Exhibit 10.43
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
CONFIDENTIAL
This Agreement
is subject to confidentiality obligations, as set forth in Section
8.
RESEARCH AND LICENSE
AGREEMENT
Effective January 1,
2008
among
Symyx Technologies,
Inc.
Symyx Tools, Inc.
Symyx Software,
Inc.
and
ExxonMobil Research and
Engineering Company
ExxonMobil Chemical
Company
RESEARCH AND LICENSE
AGREEMENT
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1
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Intellectual Property and Licenses
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5
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11
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Combinatorial Chemistry License
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Representations and Warranties
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34
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67
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Workforce Harassment Policy
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68
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71
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Lead Material Confirmation
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77
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ExxonMobil Strategic Confidential Information in
Discovery Tools Systems
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78
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[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
RESEARCH AND LICENSE
AGREEMENT
This Research
and License Agreement (“ Agreement ”),
effective as of January 1, 2008 (“
Effective Date ”), is entered into by and among
ExxonMobil Research and Engineering Company (“
EMRE ”); ExxonMobil Chemical Company (“
EMCC ”) (collectively, “
ExxonMobil ”), and Symyx Technologies, Inc.
(“ Symyx Tech ”) Symyx Tools, Inc.
(“ Symyx Tools ”) and Symyx Software,
Inc. (“ Symyx Software ”) (collectively,
“ Symyx ”). Certain definitions are set
forth in Exhibit A hereto.
BACKGROUND
Symyx Tech,
Symyx Tools (formerly known as Symyx Discovery Tools, Inc.) and
EMRE entered into an Alliance, Technology Transfer, and License
Agreement effective April 1, 2003 (as amended, “
ATTLA ”); and
The parties
hereto wish to make certain arrangements to govern a continuing
relationship as certain aspects of the ATTLA draw to a
conclusion.
NOW, THEREFORE,
for and in consideration of the mutual undertakings set forth in
this Agreement, the parties agree as follows:
AGREEMENT
1.1 Background.
Pursuant to the ATTLA, the parties
are currently engaged in research projects in [ * ] ,
[ * ] and certain other projects. Under the ATTLA,
the Research Program Term (as defined therein) for these projects
will terminate on [ * ] .
(a) Extended
[ * ] Project .
EMRE and Symyx Tech hereby agree to extend the [ * ]
Project (in accordance with its existing Research Plan) beyond the
ATTLA for a period of [ * ] (the “ Extended
[ * ] Project ”). In [ * ] , Symyx
Tech will provide EMRE with [ * ]
FTEs. Thereafter, Symyx Tech will provide EMRE with an
average of [ * ], measured on a (calendar) quarterly
basis. The ATTLA will govern the [ * ]
Project through [ * ] , and this Agreement will
govern the Extended [ * ] Project after
[ * ] . EMRE agrees to pay
Symyx Tech at an FTE Rate of [ * ] for
the Extended [ * ]
Project. The parties may mutually agree to further
extend the Extended [ * ] Project in
accordance with Section 1.2(c)(ii), but if no such agreement is
reached, the Extended [ * ] Project will
terminate on [ * ] .
(b) Extended
[ * ]
Project . EMRE and Symyx Tech hereby agree to extend
the [ * ] Project (in accordance with its
existing Research Plan) through [ * ]
(the “ Extended [ * ] Project
”). The ATTLA will govern the [
* ] Project through [ *
] , and this Agreement will govern the Extended [
* ] Project after [ *
] . Subject to clause (i) below, Symyx Tech will
provide EMRE with [ * ] (at an average of
[ * ] ) during the Extended [
* ] Project, and EMRE agrees to pay Symyx Tech
at an FTE Rate of [ * ] .
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(i)
EMRE may terminate the Extended [
* ] Project by providing notice to Symyx Tech as
soon as practicable. EMRE agrees that if it terminates
the Extended [ * ] Project, it will
immediately reallocate the remaining FTE-months to either (at its
option) (a) the Extended [ * ] Project,
or (b) another Extended Project or New Project to which EMRE or
EMCC and Symyx Tech have agreed; but in any event, at
least [ * ] will be used each month after
the effective date of termination of the Extended [
* ] Project.
(ii)
EMRE and Symyx Tech may mutually
agree to further extend the Extended [ *
] Project in accordance with Section 1.2(c)(ii), but if no
such agreement is reached, the Extended [ *
] Project will terminate on [ * ]
.
(c) Other
Project Extensions
(i)
Limited Extension on
Request. EMRE or EMCC may
elect to extend other projects in which they are currently engaged
with Symyx under the ATTLA (a “ Limited Extended
Project” ) for a period of [ *
] beyond the Research Program Term, by providing Symyx Tech
with notice on or before [ * ] . The
project would be extended in accordance with its Research
Plan. The FTE Rate for any Limited Extended Project is
[ * ]. The rights in Section 2 would
apply to any Limited Extended Project, except that any continuation
of projects in the [ * ] would be subject
to the provisions of Exhibit B . A Limited Extended
Project may not extend more than [ * ]
without mutual consent pursuant to clause (ii) below.
(ii) Additional
Extensions on Mutual Agreement . Any further extension to a Limited Extended
Project, the Extended [ * ] Project or
the Extended [ * ] Project would be made,
if at all, upon mutual agreement of EMRE or EMCC (as applicable)
and Symyx Tech, and subject to the execution of an instrument
memorializing such agreement. The executed instrument would be
attached as a schedule to this Agreement and made a part of it.
Project-specific terms included in any schedule will control over
conflicting terms in the body of this Agreement. The
relevant parties may also agree to extend any other project in
which they are currently engaged under the ATTLA prior to the end
of the Research Program Term, even if not first extended as a
Limited Extended Project, by following the procedures in this
section. For clarity, no party is obligated to reach
agreement on any such extension to any project.
(d)
Scope of Definition. The Extended [
* ] Project, Extended [ *
] Project, any Limited Extended Projects and any further
extensions to such projects agreed to by the relevant parties under
Section 1.2(c)(ii) will be deemed an “ Extended
Project ” hereunder.
(e) Fees.
The FTE Rate applicable
to efforts by Symyx Tech expended after [ *
] on Extended Projects under this Section 1.2 during the
Term is [ * ] .
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(a) Extended
Projects and New Projects . During any Extended Project or New
Project, Symyx will not knowingly conduct any research activities,
on behalf of itself or any Third Parties, in the corresponding
Research Exclusivity Field(s). The scope of the Research
Exclusivity for any New Project will be commensurate in scope with
the scope of the New Project agreed to by the relevant parties and
will be documented as part of its Research Plan. The relevant
parties may also agree to alter the scope of Research Exclusivity
in any further extension of an Extended Project that they agree to
under Section 1.2(c)(ii).
(b)
Notwithstanding (a) above, Symyx may
validate and demonstrate the basic capabilities of its Discovery
Tools Systems, on its own behalf or in connection with a potential
sale of a Discovery Tools System to an Affiliate or a Third Party,
within the Research Exclusivity Field(s), as long as the validation
and demonstration work (i) does not encompass Materials discovery
research or targeted optimization work (except as may be incidental
to the validation or demonstration as directed by the Affiliate or
Third Party), and (ii) does not incorporate or utilize Project
Technology, ExxonMobil Proprietary Materials, or [
* ] .
1.4 Extended
Projects—Royalties Possible.
For clarity, if Symyx Tech elects to
make any Extended Project a Royalty-Bearing Project (or, for
clarity, an Alternate Royalty Bearing Project) under the terms of
the ATTLA, then EMRE will pay to Symyx Tech license royalties (in
accordance with the royalty provisions of the ATTLA) for Net Sales
or Use by EMRE or its Affiliates of Products resulting from
research activities performed within all such Extended Projects
that are a continuation of Royalty-Bearing Projects under the
ATTLA. Neither EMRE nor EMCC is obligated to make any
advance royalty payments hereunder.
1.5 New
Projects . From time to time during the Term,
and at least on a quarterly basis beginning [ *
] or as otherwise agreed by the Advisory Committee, EMRE
and/or EMCC and Symyx Tech will review the outlook for
potential new research and development projects, with a goal of
identifying new collaborative research and/or development
activities that could benefit the parties hereto, and entering into
good faith discussions towards including such potential projects as
“ New Projects ” under this
Agreement. Terms that the parties requesting/conducting
such New Projects would need to agree upon in order to include
these projects under this Agreement include the scope, staffing,
schedule, and term. The rights and obligations of the parties set
forth in Section 2 will apply to New Projects. New
Projects would be subject to a Research Plan to be agreed by the
relevant parties. New Projects would not bear royalties.
If the relevant parties agree to extend an existing
Research Project (as defined in the ATTLA) under the ATTLA that is
active as of the Effective Date hereof, the extension of that
Research Project will be considered an Extended Project hereunder,
subject to Section 1.4.
