop. and Casualty)
Sector: Financial

35) NONSTATUTORY STOCK OPTION AGREEMENT

Parties: PNC FINANCIAL SERVICES GROUP INC
Document Date: 2/29/2008
Industry: Regional Banks
Sector: Financial
Governing Law:Pennsylvania

36) INVESTMENT MANAGEMENT AGREEMENT

Parties: WADDELL & REED FINANCIAL INC | Investment Company | United Asset Strategy Fund, Inc | WADDELL & REED ADVISORS ASSET STRATEGY FUND, INC | WADDELL & REED INVESTMENT MANAGEMENT COMPANY
Document Date: 2/29/2008
Industry: Investment Services
Sector: Financial

37) INVESTMENT MANAGEMENT AGREEMENT

38) SERIES B CAPITAL SECURITIES GUARANTEE AGREEMENT THE PNC FINANCIAL SERVICES GROUP, INC

Parties: PNC FINANCIAL SERVICES GROUP, INC | Yardville National Bancorp
Document Date: 2/21/2008
Governing Law:New York

39) TRUST PREFERRED SECURITIES GUARANTEE AGREEMENT

Parties: PNC FINANCIAL SERVICES GROUP INC | Bank of New York
Document Date: 2/13/2008
Industry: Regional Banks
Sector: Financial
Governing Law:New York

40) FIRST AMENDED FINANCIAL ADVISORY AGREEMENT

Parties: POINT ACQUISITION CORP | Powersmart Holdings Limited | HFG International, Limited | Smarthigh Holdings Limited
Document Date: 4/27/2007

41) Investment Banking and Financial Advisory Agreement (the ?Agreement?)

Parties: AVICENA GROUP, INC. | BLACKWATER CAPITAL GROUP INC
Document Date: 4/16/2007
Governing Law:Illinois

42) INVESTMENT MANAGEMENT AGREEMENT

Parties: ORIENTAL FINANCIAL GROUP INC | Bear Stearns Asset Management Inc | Oriental International Bank Inc | Oriental Bank & Trust
Document Date: 3/28/2007
Industry: Regional Banks
Sector: Financial
Governing Law:New York

43) Re: Investment Management Agreement

Parties: ORIENTAL FINANCIAL GROUP INC | Oriental Bank & Trust | Bear Stearns Asset Management Inc. | Oriental International Bank Inc.
Document Date: 3/28/2007
Industry: Regional Banks

44) MTN GLOBAL FUNDING AGREEMENT

Parties: PRINCIPAL LIFE INSURANCE CO
Law Firm: Citibank, N.A.
Document Date: 3/21/2007

45) ADMINISTRATION AGREEMENT

Parties: THORNBURG MORTGAGE SECURITIES TRUST 2007-1 | LASALLE BANK NATIONAL ASSOCIATION, | WELLS FARGO BANK, N.A., | WILMINGTON TRUST COMPANY, | STRUCTURED ASSET SECURITIES CORPORATION,
Document Date: 3/14/2007
Governing Law:New York

46) INVESTMENT ADVISORY AGREEMENT

Parties: Renaissance Capital Growth & Income Fund III, Inc., | RENN Capital Group, Inc.
Document Date: 3/6/2007
Industry: Misc. Financial Services
Governing Law:Texas

47) AMENDMENT TO MEMBER BUSINESS AGREEMENT

Parties: MASTERCARD INC | MasterCard International Incorporated, | HSBC Bank USA, | Household Bank (SB), N.A.,
Document Date: 2/28/2007
Industry: Consumer Financial Services

48) AMENDED AND RESTATED CUSTOMER BUSINESS AGREEMENT

Parties: MASTERCARD INC | Bank of America, N.A.,
Document Date: 2/28/2007
Industry: Consumer Financial Services
Governing Law:New York

49) INVESTMENT MANAGEMENT AND SERVICES AGREEMENT BETWEEN RIVERSOURCE LIFE INSURANCE COMPANY AND RIVERSOURCE INVESTMENTS, LLC

Parties: RIVERSOURCE LIFE INSURANCE CO | RIVERSOURCE INVESTMENTS, LLC
Document Date: 2/28/2007
Governing Law:Minnesota

50) EX-10.48 INVESTMENT MANAGEMENT AGREEMENT

Parties: CAPITAL TRUST INC | Berkley Insurance Company | CT High Grade Mezzanine Manager, LLC
Law Firm: Paul Hastings Janofsky & Walker, LLP
Document Date: 2/28/2007
Industry: Consumer Financial Services
Sector: Financial
Governing Law:New York

Financial Services Agreements

AGREEMENTS / CONTRACTS

CLAUSES