Engagement Agreements

Parties: CONSOLIDATED WATER CO LTD
Document Date: 9/19/2007
Industry: Water Utilities
Sector: Utilities

Parties: CONSOLIDATED WATER CO LTD
Document Date: 9/19/2007
Industry: Water Utilities
Sector: Utilities

Parties: ROYAL INVEST INTERNATIONAL CORPORATION
Document Date: 8/13/2007
Industry: Computer Services
Sector: Technology
Governing Law:Connecticut

Parties: ST JUDE MEDICAL INC | Banc of America Securities LLC
Document Date: 4/25/2007
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York

Parties: NORTH ATLANTIC HOLDING COMPANY, INC. | North Atlantic Trading Company, Inc.
Document Date: 4/20/2007

Parties: SBARRO AMERICA INC | MidOcean SBR Holdings, LLC
Law Firm: Steinberg, Fineo, Berger & Fischoff, P.C.
Document Date: 4/13/2007
Governing Law:New York

Parties: VISTULA COMMUNICATIONS SERVICES, INC.
Document Date: 4/9/2007
Governing Law:Delaware

Parties: NETWORK CN INC | Alisande M. Rozynko
Document Date: 4/6/2007
Industry: Advertising
Sector: Services

Parties: CONSOLIDATED WATER CO LTD
Document Date: 4/4/2007
Industry: Water Utilities
Sector: Utilities

Parties: IMMUNOCELLULAR THERAPEUTICS, LTD.
Document Date: 4/2/2007
Governing Law:California

Parties: IMMUNOCELLULAR THERAPEUTICS, LTD. | Optical Molecular Imaging, Inc
Document Date: 4/2/2007
Governing Law:California

Parties: Punk, Ziegel & Company | Chairman IsoRay, Inc. | IsoRay, Inc.
Document Date: 3/23/2007
Industry: Business Services
Sector: Services
Governing Law:New York

Parties: Maxim Group LLC | IsoRay, Inc. | Punk, Ziegel & Company, L.P.
Document Date: 3/23/2007
Industry: Business Services
Sector: Services
Governing Law:New York

Parties: DNAPRINT GENOMICS INC | Athena Capital Partners, Inc
Document Date: 3/15/2007
Governing Law:Florida

Parties: PRIMUS GUARANTY LTD
Document Date: 2/27/2007
Industry: Misc. Financial Services
Governing Law:New York

Parties: CORD BLOOD AMERICA, INC. | Ascendiant Securities, LLC
Document Date: 2/20/2007
Governing Law:New York

Parties: BROADCASTER INC
Document Date: 2/15/2007
Industry: Construction Services
Governing Law:New York

Parties: MPLC, INC. | New Motion, Inc
Document Date: 2/13/2007
Industry: Printing and Publishing
Governing Law:New York

Parties: SP HOLDING CORP | Pali Capital, Inc
Document Date: 2/13/2007
Industry: Communications Equipment
Governing Law:New York

Parties: MPLC, INC.
Document Date: 2/13/2007
Industry: Printing and Publishing
Sector: Services

Parties: LIXTE BIOTECHNOLOGY HOLDINGS, INC. | CHEM-MASTER INTERNATIONAL, INC.
Document Date: 2/9/2007

Parties: NEW YORK HEALTH CARE INC
Document Date: 2/8/2007
Industry: Biotechnology and Drugs

Parties: XENONICS HOLDINGS, INC. | Granite Financial Group, Inc
Document Date: 2/7/2007
Industry: Electronic Instr. and Controls
Governing Law:California

Parties: FINANCIAL INDUSTRIES CORP
Document Date: 2/7/2007
Industry: Insurance (Life)
Governing Law:Texas

Parties: FINANCIAL INDUSTRIES CORP
Document Date: 2/7/2007
Industry: Insurance (Life)
Sector: Financial
Governing Law:Texas

Parties: BIOENVISION INC | Bioenvision Japan Co Ltd.,
Document Date: 2/6/2007
Industry: Biotechnology and Drugs

Parties: POINT THERAPEUTICS INC
Document Date: 2/2/2007
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York

Parties: Banc of America Securities LLC | St Jude Medical, Inc
Document Date: 1/29/2007
Industry: Medical Equipment and Supplies
Sector: Healthcare
Governing Law:New York

Parties: LIBERTY STAR GOLD CORP | Equititrend Advisors, LLC
Document Date: 1/16/2007
Governing Law:California

Parties: BETTER BIODIESEL, INC
Document Date: 1/2/2007

Parties: TBX RESOURCES INC
Document Date: 12/20/2006

Parties: SEAWRIGHT HOLDINGS INC | Sequence Investment Partners, LLC
Document Date: 12/12/2006
Industry: Misc. Financial Services
Sector: Financial

Parties: ESSA BANCORP, INC. | Ryan Beck & Co., Inc
Document Date: 12/7/2006
Governing Law:New Jersey

Parties: ZEOLITE EXPLORATION CO | Sterne, Agee & Leach, Inc., | Faith Bloom Limited
Law Firm: Preston, Gates, Ellis, LLP ; Skadden, Arps, Slate, Meagher & Flom, LLP
Document Date: 11/16/2006
Governing Law:Alabama

Parties: PEOPLE'S UNITED FINANCIAL, INC. | People?s Bank
Document Date: 11/2/2006
Governing Law:New York

Parties: PEOPLE'S UNITED FINANCIAL, INC. | Ryan Beck & Co., Inc
Document Date: 11/2/2006
Governing Law:New York

Parties: CAPITAL GOLD CORP | Christopher M. Chipman
Document Date: 11/1/2006
Industry: Gold and Silver
Governing Law:New York

Parties: US DRY CLEANING CORP | Marino Capital Partners, Inc.,
Document Date: 10/26/2006
Industry: Software and Programming
Sector: Technology

Parties: ADESA INC | Mr. Timothy C. Clayton
Document Date: 10/26/2006
Industry: Auto and Truck Parts
Governing Law:Indiana

Parties: TENTHGATE INC | Tim Novak
Document Date: 9/26/2006

Parties: TITAN GLOBAL HOLDINGS, INC. | Trilogy Capital Partners, Inc.
Document Date: 9/26/2006
Industry: Communications Equipment

Parties: WELUND FUND INC | Roth Capital Partners, LLC | Steven Strasser
Document Date: 9/25/2006
Governing Law:California

Parties: VIEW SYSTEMS INC
Document Date: 9/11/2006
Industry: Software and Programming
Governing Law:Florida

Parties: DIGUANG INTERNATIONAL DEVELOPMENT CO., LTD. | Online Processing, Inc | Chardan Capital Markets, LLC | Maxim Group LLC
Document Date: 6/16/2006
Governing Law:New York

Parties: PATIENT SAFETY TECHNOLOGIES, INC | Analog Ventures, LLC
Document Date: 5/19/2006
Industry: Misc. Financial Services
Sector: Financial
Governing Law:California

Parties: COLONY RIH HOLDINGS INC
Document Date: 5/15/2006
Governing Law:New York

Parties: INTELSAT LTD
Document Date: 5/10/2006

Parties: PROMOTORA VALLE HERMOSO INC
Document Date: 5/9/2006
Industry: Retail (Specialty)

Parties: ARROW RESOURCES DEVELOPMENT INC | Arrow Resources Development Ltd | Hans Karundeng
Document Date: 5/4/2006
Industry: Business Services
Sector: Services
Governing Law:New York

Parties: PATH 1 NETWORK TECHNOLOGIES INC | SILVERWOOD PARTNERS LLC
Document Date: 4/28/2006
Industry: Communications Equipment
Governing Law:Massachusetts