However, if the
relevant parties agree to restart a Research Project conducted
under the ATTLA that was completed or terminated under the ATTLA
before the Effective Date, or they agree to begin a project whose
scope and subject matter corresponds to a Research Project
conducted under the ATTLA that was either completed or terminated
under the terms of the ATTLA before the Effective Date, then such
project will be considered a New Project hereunder, free of
royalties pursuant to this Agreement. The FTE Rate
applicable to the first New Project agreed by the parties under
this Agreement is [ * ] . The FTE rate
for subsequent or additional New Projects is [ *
] . If agreed, the parties will memorialize the terms and
attach them as a schedule hereto.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
1.6 Directed
Research Services/Access to Tools . From time to time during the Term,
EMRE or EMCC may request that Symyx Tech provide it with certain
Directed Research Services. If agreed by the relevant
parties, Symyx Tech would provide EMRE or EMCC (as applicable) with
FTE resources and access to tools at Symyx’s facilities in
order to perform research experiments on behalf of EMRE or EMCC (as
applicable), all as agreed upon by the relevant parties in a
Directed Research Plan. The Directed Research Plan will
detail the scope and terms governing the relevant party’s
(EMRE or EMCC) personnel’s direct involvement (if any) in
support of the Directed Research Services, as well as specific
directions and information sufficient for Symyx to be able, to the
extent possible, to perform the Directed Research Services without
inventive contribution by Symyx personnel. At the
request of Symyx Tech, EMRE or EMCC (as applicable) will provide
additional detail of the work to be performed in the Directed
Research Plan. Terms that the relevant parties would
need to agree upon in order to include these Directed Research
Services under this Agreement also include the scope, staffing,
schedule and term. Unless otherwise agreed by the
relevant parties at the time, as between Symyx and the party
requesting the Directed Research Services (EMRE or EMCC), (a)
[ * ] , and (b) [ *
] . Directed Research Services would not bear
royalties. The FTE rate for Directed Research Services is [
* ] . If agreed, the relevant parties will
memorialize the terms and attach them as a schedule
hereto.
1.7 Responsibilities
. With respect to Extended Projects,
New Projects and Directed Research Services as may be agreed to
hereunder (“ Projects ”):
(a) Symyx.
Symyx Tech will use
commercially reasonable efforts, consistent with professional
standards applicable to research in the [ * ]
industries, to conduct its activities in the
Projects. Symyx Tech will assign staff to the Projects
consistent with the quality and experience of the staff Symyx Tech
assigns to internal and Third-Party research programs. No Symyx
entity is required to perform research activities other than the
Projects in accordance with their Research Plans, or to utilize
FTEs in excess of those specified, funded, and paid for under this
Agreement.
(b) ExxonMobil.
EMRE and EMCC will use commercially
reasonable efforts, consistent with professional standards
applicable to research in the [ * ] industries,
to (1) conduct its activities in the Projects in accordance with
their respective Research Plans, and (2) to provide the relevant
Symyx entity technical information as is reasonably necessary to
conduct the Projects, and technical support as specified in the
Research Plans. EMRE and EMCC each have discretion over the extent
to which information, technology, data, technical support, or other
Materials belonging to them or their Affiliates, including
ExxonMobil Proprietary Materials, will be provided to Symyx, but
agrees to provide Materials set forth in the Research Plans unless
it determines that such Materials are subject to restrictions that
prevent it from providing such Materials to Symyx. EMRE
or EMCC (as applicable) will provide to Symyx Tech known
requirements for the safe handling of ExxonMobil Proprietary
Materials, and Symyx will follow such safe handling requirements in
addition to any standard industry practices in handling such
ExxonMobil Proprietary Materials.
1.8 Independent
Research . Except as specifically provided in
this Agreement, and subject to the confidentiality obligations and
use restrictions of Section 8, nothing in this Agreement in any way
restricts or impairs the right of any party hereto or their
respective Affiliates to conduct Independent
Research. Each party or Affiliate will own the results
of its own Independent Research and has no obligation under this
Agreement with respect to the use or disposition of the results
thereof, including all information and data resulting
therefrom.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
1.9 Research
Records . Each
party will maintain records of their activities under this Section
1 (or cause such records to be maintained) in sufficient detail and
in good scientific manner as will properly reflect the work done
and results achieved (including information sufficient to establish
dates of conception and reduction to practice of
inventions).
1.10 Development,
Scale-up, and Commercialization of Products . As between Symyx and ExxonMobil,
ExxonMobil or its Affiliates will be responsible for all expenses
incurred for in-house development activities and for scale-up and
commercialization of Products by ExxonMobil and its
Affiliates.
1.11 ExxonMobil
Proprietary Materials . As provided in this Agreement,
Symyx Tech may use ExxonMobil Proprietary Materials in any Project
conducted hereunder. Symyx will not acquire rights in
ExxonMobil Proprietary Materials and Symyx will not use, test,
reverse engineer, disclose, commercialize, or license ExxonMobil
Proprietary Material without the prior written consent of
ExxonMobil, other than for the use within a designated
Project. Neither EMRE nor EMCC will incur any license
payment obligation to Symyx under this Agreement for use or
modification of an ExxonMobil Proprietary Material by EMRE, EMCC,
or their Affiliates, except where (a) the ExxonMobil Proprietary
Material is identified by Symyx Tech as a Lead Material, or
modified by Symyx Tech to become a Novel Material, in an Extended
Project in which use of the ExxonMobil Proprietary Material has
been authorized by EMRE or EMCC (as applicable), and (b) the
Extended Project is a continuation of a project that Symyx Tech
has selected as a Royalty-Bearing Project under the
ATTLA. For the purpose of clarity, nothing in this
Section 1.11 changes the payment obligations under the
ATTLA.
1.12 Disclaimer
. Each party hereto
specifically disclaims any representation, warranty, or guarantee
that any Project will be successful, in whole or in
part. Symyx’s failure to successfully synthesize,
discover, identify or optimize Agreement Materials as part of a
Project will not constitute a breach of any representation or
warranty or other obligation under this Agreement; provided,
however, the foregoing will not be construed so as to relieve Symyx
from its obligation under this Agreement to perform research
activities in the Projects. EXCEPT AS OTHERWISE
EXPRESSLY SET FORTH IN THIS AGREEMENT, NO PARTY HERETO MAKES ANY
REPRESENTATIONS OR EXTENDS ANY WARRANTIES OR CONDITIONS OF ANY
KIND, EITHER EXPRESS OR IMPLIED, WITH RESPECT TO THE PROJECT
TECHNOLOGY, INFORMATION DISCLOSED HEREUNDER, PRODUCTS, OR
EXXONMOBIL PROPRIETARY MATERIALS, AND EACH PARTY HERETO HEREBY
EXPRESSLY DISCLAIMS ANY WARRANTIES OF MERCHANTABILITY, OR FITNESS
FOR A PARTICULAR PURPOSE, OR VALIDITY OF ANY PROJECT TECHNOLOGY,
PATENTED OR UNPATENTED, OR NONINFRINGEMENT OF THE INTELLECTUAL
PROPERTY RIGHTS OF THIRD PARTIES.
2.
Intellectual Property and
Licenses
(a) Project
Technology . Symyx will own [
* ] , and, except as provided in Section 2.13,
EMRE will own all [ * ] generated in
Projects it conducts hereunder and EMCC will own all [
* ] generated in Projects it conducts
hereunder.
(b) Combinatorial
Chemistry Technology . As between Symyx and ExxonMobil,
Symyx will own all [ * ] developed as
part of any Project conducted under this Agreement.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(c) Directed
Research Technology . The party requesting Directed
Research Services (either EMRE or EMCC as the case may be) will own
[ * ] generated as part of Directed
Research Services performed pursuant to such request.
(d) Other.
Each party will own
its respective Confidential Information, Background Technology and
inventions resulting from its own Independent Research (as provided
in Section 1.8).
2.2 Notice
of Inventions . Each
party participating in a Project hereunder will report all
inventions relating to Lead Materials or Project Technology
developed in the course of such Project to the
applicable Research Committee.
2.3 Licenses
to ExxonMobil .
(a) Inside
the Field of
Rights. Subject to the terms and conditions of this Agreement,
Symyx Tech, warranting that it has the right to do so, grants to
both EMRE and EMCC an irrevocable, non-exclusive,
[ * ] license to utilize Symyx
Confidential Information to the extent necessary to make, have
made, use, sell, offer for sale, import and export Products or
Project Technology and lease or license Products or Project
Technology within the scope of the Field of Rights. In
addition, Section 2.15 of this Agreement contains provisions
providing immunity with respect to Symyx patents in the Field of
Rights.
(b) Extension
Rights. Subject to the
terms and conditions of this Agreement, either EMRE or EMCC may
extend the rights granted in Section 2.3(a) above to their
Affiliates, provided that the terms of each such license extension
may not be inconsistent with the terms of this
Agreement. Any such extension must be in writing,
accepted in writing by the Affiliate, and provided to Symyx Tech
upon request. It is understood that any such license extension is
subject and subordinate to the terms and conditions of this
Agreement, and that the party extending such rights remains
responsible for all applicable financial and other obligations
under this Agreement for each such Affiliate to which it extends
such rights. Nothing in this Section 2.3(b) changes the
payment obligations under the ATTLA. Subject to the
terms and conditions of this Agreement, EMRE, EMCC and their
Affiliates to which rights have been extended shall also have the
right to grant sublicenses under the rights granted in Section
2.3(a) above to one or more Third Parties, provided that
with respect to Extended Projects only, if Symyx selects an
Extended Project as a project for which royalties are due pursuant
to the ATTLA, then any revenue received from such sublicense for
such grant shall be distributed in accordance with the terms of the
ATTLA.
