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7.50% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L

Convertible Promissory Note

7.50% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L | Document Parties: WACHOVIA CORPORATION You are currently viewing:
This Convertible Promissory Note involves

WACHOVIA CORPORATION

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Title: 7.50% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L
Governing Law: North Carolina     Date: 4/17/2008
Industry: Regional Banks     Sector: Financial

7.50% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L, Parties: wachovia corporation
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Exhibit 4.1

THIS CERTIFICATE IS IN GLOBAL FORM AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY (“DTC”) OR A NOMINEE THEREOF. THIS CERTIFICATE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY DTC TO A NOMINEE OF DTC OR BY A NOMINEE OF DTC TO DTC OR ANOTHER NOMINEE OF DTC OR BY ANY SUCH NOMINEE TO A SUCCESSOR OF DTC OR A NOMINEE OF SUCH SUCCESSOR DEPOSITORY.

UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO THE CORPORATION OR THE TRANSFER AGENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

WACHOVIA CORPORATION

Incorporated under the laws of

the State of North Carolina

 

NUMBER 1

CUSIP 929903219

  7.50% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L  

SHARES

(AGGREGATE LIQUIDATION PREFERENCE)

 

THIS CERTIFICATE IS TRANSFERRABLE IN

NEW YORK, NY

 

This is to certify that Cede & Co. as nominee of the Depositary Trust Company (DTC) is the registered owner of fully paid and non-assessable shares of              7.50% Non-Cumulative Perpetual Class A Preferred Stock, Series L, no par value and a liquidation preference of $1,000 per share (liquidation preference in the aggregate) (the “Series L Preferred Stock”), of Wachovia Corporation, a North Carolina corporation (the “Corporation”), transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 


Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

Dated:

 

    WACHOVIA CORPORATION
    By:  

 

[Seal]     Name:  
    T

 
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