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Exhibit 4.1
THIS CERTIFICATE IS IN GLOBAL FORM AND
IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY
(“DTC”) OR A NOMINEE THEREOF. THIS CERTIFICATE MAY NOT
BE TRANSFERRED EXCEPT AS A WHOLE BY DTC TO A NOMINEE OF DTC OR BY A
NOMINEE OF DTC TO DTC OR ANOTHER NOMINEE OF DTC OR BY ANY SUCH
NOMINEE TO A SUCCESSOR OF DTC OR A NOMINEE OF SUCH SUCCESSOR
DEPOSITORY.
UNLESS THIS CERTIFICATE IS PRESENTED BY
AN AUTHORIZED REPRESENTATIVE OF DTC TO THE CORPORATION OR THE
TRANSFER AGENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE
NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED
BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO
CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN
AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER
USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS
AN INTEREST HEREIN.
WACHOVIA
CORPORATION
Incorporated under the laws
of
the State of North
Carolina
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NUMBER 1
CUSIP 929903219
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7.50% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A
PREFERRED STOCK, SERIES L |
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SHARES
(AGGREGATE LIQUIDATION
PREFERENCE)
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THIS CERTIFICATE IS
TRANSFERRABLE IN
NEW YORK, NY
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This is to certify that
Cede & Co. as nominee of the Depositary Trust Company
(DTC) is the registered owner of fully paid and non-assessable
shares of
7.50% Non-Cumulative Perpetual Class A Preferred Stock, Series
L, no par value and a liquidation preference of $1,000 per share
(liquidation preference in the aggregate) (the “Series L
Preferred Stock”), of Wachovia Corporation, a North Carolina
corporation (the “Corporation”), transferable on the
books of the Corporation by the holder hereof, in person or by duly
authorized attorney, upon surrender of this Certificate properly
endorsed. This Certificate is not valid unless countersigned and
registered by the Transfer Agent and Registrar.
Witness the facsimile seal of
the Corporation and the facsimile signatures of its duly authorized
officers.
Dated:
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WACHOVIA CORPORATION |
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By: |
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Name: |
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T |
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