(a) Outside
ExxonMobil Business Areas . Subject to the terms and conditions
of this Agreement, both EMRE and EMCC, each warranting that it has
the right to do so, grant to Symyx an irrevocable, exclusive,
[ * ] license under their rights in the
Project Technology, to utilize and exploit Project Technology for
all purposes and in any manner, outside of the ExxonMobil Business
Areas. Notwithstanding the above grant, no rights are granted to
Symyx hereunder in the Symyx Proprietary Field [
* ] , and EMRE, EMCC and their
Affiliates will have a royalty free right to practice Project
Technology within the scope of Symyx Proprietary Field [
* ] and to license others to do
so.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(b) Inside
ExxonMobil Business Areas . Subject to the terms and conditions
of this Agreement, both EMRE and EMCC, each warranting that it has
the right to do so, grant to Symyx an irrevocable, non-exclusive,
[ * ] license under their rights in the
Project Technology, to utilize and exploit Project Technology, for
all purposes and in any manner, inside the ExxonMobil Business
Areas, but outside of the Field of Rights.
(c) ExxonMobil
Proprietary Materials . Subject to the terms and conditions
of this Agreement, both EMRE and EMCC, each
warranting that it has the right to do so, grant to Symyx a
non-exclusive, [ * ] license to utilize
ExxonMobil Proprietary Materials in providing services hereunder.
Except for the foregoing, no licensing or any other rights are
granted by either EMRE or EMCC to Symyx with respect to any
ExxonMobil Proprietary Material, unless such ExxonMobil Proprietary
Material has been modified by a Symyx entity so as to become a
Novel Material, in which case Symyx will have the same rights to
such Novel Material as it has under this Agreement to all other
Novel Materials.
(d) Use
of Information . Symyx may utilize information and
data generated in the course of a Project outside the scope of the
Field of Rights, provided that no right is granted hereunder to
utilize Confidential Information of EMRE, EMCC or their
Affiliates.
(e) Directed
Research Technology . Other than as necessary to perform
Directed Research Services, no licenses are granted by either EMRE
or EMCC to Symyx to use the Directed Research
Technology.
2.5 Symyx
Research . Symyx retains the right to make and
use Lead Materials, other than ExxonMobil Proprietary Materials,
synthesized or identified during the course of a Project, and use
or practice any processes or methods developed by or on behalf of
Symyx in the course of performing any services hereunder, for its
own internal research to develop Combinatorial Chemistry, as long
as such research does not conflict with Symyx’s obligations
to ExxonMobil pursuant to this Agreement.
2.6 Immediate
Vesting . All
rights and licenses granted in this Section 2 vest immediately when
the relevant invention is made, or the relevant information, data,
material or Material is produced, in the course of a Project
hereunder.
(a) Except
as expressly provided in this Agreement, and subject to Section
2.4(c), Symyx may not use or sell, or authorize the use or sale of,
Project Technology, or any Lead Material synthesized or identified
in the course of a Project, except in relation to research and
development and the manufacture, use, or sale of
Products outside of the Field of Rights.
(b) Except
as expressly provided in this Agreement, EMRE, EMCC, their
Affiliates and permitted sublicensees pursuant to Sections 2.3(b)
and 2.4(a) above to which rights have been
extended may not use or sell, or authorize the use or sale of,
Project Technology, or any Agreement Material, except in relation
to the manufacture, use or sale of Products and Project Technology
within the Field of Rights or ExxonMobil Business Areas in
accordance with the rights provided for in Section 2.1 and the
license granted by Symyx Tech in Section 2.3 (and subject to the
license granted to Symyx in Section 2.4); provided, however, that
the restriction set forth in this Section 2.7 will not apply to any
Agreement Material that is an ExxonMobil Proprietary Material and
that has not been modified by a Symyx entity so as to become a
Novel Material.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
2.8 Third-Party
Rights . Symyx
is in the business of conducting materials discovery, research, and
development with Third Parties, and Symyx will continue to grant
Third Parties rights to acquire licenses related to compounds and
materials derived from such activities. EMRE and EMCC
acknowledge that even if the Symyx entities comply with their
obligations hereunder, their other business activities may result
in license rights, and in patent applications and patents owned by
Third Parties or jointly by Symyx and such Third Parties, that
could conflict with patent applications, patents and license rights
hereunder. Except to the extent that EMRE, EMCC or one
of their Affiliates is damaged as a proximate result of a material
breach by Symyx of Sections 1.3 or 8 of this Agreement, the Symyx
entities will have no liability to EMRE, EMCC or their Affiliates
with respect to any such conflict.
(a) Except
as otherwise provided in this Agreement, Symyx Tech and EMRE or
EMCC (as applicable) are each responsible in their discretion and
each at its sole expense, for preparing, filing, prosecuting and
maintaining patent applications and patents relating to inventions
owned by that party as described in Section 2.1, and for conducting
any interferences, re-examinations, reissues, oppositions or
requests for patent term extension, or governmental equivalents
thereto.
(b)
Subject to the right of EMRE or EMCC
to maintain Novel Process Technology as a trade secret, if EMRE or
EMCC have not filed any U.S. patent application on an invention
that would be owned solely by it under Section 2.1(a) within
[ * ] after the invention was reported to
the Research Committee (but in no event less than [
* ] prior to any applicable patent application
bar date), the owning party (EMRE or EMCC) will notify Symyx Tech
in writing. Symyx Tech will then notify
the owning party (EMRE or EMCC, as applicable) if it desires to
file a U.S. patent application with respect to the
invention. If the owning party (EMRE or EMCC)
has not filed a U.S. patent application on the invention within
[ * ] of Symyx Tech’s notice, Symyx
Tech may file and prosecute (or cause to be filed and prosecuted) a
U.S. patent application with respect to the
invention. Further, if the owning party (EMRE or EMCC)
does not prosecute or maintain, or conduct such other activities
described above (other than preparing and filing), with respect to
a U.S. patent or U.S. patent application owned solely by it under
Section 2.1(a), it will so notify Symyx Tech in writing and Symyx
may, in its discretion, assume such activities at its own expense
or delegate such activities to an Affiliate. If Symyx
assumes activities pursuant to the preceding three sentences,
ownership and rights to any resulting patent will be governed by
the provisions of this Section 2.
(c) Except
as provided in Section 2.10 below, a party owning an invention
hereunder will have no obligation to coordinate foreign patent
filings with any other party with respect to inventions it owns
under Section 2.1, or to permit any other party to take over
filing, prosecution, and/or maintenance of any foreign patent
application or foreign patent.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(d)
Nothing in this Agreement obligates
a party to appeal adverse patent office or judicial decisions with
respect to patents. If no such appeal is taken, the adverse
decision will be deemed final for purposes of this
Agreement.
2.10 Cooperation
in Patent Filing.
(a) Each
party filing a patent application hereunder, will simultaneously
file (or cause to be filed) such patent applications to
the extent necessary to prevent such filings from
becoming prior art to another party’s patent applications or
resulting patents and will use reasonable efforts to keep each
other informed as to the status of patent matters described herein,
including by (i) providing each other the opportunity to review and
comment on patent application drafts a reasonable time in advance
of applicable filing dates, and (ii) using reasonable efforts under
the circumstances to provide each other with notice of material
events (such as official actions, interferences, reissues,
re-examinations, oppositions, potential litigation, or requests for
patent term extensions), but in no event will a party’s
failure to provide such notice be deemed to be a breach of a
material obligation under this Agreement. Upon request, the parties
subject to this Section 2.10 (a) will reasonably assist and
cooperate with each other (at its own expense) in connection with
these activities.
(b) The
Advisory Committee will (i) facilitate communication among the
parties regarding patents and patent applications arising from
inventions made during the course of a Project (other than Directed
Research Technology), and (ii) discuss and provide advice on patent
strategy related to such patent applications.
(c) The
party responsible for filing and prosecuting patent applications
pursuant to Section 2.9 will solely determine the content and scope
of the application, although with respect to applications pursuant
to Section 2.1(a) being filed and prosecuted by either EMRE or
EMCC, Symyx Tech may make non-binding recommendations
to the party responsible for the patent application at issue, on
the content and scope of claims directed [ *
] . If such recommendations by Symyx are not
accepted, then Symyx Tech may file a separate patent
application(s) covering claims solely applicable [
* ] . In this event, the parties will coordinate
patent filings as described above. No party will incur
any liability to another for any patent filing, prosecution, or
maintenance decision it makes regarding a Project Patent it
owns. Each party has the right to have outside counsel
prepare and prosecute Project Patents it owns.
(d) No
Symyx entity has any obligations hereunder to assist or participate
in preparing, filing, prosecuting, maintaining, enforcing or
engaging in other activities relating to patent applications or
patents with respect to Directed Research Technology.
