Exhibit 4.1
Execution Copy
i2 TECHNOLOGIES, INC.
as Issuer
and
THE BANK OF NEW YORK MELLON TRUST
COMPANY, N.A.
as Trustee
FIRST SUPPLEMENTAL
INDENTURE
Dated as of September 11,
2008
To
5% SENIOR CONVERTIBLE NOTES DUE
2015
INDENTURE
Dated as of November 23,
2005
TABLE OF CONTENTS
|
|
|
|
|
|
|
|
|
|
|
Page
|
|
ARTICLE
1 Relation to Indenture;
Definitions
|
|
2
|
|
|
|
|
SECTION 1.01.
Relation to Indenture.
|
|
2
|
|
|
|
|
SECTION 1.02.
Definitions.
|
|
2
|
|
|
|
|
SECTION 1.03.
General References.
|
|
2
|
|
|
|
|
ARTICLE
2 Waiver of Certain Indenture
Provisions
|
|
2
|
|
|
|
|
SECTION 2.01.
Waiver of Section 6.11.
|
|
2
|
|
|
|
|
ARTICLE
3 Amendments to Indenture
|
|
2
|
|
|
|
|
SECTION 3.01.
Amendments to Table of Contents.
|
|
2
|
|
|
|
|
SECTION 3.02.
Elimination of Certain Definitions in Article One.
|
|
2
|
|
|
|
|
SECTION 3.03. SEC
Reports.
|
|
3
|
|
|
|
|
SECTION 3.04.
Maintenance of Corporate Existence.
|
|
3
|
|
|
|
|
SECTION 3.05. Rule
144A Information Requirement.
|
|
3
|
|
|
|
|
SECTION 3.06.
Incurrence of Indebtedness.
|
|
3
|
|
|
|
|
SECTION 3.07.
Company May Consolidate, Etc., Only on Certain Terms.
|
|
3
|
|
|
|
|
SECTION 3.08.
Events of Default.
|
|
3
|
|
|
|
|
ARTICLE
4 Effect Of Merger on Conversion
Privilege
|
|
3
|
|
|
|
|
ARTICLE
5 Miscellaneous
|
|
3
|
|
|
|
|
SECTION 5.01.
Effectiveness of First Supplemental Indenture.
|
|
3
|
|
|
|
|
SECTION 5.02.
Certain Trustee Matters.
|
|
4
|
|
|
|
|
SECTION 5.03.
Further Assurances.
|
|
4
|
|
|
|
|
SECTION 5.04.
Continued Effect.
|
|
4
|
|
|
|
|
SECTION 5.05.
Governing Law.
|
|
4
|
|
|
|
|
SECTION 5.06. Trust
Indenture Act Controls.
|
|
4
|
|
|
|
|
SECTION 5.07.
Trustee Disclaimer.
|
|
5
|
-i-
|
|
|
|
|
|
|
SECTION 5.08.
Counterparts; Facsimile or Electronic Signatures.
|
|
5
|
|
|
|
|
SECTION 5.09.
Amendments.
|
|
5
|
|
|
|
|
SECTION 5.10.
Severability.
|
|
5
|
-ii-
FIRST SUPPLEMENTAL
INDENTURE , dated as of
September 11, 2008 (this “ First Supplemental
Indenture ”), between i2 TECHNOLOGIES, INC. ,
a Delaware corporation (the “ Company ”),
and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. , a
national banking association (successor-in-interest to JPMorgan
Chase Bank, National Association), as trustee under the Indenture
referred to below (in such capacity, the “
Trustee ”).
RECITALS OF THE
COMPANY
WHEREAS, the Company and the Trustee
are parties to an Indenture, dated as of November 23, 2005
(the “ Indenture ”) and the Company has
issued pursuant to the Indenture the Company’s 5% Senior
Convertible Notes due 2015 (the “Securities”);
and
WHEREAS, Section 11.2 of the
Indenture provides that, among other things, with the written
consent of the Holders of at least a majority in aggregate
principal amount of the Securities then outstanding, the Company
and the Trustee may amend or supplement the Indenture in accordance
with the terms and conditions provided therein;
WHEREAS, the Company has entered
into an Agreement and Plan of Merger dated August 10, 2008
(the “ Merger Agreement ”) with JDA
Software Group, Inc., a Delaware corporation (“
Parent ”) , and Iceberg Acquisition
Corp., a Delaware corporation and a wholly-owned Subsidiary of
Parent (“ Merger Sub ”) pursuant to which
Merger Sub will merge with and into the Company, with the Company
surviving as a wholly-owned subsidiary of Parent (“
Merger ”);
WHEREAS, it is a condition precedent
to the consummation of the Merger, the financing of the Merger, the
refinancing of certain of Parent’s debts and other
transactions contemplated (the “ Transactions
”) by the Merger Agreement that the waiver and amendments
(the “ Amendments ”) set forth in
Articles 2 and 3 of this First Supplemental Indenture shall have
been approved by Holders of not less than a majority of the
outstanding principal amount of the Securities and a supplemental
indenture in respect thereof shall have been executed and delivered
by the Company and the Trustee, shall be binding and enforceable
against the Holders of the outstanding Securities, and shall not
have been modified, rescinded, terminated or superseded as of the
closing of the Merger;
WHEREAS, the Company has received
the consents from Holders of not less than a majority of the
outstanding aggregate principal amount of the Securities, to effect
the Amendments;
WHEREAS, the Company has delivered
to the Trustee an Officer’s Certificate as well as an Opinion
of Counsel pursuant to Sections 4.11, 11.6 and 12.4 of the
Indenture to the effect that the execution and delivery of this
First Supplemental Indenture by the Company is authorized and
permitted under the Indenture and that all conditions precedent
provided for in the Indenture to the execution and delivery of this
First Supplemental Indenture to be complied with by the Company
have been complied with;
WHEREAS, all other acts and
proceedings required by law, by the Indenture and by the charter
documents of the Company to make this First Supplemental Indenture
a valid and binding agreement for the purposes expressed herein, in
accordance with its terms, have been duly done and performed;
and
WHEREAS, pursuant to
Section 4.11 of the Indenture it is a condition precedent to
any merger to which the Company is a party (other than a merger in
which the Company is the continuing corporation and which does not
result in any reclassification or change in outstanding shares of
the Company’s Common Stock) that the Company execute and
deliver to the Trustee a supplemental indenture setting forth the
effect of such merger on the Holders’ conversion privilege as
provided in Section 4.11;
-1-
NOW, THEREFORE, in consideration of
the premises, agreements and obligations set forth herein and for
other good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged, the parties hereto hereby agree
as follows:
ARTICLE 1
R ELATION TO I NDENTURE ; D EFINITIONS
SECTION 1.01. Relation to
Indenture.
This First Supplemental Indenture
constitutes an integral part of the Indenture.
SECTION 1.02.
Definitions.
For all purposes of this First
Supplemental Indenture, capitalized terms used herein and not
otherwise defined herein shall have the meanings assigned thereto
in the Indenture. In the event that any term contained herein shall
conflict or be inconsistent with any defined term in the Indenture,
the term as defined in this First Supplemental Indenture shall
control.
SECTION 1.03. General
References.
All references in this First
Supplemental Indenture to Articles and Sections, unless otherwise
specified, refer to the corresponding Articles and Sections of this
First Supplemental Indenture; and the terms “ herein
”, “ hereof ”, “ hereunder
” and any other word of similar import refers to this First
Supplemental Indenture.
ARTICLE 2
W AIVER OF C ERTAIN I NDENTURE P ROVISIONS
SE