Notwithstanding the above, the parties recognize that even though
the specific directions for Directed Research will be prepared with
the goal of providing enough detail as to matter, recipes,
processes, and other conditions (temperature, pressure, order,
etc.) and constraints so that services can be
provided without any inventive contribution by Symyx, the parties
recognize that an invention, though unlikely, could be made. In
such an event, Symyx will provide reasonable assistance to the
ExxonMobil party requesting such services to have all necessary
documents executed to enable that party to secure intellectual
property rights on such invention.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
2.11
Enforcement.
(a) Notice
. EMRE or EMCC, on the
one hand, and Symyx, on the other hand, will promptly notify the
other if it becomes aware of any actual or threatened commercially
material infringement of the Project Patents by a Third
Party.
(b) Project
Patents Owned Solely by ExxonMobil . With respect to Project Patents
owned, as between ExxonMobil and Symyx, by either EMRE or EMCC, (a)
the owning party (EMRE or EMCC, as applicable) has the sole right,
but not the obligation, at its sole cost and expense, to take
appropriate legal action to enforce such Project Patents against
infringement by a Third Party within [ *
] ; and (b) Symyx has the sole right, but not the
obligation, at its sole cost and expense, to take appropriate legal
action to enforce such Project Patents against any infringement by
a Third Party within [ * ] where EMRE has
the sole right, but not the obligation, at its sole cost and
expense, to take appropriate legal action to enforce Project
Patents relating thereto against any infringement by a Third
Party. Except as provided in the previous sentence,
neither EMRE nor EMCC will have the right to take legal action to
enforce any Project Patents against any infringement within the
Symyx Proprietary Fields, unless specifically authorized by Symyx
Tech. If Symyx initiates a legal action under this
Section, either EMRE or EMCC as the owning party will either (a)
provide reasonable cooperation and assistance to Symyx, or (b) cede
to Symyx sole ownership of the relevant Project Patent, in which
case they will have no further obligations with respect to such
legal action.
(c) Project
Patents Owned Solely By Symyx . As between ExxonMobil and Symyx,
Symyx has the sole right, but not the obligation, at its sole cost
and expense, to take appropriate legal action to enforce any
Project Patents it owns against any infringement by a Third
Party.
(d) Cooperation;
Costs and Recoveries; Settlements . The relevant parties will use
commercially reasonable efforts to cooperate and render such
assistance in the enforcement activities described in this Section
2.11 as the enforcing party may reasonably request, including being
named or joined as a party to the enforcement to the extent
required by law. Costs of maintaining any action and
damages recovered therefrom will be paid by and belong to the party
bringing the action.
2.12 Third-Party
Claims of Infringement . If the manufacture, use, or sale of
any Project Technology pursuant to this Agreement results in any
Third-Party claim, suit, or proceeding alleging patent infringement
against a Symyx entity or EMRE and/or EMCC (or their Affiliates or
Licensees), the affected party will promptly notify the other
relevant parties, setting forth the facts of such claims in
reasonable detail. Each party agrees to use commercially
reasonable efforts to render assistance to the affected party in
defending claims of infringement as the defendant may reasonably
request. The defendant has the [ *
] right and obligation to defend and control the defense of
any such claim, suit, or proceeding, at its own expense, using
counsel of its own choice; provided, however, it will not enter
into any settlement that admits or concedes that any Project Patent
is invalid or unenforceable without the consent of the others,
which may not be unreasonably withheld. The defendant
will keep the others reasonably informed of all material
developments in connection with any such claim, suit, or
proceeding. Symyx Tech also agrees to notify both EMRE
and EMCC of any Third-Party claim, suit, or proceeding alleging
patent infringement relating to [ * ]
performed by Symyx under this Agreement.
2.13
If Symyx Tech and EMCC agree upon a
project in the [ * ] as a Limited
Extension Project or as a New Project, the provisions of
Exhibit B will apply with respect thereto.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
2.14 Except
as necessary to conduct the Projects or as otherwise expressly
provided for herein, no licenses are granted hereunder to Symyx or
any other party to ExxonMobil Background Technology.
2.15 Limited
Immunity with Respect to Symyx Patents.
With respect to Extended Projects
and New Projects, and in furtherance of the rights granted to EMRE
and EMCC in Sections 2.1 and 2.3, Symyx and its Affiliates will
not, for so long as neither EMRE nor EMCC is in material breach of
this Agreement, and solely to the extent necessary for EMRE, EMCC
and their Affiliates to engage in Net Sales or Use of Products or
Project Technology and the grant of licenses to Licensees to make,
have made, use, sell, offer for sale, and import Products or
Project Technology, (a) bring any claim or action against EMRE,
EMCC or their Affiliates or their Licensees based on or asserting
that the [ * ] violates or infringes any patent
controlled by Symyx or (b) bring any claim or action against EMRE,
EMCC or their Affiliates or Licensees based on or asserting
that the grant of licenses to Licensees to [
* ] violates or infringes any patent controlled
by Symyx.
3.1 Staffing
and Services .
(a) Staffing.
Symyx Software will provide, and
EMRE will pay for, [ * ] to deploy the
Software and perform related activities within EMRE for a [
* ] from [ * ] , at an
FTE Rate of [ * ] . The FTE
will be mutually agreed by EMRE and Symyx Software, and will be
based at an EMRE site (although Symyx Software and EMRE acknowledge
that [ * ] may from time to time provide
Services from other sites, as required). EMRE may elect
to extend the services of this [ * ] at
the rate set forth above, by providing Symyx Software with written
notice thereof on or before [ * ]
. Symyx Software is not required under this Agreement to
provide software FTEs in excess of those specified, funded, and
paid for under this Section 3.1.
(b) Services.
During the Term, upon
EMCC's request, Symyx Software will provide services to EMCC to
enable the compatibility of DTools Clients with future versions of
the Software (if any), at a rate of [ * ]
, and as otherwise agreed by the parties. In addition,
EMRE and/or EMCC (as applicable) and Symyx Software may separately
agree for Symyx Software to provide other services as agreed by the
relevant parties at a rate of [ * ]
. Symyx Software will not unreasonably refuse to provide
such services.
3.2 Conversion
of Software Licenses. Subject to the terms and conditions
of this Agreement, including payment of the amounts set forth in
Section 3.11(a), and effective as provided in Section 3.3, the
parties agree to [ * ] enjoyed by EMRE
and EMCC and their Majority Owned Affiliates under ATTLA Sections
5.02 (“Software License”), 5.03
(“Developer’s Kit Software License”) and 5.04
(“Sample Code”) [ * ] .
Consequently, subject to the terms and conditions of this
Agreement, including payment of the amounts set forth in Section
3.11(a), Symyx hereby grants to EMRE and EMCC the following
[ * ] , non-exclusive, non-transferable
(except as provided in Section 12.6), non-sublicenseable (except as
provided in Section 3.5) rights , all effective as provided
in Section 3.3:
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(a) to
install and use [ * ] of copies of the
Software, in object code format solely for the ExxonMobil Internal
Activities; and
(b) to
install and use [ * ] of the
Developer’s Kit Software, in object code format, to create
Software Customizations solely for the ExxonMobil Internal
Activities; and
(c) to
use and modify the source code version of those portions of the
Software and the Developer’s Kit Software that are identified
in the documentation as sample code (“ Sample
Code ”). Neither EMRE nor EMCC may
distribute the Sample Code, or any modified version of the Sample
Code, in source code form (except as provided in Section
3.5);
( d)
to
make a reasonable number of copies of the Software, the
Developer’s Kit Software, the Sample Code as necessary in
connection with its permitted uses thereof.
3.3 Paid-Up
Licenses . At
their sole option, EMRE and EMCC may prepay any of the amounts set
forth in Section 3.11(a) and 3.11(b). Upon receipt of
the amount set forth in Section 3.11(a), the licenses set forth in
Section 3.2 will be deemed fully paid-up for the Software as it
exists as of [ * ] , provided all amounts
due pursuant to Section 8.03 of the ATTLA have also been
made. If payments due to Symyx under Section 8.03 of the
ATTLA are due and owing at the time of the Section 3.11 (a)
payment, then the licenses granted in Section 3.2 will not be
deemed fully paid up until both the amounts in Section 3.11(a) and
the outstanding payments under Section 8.03 of the ATTLA are
made. Upon receipt of each annual Support and
Maintenance fee set forth in Section 3.11(b), the licenses above
will extend to the Software as it exists at the conclusion of the
year for which the Support and Maintenance fee has been paid (i.e.,
[ * ] of the following
year). Symyx Tech does not provide, and EMRE, EMCC and
their Majority-Owned Affiliates are responsible for securing and
using their own, Oracle database and operating system and
appropriate licenses thereto. For clarity, the Maintenance and
Support services term will begin on [ * ]
regardless of whether EMRE prepays the fees therefor.
3.4 Software
Customization Obligations . With respect to any Software Customizations
(and the intellectual property rights therein) EMRE and EMCC will
either (a) rely solely on trade secret protection, or (b) grant to
Symyx a non-exclusive, worldwide, perpetual, irrevocable, paid-up,
transferable, sublicenseable right to make, have made, modify,
copy, create derivative works based on, use, offer to sell, sell,
export, and import any Software Customizations as to which EMRE or
EMCC files a patent application. EMRE and EMCC (as
applicable) may, at their option, notify Symyx of any Software
Customizations; but if EMRE or EMCC (as applicable) elects (b)
above, it will provide Symyx the opportunity to review and comment
on patent application drafts at least [ *
] prior to filing or prosecuting any application for a
patent with respect to any Software Customization, and will
promptly notify Symyx if any patent publishes or is issued with
respect to any Software Customization. Notwithstanding
the above, if (i) any part of the Software fails to operate in
material conformance with the specifications and documentation
therefor, and (ii) EMRE or EMCC so notifies Symyx, and (iii) Symyx
notifies EMRE or EMCC (as applicable) that it is unable, on a
commercially reasonable basis, to remediate the failure by issuing
a Software Update or otherwise, and (iv) either EMRE (at its cost)
or EMCC (at its cost) develops a Software Customization to
remediate the failure, and (v) EMRE or EMCC files a patent
application directed to that Software Customization; then
notwithstanding the foregoing, EMRE and EMCC have no obligation to
grant to Symyx the rights set forth in clause (b)
above. If requested by Symyx, EMRE and EMCC will grant
to Symyx a fee-bearing license to such Software Customization, at a
fee that is [ * ] (as applicable) to
develop and implement such Software Customization.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
3.5 Right
to Extend Licenses to Majority-Owned Affiliates
. Subject to the terms
and conditions of this Agreement, EMRE or EMCC may extend the
licenses and other rights granted to them in this Section 3 to any
of their Majority-Owned Affiliates as of the Effective Date or
Majority-Owned Affiliates established after the Effective Date
other than through acquisition (but such Majority-Owned Affiliates
will have no right to grant any further extensions), provided that
neither EMRE nor EMCC is then in default with respect to any of its
obligations to Symyx under this Section 3. Any such
extension must be in writing, accepted in writing by the Affiliate,
and provided to Symyx upon request. Obligations and restrictions
imposed on ExxonMobil in this Agreement will apply equally to such
Majority-Owned Affiliates, and the operations of such
Majority-Owned Affiliates will be deemed to be the operations of
the party extending such rights (EMRE or EMCC as the case may be)
and such party will remain primarily responsible for the
performance of the Majority-Owned Affiliates to which it extended
rights hereunder. A license extended under this Section will
automatically terminate for a given entity when that entity ceases
to be a Majority-Owned Affiliate (if it has not terminated
sooner). Symyx recognizes that EMCC may have certain of
its personnel on loan [ * ]
. Notwithstanding anything herein to the contrary, such
personnel shall be treated as employees of a Majority–Owned
Affiliate while working at an ExxonMobil site for the purpose of
this Section 3.
3.6 Limited
License . By
virtue of this Section 3, EMRE and EMCC acquire only the
non-exclusive rights to operate the Software, Developer’s Kit
Software, and Software Customizations as specified in this Section
3 and to make copies of the Software and the Developer’s Kit
Software as necessary in connection with the use thereof by them
and their Majority-Owned Affiliates who have rights pursuant to
Section 3.5. All other rights in the Software and the
Developer’s Kit Software, and all title and interest in the
Software and the Developer’s Kit Software, and rights in
patents, copyrights, and trade secrets in the Software and the
Developer’s Kit Software, including the copies of the
Software and the Developer’s Kit Software delivered to EMRE
or EMCC and other Majority-Owned Affiliates, at all times remain,
as between ExxonMobil and Symyx, the property of
Symyx. The features of the graphical user interface of
the Software and the Developer’s Kit Software (“
User Interface ”), including, icons, menu and
screen designs, screen layouts, and command and screen sequence,
are proprietary to Symyx and are only disclosed to EMRE and EMCC
under a condition of confidentiality. None of EMRE, EMCC
nor their Majority-Owned Affiliates will create software programs
incorporating the User Interface or any part
thereof. The User Interface is a copyrighted work of
Symyx and none of EMRE, EMCC nor their Affiliates will challenge
Symyx’s copyright in and to the User Interface.
3.7 General
Restrictions. Except as expressly set forth above, none of
EMRE, EMCC nor their Affiliates will: (a) reproduce, distribute,
copy, sell, lease, license or sublicense the Software,
Developer’s Kit Software, or any Software Customization; (b)
use the Software, Developer’s Kit Software, or any Software
Customization other than as licensed above; (c) attempt to reverse
engineer, disassemble, decompile, or otherwise attempt to derive
source code from the Software or the Developer’s Kit
Software; (d) modify, translate, enhance, or create derivative
works based on the Software or the Developer’s Kit Software;
or (e) remove any copyright, trademark or patent notices that
appear on the Software or the Developer’s Kit Software as
delivered to EMRE or EMCC. Both EMRE and EMCC will use
commercially reasonable efforts to prevent any Affiliate or Third
Party who has gained access to the Software, Developer’s Kit
Software, or any Software Customization through its actions or
omissions from engaging in any of the activities prohibited by this
Section. EMRE and EMCC will each assume responsibility for such
actions by such Affiliates or Third Parties to the same extent as
if it had engaged in such activities itself. Further,
EMRE and EMCC will ensure that access to the Software,
Developer’s Kit Software, or any Software Customization is
limited to employees and in-house contract personnel of (i) EMRE
and EMCC, (ii) Majority-Owned Affiliates to which rights have been
extended pursuant to Section 3.5 and (iii) Affiliates and Third
Parties approved by Symyx Tech in writing (with such approval not
to be unreasonably withheld); in each case, who are working
directly with the Software, Developer’s Kit Software, or any
Software Customization. Other than in carrying out the
ExxonMobil Internal Activities, neither EMRE nor EMCC will provide
access to the Software, Developer’s Kit Software, or any
Software Customization to any Third Party. Nothing
herein will be deemed to restrict EMRE or EMCC from disclosing
results obtained through use of the Software or any Software
Customization to any Third Party.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
3.8 Reports.
During the term of this
Agreement and thereafter for as long as Symyx has a duty to report
users to its third-party suppliers or other third parties, EMRE and
EMCC (as applicable) will report to Symyx Software the number of
users of the Software and the Developer’s Kit Software,
within [ * ] at the request of Symyx
Software, but not more frequently than on a quarterly
basis. Symyx Software will notify EMRE and EMCC (as
applicable) when its duty to third-party suppliers no longer
exists.
3.9 Source
Code . Pursuant to the ATTLA, Symyx
Technologies has previously enrolled EMCC as a beneficiary to its
master source code escrow agreement with [ *
] , and subsequently transferred (with the consent of EMCC)
[ * ] . Symyx Software will
ensure that the latest versions of the Software and the
Developer’s Kit Software released to EMRE or EMCC hereunder
have been provided to the escrow agent pursuant to that agreement
for so long as (a) EMCC and EMRE are entitled to receive Support
and Maintenance services hereunder, and (b) for so long as EMCC
and/or EMRE pays the expenses associated with the source code
escrow.
3.10 Support
and Maintenance.
(a) Software—[
* ].
Symyx Software agrees to provide Support and Maintenance services
for the Software and Developer’s Kit Software for up to
[ * ] in exchange for the fees set forth
in 3.11(b).
(b) Paid-Up
Licenses . When both EMRE and EMCC cease to
receive Support and Maintenance, EMRE and EMCC will enjoy a paid-up
license to the version of the Software and Developer’s Kit
that is commercially available on the date that Support and
Maintenance ends. This paid-up license would extend to
all Software Upgrades for annual periods in which ExxonMobil has
paid for Support and Maintenance services. For clarity,
if ExxonMobil pays for Support and Maintenance through [
* ] , the license would be paid up with respect
to the Software (including Software Upgrades) commercially
available through that date. If ExxonMobil were to
terminate Support and Maintenance as of [ *
] , the license would be paid up only with respect to the
Software (including Software Upgrades) that is commercially
available through [ * ] .
(c) Future
Support and Maintenance Services . Provided that both EMRE and EMCC
have not earlier terminated Support and Maintenance as permitted in
Section 3.12, and provided that they wish to continue Support and
Maintenance, the parties agree to begin negotiating terms for
ongoing Support and Maintenance at least [ *
] prior to the conclusion of the [ *
] described above.
(a) Software
Licenses. In
consideration of the software license rights granted above, EMRE
will pay to Symyx Software a total of [ *
] , due on [ * ] .
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(b) Support
and Maintenance.
(i)
EMRE and EMCC will purchase Support
and Maintenance for the Software and Developer’s Kit, for the
initial year [ * ] , and EMRE
will pay to Symyx Software a total of
[ * ] .
(ii)
If EMRE and EMCC elect to purchase
Support and Maintenance for the Software and Developer’s Kit,
for [ * ] , then EMRE will
pay to Symyx Software a total of [ * ]
.
(iii)
If EMRE and EMCC elect to purchase
Support and Maintenance for the Software and Developer’s Kit,
for [ * ] , then EMRE will
pay to Symyx Software a total of [ * ]
.
(iv)
If EMRE and EMCC elect to purchase
Support and Maintenance for the Software and Developer’s Kit,
for [ * ], then EMRE will
pay to Symyx Software a total of [
* ] .
The first and
each subsequent Support and Maintenance installment (if elected) is
due and payable annually in advance on or before [
* ] of each year.
3.12 Renewals,
Cancellations and Reinstatement.
On or before [ *
] of each annual Support and Maintenance term, the Software
Committee will review the available Software Roadmap. If
EMRE and EMCC wish to continue Support and Maintenance for the next
ensuing term specified in Section 3.11(b), EMRE and EMCC will
provide advance notice to Symyx Software and Symyx Tech no later
than [ * ] of the preceding
term. If notice is not received by [
* ] , Support and Maintenance will terminate on
the [ * ] immediately
following. If EMRE and EMCC elect to renew by [
* ] , EMRE and EMCC may not thereafter cancel
Support and Maintenance for the ensuing term unless after providing
the notice described above, (a) events transpire that give
ExxonMobil the right to terminate the Agreement under Sections
11.2, 11.3 or 11.4, or (b) Symyx notifies ExxonMobil it is unable
to provide Support and Maintenance during the period requested; in
either case EMRE and EMCC may revoke the notice previously provided
to Symyx Software under this Section. Absent such
revocation, Support and Maintenance will continue in accordance
with the terms of the notice and this Agreement.
If during any
annual Support and Maintenance term EMRE and EMCC believe, in their
commercially reasonable judgment, that Symyx Software has breached
its Support and Maintenance obligations and failed to cure
following due notice from EMRE and EMCC, they will submit their
concerns to the Executive Committee for resolution by [
* ] of such term. This submittal will
toll the notice period for renewal referenced in the preceding
paragraph. If the Executive Committee cannot resolve the
matter within [ * ] of EMRE’s and
EMCC’s submission, EMRE and EMCC will be deemed to have
elected not to renew for the ensuing year, and Symyx shall be
required to pay EMRE [ * ] upon
expiration of the then current term. If the Executive
Committee successfully resolves the matter within such [
* ] , then EMRE and EMCC will be deemed to have
elected to renew for the ensuing year.
Should EMRE and
EMCC elect not to renew for an ensuing year under Section 3.11(b)
for any reason, then at any time during the [ *
] EMRE and EMCC may elect to reinstate Support and
Maintenance services effective as of the beginning of the next
annual term [ * ] by providing notice to
Symyx Software and Symyx Tech and paying [ *
] , consisting of [ * ] , plus
[ * ] . The reinstatement of
Support and Maintenance would be effective beginning on the
following [ * ] . If Support
and Maintenance is reinstated pursuant to this Section, then upon
receipt of amounts described in this Section, the paid-up license
described in Section 3.10(b) above will extend retroactively to
versions of the Software and Developer’s Kit that have been
made commercially available during the lapsed period, and
thereafter as provided in Section 3.10(b) as if there were no
interruption in EMRE’s and EMCC’s receipt of Support
and Maintenance. EMRE and EMCC may not use this
provision to reinstate Support and Maintenance after
[ * ] to a cancellation penalty after any
reinstatement.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
3.13 Ancillary
Software. In
addition to the Software set forth on Exhibit D ,
Symyx Software agrees to make available the software (lowercase
intentional) relating to Discovery Tools Systems deployed under the
ATTLA, to the extent named on Exhibit L attached
hereto. EMRE, EMCC or their Majority-Owned Affiliates as
of the Effective Date or Majority Owned Affiliates established
after the Effective Date other than through acquisition, may use
these programs in conjunction with their licensed use of the
Software as provided in this Section 3. Symyx Software
agrees that it will provide bug fixes, patches and/or workarounds
to such software program(s) (but not other Software Upgrades) if,
as and when available for a period that is (a) coterminous with the
Support and Maintenance provided with respect to the Software, or
(b) for each program set forth on Exhibit L , if
earlier, if and when Symyx provides a Software Upgrade to the
Software that addresses the same functionality as the program
(i.e., such that the functionality of the program is subsequently
supported by Symyx Software as part of the Software
(capitalized)). For clarity, new functionality will not
be provided under this section with respect to the programs set
forth on Exhibit L . For clarity,
ancillary software for future Discovery Tools Systems will be
addressed in the applicable Discovery Tools System purchase
agreement.
4.
Combinatorial Chemistry
License
4.1 License
. Symyx Tech hereby
grants to EMRE, EMCC and their Affiliates a [ *
] , non-exclusive, [ * ] ,
irrevocable license, effective as of [ *
] , under (a) [ * ] and (b)
[ * ] to any of the parties collectively
referred to herein as ExxonMobil under the ATTLA or hereunder, to
make (but not to (i) sell or offer for sale other than to an
Affiliate (ii) distribute or lease, (iii) have made except as set
forth in clause (b) of the definition of [ *
] , or (iv) import or export, other than to Affiliates)
[ * ] having an aggregate
total of [ * ] and to use such [
* ] . Subject to Symyx Tech’s
receipt of the consideration described below, the license for each
such [ * ] will be deemed to be fully
paid-up for the life of such tool, and includes [
* ] built during the term of the ATTLA or after,
subject to the dollar limitation above and other provisions set
forth in this Agreement.
4.2 Specific
Exclusions . The license set forth in this
Section 4 specifically excludes the right to copy or reverse
engineer Symyx-designed instruments or software. It is
understood that this license does not extend to or include any
[ * ] tools purchased by EMRE, EMCC or
their Affiliates from a Third Party and used in any manner, and
that the costs of such [ * ] tools will
not be included in determining the aggregate total of ExxonMobil
Combinatorial Chemistry Tool Costs even if incorporated as a
component of an ExxonMobil Combinatorial Chemistry Tool.
4.3
Consideration.
As consideration for the license
granted above,
(a) EMRE agrees to pay Symyx Tech [
* ] in the aggregate [ *
] , and the license granted to EMRE, EMCC and their
Affiliates in Section 4.1 will be considered fully paid-up upon
receipt by Symyx of such payment and Symyx Tech’s receipt of
all amounts due to it pursuant to Sections 8.05 and 8.06 of the
ATTLA;
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(b) EMRE
and EMCC hereby grant to Symyx a [ * ] ,
non-exclusive, [ * ] , irrevocable
license under [ * ] including
Combinatorial Chemistry Know-How developed by an ExxonMobil
Affiliate to which rights pursuant to the ATTLA or this Agreement
have been extended, in connection with any Discovery Tools System
and otherwise as may be useful in Symyx’s current or future
business, except that (i) [ *
] ; and (ii) Symyx may not [
* ] .
(c)
EMRE and EMCC hereby grant to Symyx
a [ * ] , worldwide, non-exclusive,
[ * ] , irrevocable license, under any
ExxonMobil DTools Improvements developed by
ExxonMobil [ * ] , to use such DTools
Improvements in connection with any Discovery Tools System and
otherwise as may be useful in Symyx’s current or future
business, except that (i) Symyx may not sublicense
[ * ] ; and (ii) Symyx may not [
* ] .
4.4 Disclosure.
EMRE and EMCC agree to disclose
annually to Symyx Tech (a) any ExxonMobil DTools Improvements made
by it during [ * ] , and not previously
disclosed to Symyx Tech, [ * ] , (b) the
aggregate total of ExxonMobil Combinatorial Chemistry Tool Costs
for ExxonMobil Combinatorial Chemistry Tools deployed by it
[ * ] or not previously disclosed to
Symyx Tech, and (c) a listing of [ * ] or
not previously disclosed to Symyx Tech. In no event will
a party's failure to provide any of notices (a) through (c) be
deemed to be a breach of a material obligation under this
Agreement. It is understood that EMRE and EMCC will have
no obligation to disclose to Symyx any details regarding a specific
use or application of an ExxonMobil Combinatorial Chemistry Tool or
a Symyx Discovery Tools System, any ExxonMobil Confidential
Information relating to processes or materials, or details as to
how ExxonMobil arrived at an ExxonMobil DTool
Improvement.
4.5 Confidentiality
. For clarity, the
license granted in Section 4.1 above, and the license granted to
Symyx under the ExxonMobil Combinatorial Chemistry Know-How set
forth in Section 4.3(b) above are subject to the confidentiality
obligations set forth in Section 8.
4.6 Disclaimer
.
THE SYMYX ENTITIES
MAKE NO REPRESENTATIONS AND EXTEND NO WARRANTIES OF ANY KIND,
EITHER EXPRESS OR IMPLIED, WITH RESPECT TO THE SYMYX COMBINATORIAL
CHEMISTRY PATENT RIGHTS OR SYMYX COMBINATORIAL CHEMISTRY KNOW HOW,
INCLUDING ANY WARRANTIES OF MERCHANTABILITY, FITNESS FOR A
PARTICULAR PURPOSE, VALIDITY OF ANY SYMYX COMBINATORIAL CHEMISTRY
PATENT RIGHTS OR NONINFRINGEMENT OF THE INTELLECTUAL PROPERTY
RIGHTS OF THIRD PARTIES. EMRE AND EMCC MAKE NO REPRESENTATIONS AND
EXTEND NO WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, WITH
RESPECT TO THE EXXONMOBIL COMBINATORIAL CHEMISTRY PATENT RIGHTS OR
EXXONMOBIL COMBINATORIAL CHEMISTRY KNOW HOW, INCLUDING ANY
WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE,
VALIDITY OF ANY EXXONMOBIL COMBINATORIAL CHEMISTRY PATENT RIGHTS OR
NONINFRINGEMENT OF THE INTELLECTUAL PROPERTY RIGHTS OF THIRD
PARTIES.
5.1 ATTLA
Purchases. Any purchase agreement for a Discovery Tools
Systems entered into [ * ] is subject to
the terms of the ATTLA, irrespective of the delivery date of the
Discovery Tools System. Any purchase agreement for a
Discovery Tools System entered into after [ *
] will be pursuant to the provisions of this Section
5.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
5.2 Procedure
. After [
* ] , if EMRE or EMCC (or an Affiliate to which
EMRE or EMCC has extended rights pursuant to Section 5.12) wishes
to acquire a Discovery Tools System hereunder, it will notify Symyx
Tools. When the specifications for the Discovery Tools
System are finalized, Symyx Tools will provide EMRE, EMCC or the
Affiliate (as applicable) with a detailed estimate, consistent with
Exhibit C , of the Tools Cost for the Discovery Tools
System. If EMRE, EMCC or the Affiliate (as applicable)
elects to proceed with acquisition of the Discovery Tools System,
then EMRE, EMCC or the Affiliate (as applicable) and Symyx Tools
will enter into an agreement that specifies the description of the
Discovery Tools System, the anticipated Tools Price for the system
based on the detailed cost estimate, and other relevant terms and
conditions, including exclusivity provisions (pursuant to Section
5.4), if any. Symyx Tools will use
commercially reasonable efforts to deliver each Discovery Tools
System within [ * ] of the effective date
of the applicable agreement.
(a) Revised
Cost Estimates; Notification of Cost Overruns
. Symyx Tools will
provide to EMRE, EMCC or the Affiliate (as applicable) periodic (at
least quarterly) revised estimates of the anticipated Tools Cost
during fabrication of a Discovery Tools System. If Symyx
Tools believes that the Tools Cost of a Discovery Tools System is
likely to exceed the original detailed cost estimate, Symyx Tools
will provide prompt written notice thereof to EMRE, EMCC or the
Affiliate (as applicable), together with an estimate of the
anticipated amount of the cost overrun and an explanation of the
reasons therefor. Symyx Tools will cooperate and make
all changes reasonably requested by EMRE, EMCC or the Affiliate (as
applicable) to mitigate the cost overrun. If there are
change orders, or if the parties approve changes in the design or
components of the Discovery Tools System that EMRE, EMCC or the
Affiliate (as applicable) requests, the parties will negotiate
appropriate adjustments to the applicable cost estimate and pricing
of the Discovery Tools System.
(b) Responsibility
for Cost Overruns . EMRE, EMCC or the Affiliate (as
applicable) will pay Symyx Tools, pursuant to Section 5.3, for each
Discovery Tools System, provided that the actual Tools Cost for the
system does not exceed [ * ] of the
original detailed cost estimate provided pursuant to Section 5.2
(as adjusted for changes pursuant to Section 5.2(a)
above). If the actual Tools Cost for a system exceeds
[ * ] of the detailed cost estimate (as
adjusted), then the excess (i.e., the amount by which the actual
Tools Cost exceeds [ * ] of the original
detailed cost estimate (as adjusted)) will not be subject to the
price multiplier set forth in Section 5.3, and EMRE, EMCC or the
Affiliate (as applicable) will reimburse Symyx Tools only for
[ * ] of the excess.
5.3 Tools
Price . If
EMRE, EMCC or an Affiliate places a binding order with Symyx Tools
for the purchase of a Discovery Tools System hereunder between
[ * ] , then EMRE, EMCC or their
Affiliate (as applicable), will pay Symyx Tools a Tools Price for
such Discovery Tools Systems equal to [ *
] . For clarity, the foregoing sentence acts as
an amendment to Section 7.03 of the ATTLA. The Tools
Price is exclusive of federal, state, and local excise, sales, use,
and similar taxes. EMRE, EMCC or their Affiliate (as
applicable) will be liable for and pay all applicable taxes (other
than taxes imposed on or measured by net income) appropriately
invoiced by Symyx Tools, unless EMRE, EMCC or their Affiliate (as
applicable) provides Symyx Tools with a properly executed tax
exemption certificate prior to delivery of an invoice setting forth
any such taxes. None of EMRE, EMCC or a purchasing
Affiliate will be liable for any federal, state, or local income
tax, franchise tax, or similar tax based upon Symyx Tools’
income. In addition to the Tools Price, EMRE, EMCC or
their Affiliate (as applicable) will bear all costs for
transportation, shipping, and insurance expenses in respect of
shipment to a delivery point designated by EMRE, EMCC or their
purchasing Affiliate.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
5.4 Limited
Exclusivity .
(a) For
the purposes of Tools Limited Exclusivity and Section 7.05(c)(ii)
of the ATTLA, the completion date of Research Projects will be
[ * ] for those Research Projects that
continue beyond [ * ] as “Extended
Projects” in accordance with the terms of this
Agreement. Further, any Discovery Tools System whose
development was started under the ATTLA and completed under this
Agreement shall be eligible for limited exclusivity pursuant to the
ATTLA For clarity, the foregoing sentence acts as an
amendment to Section 7.05(c)(ii) of the ATTLA.
(b) With
respect to Tools Limited Exclusivity as provided in Section 7.05 of
the ATTLA, EMRE or EMCC may notify Symyx Tech and Symyx Tools that
it wishes to discuss additional exclusivity provisions for certain
Discovery Tools Systems, and the terms and conditions therefor.
Symyx Tech and Symyx Tools agree to discuss such desires in good
faith. This provision does not obligate any party to agree to any
such additional provisions or the terms and conditions
therefor.
5.5 Tools
License . Subject to the terms and conditions
of this Agreement, Symyx Tools hereby grants to EMRE, EMCC or the
purchasing Affiliate (as applicable) the following licenses in
connection with any specific Discovery Tools System delivered to
such entity under this Agreement, in each case for the life of such
Discovery Tools System, a non-exclusive, irrevocable, [
* ] (except as provided in Section 5.12),
[ * ] license:
(a) under
the Symyx Combinatorial Chemistry Patent Rights, to use each
Discovery Tools System as delivered hereunder solely for the
ExxonMobil Internal Activities;
(b) to
install and use the software delivered with each Discovery Tools
System as delivered hereunder, on the computer workstations
delivered in connection therewith (and any replacements thereof)
solely in connection with the operation of such Discovery Tools
System by EMRE, EMCC or the purchasing Affiliate (as applicable)
for the ExxonMobil Internal Activities (Symyx does not provide, and
EMRE, EMCC and their Affiliates are responsible to secure or use,
their own Oracle database and operating system and appropriate
licenses thereto);
(c) to
use the Symyx Combinatorial Chemistry Know How in connection solely
with the operation of each Discovery Tools System as delivered
hereunder, solely for the ExxonMobil Internal Activities or as
otherwise expressly provided herein; and
(d) subject
to Section 5.6 below, to modify Symyx-built and delivered Discovery
Tools Systems (including modifying the software provided with a
Discovery Tools System pursuant to the licenses granted in Section
3.2(b) and (c)), whether the Discovery Tools System is acquired
pursuant to the ATTLA or hereunder.
The licenses
granted above are transferable to any ExxonMobil Affiliate to which
the Discovery Tools System has been transferred, but only for use
in the research, development, and commercialization activities of
such Affiliate (consistent with the definition of ExxonMobil
Internal Activities if such Affiliate is substituted for EMRE or
EMCC in that definition). These licenses will be deemed
paid up for each Discovery Tools System upon Symyx Tools’
receipt of the Tools Price.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
5.6 Limitations
on Modification . The modification license granted in
Section 5.5(d) does not include the right to modify a Discovery
Tools System to [ * ] . For
clarity, [ * ] .
5.7 Legend
. All copies of the
Discovery Tools System delivered hereunder and any accompanying
software and related documentation may include Symyx’s
copyright, trademarks, patent numbers, and other proprietary
notices in the manner in which such notices were placed by Symyx
Tools. Further, Symyx Tools may label any such system
with a permanent non-erasable identification label including
Symyx’s name, a model number, a sequential serial number,
date of manufacture, location manufactured, and specification
version to which the system was manufactured. EMRE, EMCC
and their Affiliates to which rights have been extended pursuant to
Section 5.12 will not knowingly remove, obscure, or alter copyright
notices, trademarks, patent numbers or other proprietary rights
notices affixed to or contained within any such system or
software.
5.8 Limited
Discovery Tools System Warranty . Symyx Tools warrants to EMRE that
each Discovery Tools System sold and licensed by Symyx Tools to
EMRE and deployed at EMRE will conform in all material respects
with the specifications for such System and will meet the
acceptance criteria for such Discovery Tools System during the
Warranty Period. Symyx Tools warrants to EMCC that each
Discovery Tools System sold and licensed by Symyx Tools to EMCC and
deployed at EMCC or other Affiliate, and elected by EMCC to receive
warranty support pursuant to Section 5.8(c) below, will conform in
all material respects with the specifications for such Discovery
Tools System and will meet the acceptance criteria for such
Discovery Tools System during the Warranty
Period. The Warranty Period for particular Discovery
Tools Systems is as set forth below. Symyx does not
warrant that any Discovery Tools System will meet the requirements
of EMRE, EMCC or their Affiliates, or that the operation of any
Discovery Tools System will be uninterrupted or error free or that
any Discovery Tools System will be compatible with other hardware
or software that EMRE, EMCC or their Affiliate may elect to operate
with any Discovery Tools System. If any Discovery Tools
System does not meet the warranty specified above during the
Warranty Period, Symyx Tools will, at its option, repair or replace
at no cost any defective or nonconforming Discovery Tools System
(or component thereof). Symyx Tools will accomplish such
repair or replacement as quickly as is commercially
practicable. The foregoing warranties and remedies will
be void as to any Discovery Tools System, components, or associated
software damaged or rendered unserviceable by: (a) the acts or
omissions of personnel other than Symyx employees and Symyx
contractors; (b) misuse, abuse, neglect, theft, vandalism, fire,
water, or other peril; (c) modification of, alteration of, or
additions to any Discovery Tools System or associated software
performed by non-Symyx personnel; or (d) non-conformities arising
from use of any Discovery Tools System with any other hardware,
software, firmware, devices, or other products, including
ExxonMobil DTool Improvements.
(a) Tools
Systems Acquired Under This Agreement. The initial Warranty Period for each Discovery
Tools System acquired by EMRE, EMCC or an Affiliate under this
Agreement will be as set forth in the agreement applicable to that
Discovery Tool System, but will in no event be for [
* ] . The price for the initial
warranty will be calculated in accordance with the formula in
Section 5.8(d) below.
(b) ATTLA
Tools Systems Deployed at EMRE . The warranty set forth above will
apply to Discovery Tools Systems deployed at EMRE on or after the
Effective Date and acquired under the ATTLA or hereunder. The
Warranty Period will begin for each such EMRE Discovery Tool System
[ * ] , and will end on [
* ] . If the warranty acquired
pursuant to the purchase agreement for an EMRE Discovery Tools
System has already expired as of the Effective Date, then its
Warranty Period will begin on the Effective Date and continue
through [ * ] . If the
warranty acquired pursuant to the purchase agreement for an EMRE
Discovery Tool System expires after [ * ]
, such EMRE Discovery Tool System will not fall under the warranty
set forth above. In exchange for this extended warranty,
EMRE agrees to pay to Symyx Tools a per annum price for the
extended warranty for each such tool as provided in Section 5.8(d)
below, [ * ] and prorated for the time
each EMRE Discovery Tool System will be covered under that extended
warranty.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
(c) ATTLA
Tools Systems deployed at EMCC and Affiliates Other Than
EMRE .
EMCC may elect to have the limited
tools warranty set forth above apply (as of the Effective Date
hereof) to Discovery Tools System already deployed at EMCC or
another Affiliate as of the Effective Date hereof (i.e., those
acquired under the ATTLA), by providing notice to Symyx Tools at
least [ * ] before the expiration of the
existing warranty period for such Discovery Tool System under the
ATTLA and the relevant Discovery Tools Agreement. EMCC may also
select an extended warranty period, subject to a minimum commitment
(for each separate Discovery Tool System) of [ *
] . If the existing ATTLA warranty for a
particular Discovery Tool System is extended beyond [
* ] , EMCC must commit to an extended warranty
period through [ * ] . If the first
extended warranty period under this provision ends before [
* ] , EMCC will have the right to request a
second extended warranty period for a particular
Discovery Tool System, again with the minimum commitment described
above; provided, that Symyx has the right not to agree to the
second period for any reason. EMCC agrees to pay to
Symyx Tools a per annum price (for each Discovery Tools System
covered under this provision) for any extended warranty hereunder
as provided below. [ * ] :
Annual Warranty Payments
for ATTLA Tools Systems
Deployed at EMCC and
other Affiliates (US$)
[ * ]
(i) Special
Notice Period . If EMCC wishes to have the warranty
in Section 5.8 above apply to Discovery Tools Systems deployed at
EMCC or another Affiliate other than EMRE as of the Effective Date
hereof, and the ATTLA warranty period for such Discovery Tools
System(s) (a) has already expired, or (b) expires between [
* ] , EMCC must provide notice to Symyx Tools of
its election to extend the warranty within [ *
] .
(d) Basic
Warranty Price . The per
annum warranty cost for each Discovery Tools System will be equal
to [ * ] .
(e) Except
as provided in clause (c)(i) of this Section, whereby EMCC may
reinstate lapsed warranty on certain Discovery Tools Systems, Symyx
will have no obligation to provide warranty coverage or support on
any Discovery Tools System deployed at EMCC or an Affiliate other
than EMRE for which warranty coverage has lapsed, whether before or
after the Effective Date. The parties’ obligations to provide
and receive warranty coverage (respectively) will terminate on
[ * ] .
5.9 Disclaimer
. EXCEPT FOR THE LIMITED
WARRANTY SET FORTH IN SECTION 5.8, OR AS MAY BE PROVIDED FOR A
PARTICULAR DISCOVERY TOOL SYSTEM IN THE APPLICABLE TOOLS PURCHASE
AGREEMENT, SYMYX MAKES AND NEITHER EMRE NOR EMCC RECEIVES
ANY WARRANTIES OR CONDITIONS, EXPRESS, IMPLIED,
STATUTORY, OR OTHERWISE IN ANY PROVISION OF THIS AGREEMENT OR OTHER
COMMUNICATION WITH EMRE OR EMCC WITH RESPECT TO ANY DISCOVERY TOOLS
SYSTEM DELIVERED UNDER THIS AGREEMENT, AND SYMYX SPECIFICALLY
DISCLAIMS ANY IMPLIED WARRANTY OF MERCHANTABILITY OR FITNESS FOR A
PARTICULAR PURPOSE.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
5.10 Source
Code . During
the Term, Symyx will ensure that the latest versions of the
software delivered in connection with a Discovery Tools System
delivered hereunder are included in the materials provided to the
escrow agent pursuant to Section 3.9, pursuant to the escrow
agreement referenced therein.
(a) Restrictions
on ExxonMobil . Except as expressly set forth
above, none of EMRE, EMCC or their Affiliates will: (a) reproduce,
distribute, copy, sell, lease, license or sublicense any Discovery
Tools System delivered hereunder or components thereof or
accompanying software (other than for back-up purposes), or any
documentation directly related thereto (other than as reasonably
required in connection with the use or operation of the Discovery
Tools System); (b) use the Discovery Tools System delivered
hereunder, components thereof or accompanying software other than
as licensed above; (c) use the software delivered with any
Discovery Tools System delivered hereunder in connection with any
system or equipment other than the Discovery Tools System; (d)
attempt to reverse engineer, disassemble, decompile, or otherwise
attempt to derive source code from such software; (e) modify,
translate, enhance, or create derivative works based on the
Software or the Developer’s Kit Software; or (f) use such
software in any time-sharing or other multi-user network or service
bureau. EMRE and EMCC (as the case may be) will use
commercially reasonable efforts to prevent any Affiliate or Third
Party who has gained access to the Software, Developer’s Kit
Software, or any Software Customization through its actions or
omissions from engaging in any of the activities prohibited by this
Section. The party through which access was acquired
(EMRE or EMCC, as applicable), will assume responsibility for such
actions by such Affiliates or Third Parties to the same extent as
if it had engaged in such activities itself. Further,
EMRE and EMCC will ensure that access to the software accompanying
any Discovery Tools System hereunder is limited to employees and
in-house contract personnel of (i) EMRE, (ii) EMCC, (iii)
Majority-Owned Affiliates to which rights have been extended
pursuant to this Section 5 and (iv) Affiliates and Third Parties
approved by Symyx Tech in writing (with such approval not to be
unreasonably withheld); in each case, who are working directly with
such Discovery Tools System and solely on the computer workstations
provided therewith (or replacements thereof). Neither
EMRE nor EMCC will provide access to any Discovery Tools System to
any Third Party, except in connection with the use of such
Discovery Tools System by EMRE or EMCC pursuant to the terms of
this Agreement.
(b) Restrictions
on Symyx . [
* ]
At any time,
Symyx may provide ExxonMobil credible evidence showing that the
ExxonMobil Strategic Confidential Information at issue falls within
one or more of the exceptions in Section 8.4. If Symyx
disagrees with ExxonMobil’s position, Symyx may submit the
issue to the Advisory Committee for resolution.
For clarity,
the foregoing acts as an amendment of Section 7.13.2 of the
ATTLA.
[ * ] = Certain
confidential information contained in this document, marked by
brackets, is filed with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
5.12 Right
to Extend Licenses to Affiliates . Subject to the terms and conditions
of this Agreement, EMRE or EMCC may extend the licenses
and rights granted in this Section 5.12 to any of their Affiliates
(but such Affiliates will have no right to grant any further
extensions) for use in the research, development, and
commercialization activities of such Affiliates
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