Exhibit 10.6
US Patent
application, Jan. 10, 2005, Appln. S.N. 11/031,534.
METHOD FOR TREATING EATING
DISORDERS
BY SELECTIVE EXTINCTION WITH
TRANSDERMAL NALOXONE
Inventor: John David Sinclair
, Vilniementie 4K42, FIN 02940 Espoo, Finland
"Naloxone in the
Treatment of Anorexia Nervosa: Effect on Weight Gain and
Lipolysis” R. Moore, I.H Mills, A. Forster , Journal
of the Royal Society of Medicine 1981, 74, 129-31.
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Use of Naltrexone Without Prior Detoxification in the Treatment of
Alcohol Dependence: A Factorial Double-Blind Placebo-Controlled
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Lönnqvist, K. Kuoppasalmi, and J.D. Sinclair, Journal of
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about the Use of Naltrexone and for Different Ways of Using It in
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Beverages” L. D. Reid, and C. L. Hubbell, in Novel
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Sellers (eds) New York: Springer-Verlag, pp.121-134,1992
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Efficace del Naltrexone: Ciò Che Non è Stato Detto a
Medici e Pazienti” (Effective use of naltrexone: What doctors
and patients have not been told) D. Sinclair, F.
Fantozzi, and J. Yanai, The Italian Journal of the
Addictions, 2003, 41,15-21.
“La
Ricaduta Nell'Alcol: un Concetto Vincente, Ma in Via di
Estinzione?" F. Fantozzi, and D. Sinclair, Personalit Dipendenze
2004,10, 219-243.
“Naltrexone and Brief Counselling to Reduce
Heavy Drinking” M. J. Bohn, H.R. Kranzler, D. Beazoglou, and
B.A. Staehler, The American Journal on Addictions 1994, 3,
91-99.
“A
Randomized 6 Month Double-Blind Placebo-Controlled Study of
Naltrexone and Coping Skills Education Programme” J. Balldin,
M. Berglund, S. Borg, M. Månsson, P. Berndtsen, J. Franck, L.
Gustafsson, J. Halldin, C. Hollstedt, L-H. Nilsson, and G. Stolt,
Alcohol and Alcoholism 1997, 32, 325.
“The
Effect of Naltrexone on Taste Detection and Recognition
Threshold” P.A. Arbisi, C.J. Billington, A.S. Levine,
Appetite 1999, 32, 241-249.
“Long-Term
Follow Up of Continued Naltrexone Treatment” J. D. Sinclair,
K. Sinclair, and H. Alho, Alcoholism: Clinical and Experimental
Research 2000, 24, suppl. 182A.
“Double-Blind Naltrexone and Placebo
Comparison Study in The Treatment of Pathological Gambling”
S. W. Kim, J. E. Grant, D. E. Adson, and Y. C. Shin, Biological
Psychiatry 2001, 49:914-921.
"Basic
Mechanisms of Opioids' Effects on Eating and Drinking", S.J. Cooper
and T.C. Kirkham, in Opioids, Bulimia, and Alcohol Abuse &
Alcoholism, L.D. Reid, ed. Springer-Verlag, New York, 1990,
91-110.
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Bulimia: Initial Observations", J.M. Jonas, in Opioids, Bulimia,
and Alcohol Abuse & Alcoholism, L.D. Reid, ed.,
Springer-Verlag, New York, 1990, 123-130.
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Anorexia Nervosa, and Bulimia: A General Overview", K.D. Wild and
L.D. Reid, in Opioids, Bulimia, and Alcohol Abuse & Alcoholism,
L.D. Reid, ed., Springer-Verlag, New York, 1990, 3-21.
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Modulate Rats' Intake of Alcoholic Beverages", C.L. Hubbell and
L.D. Reid, in Opioids, Bulimia, and Alcohol Abuse &
Alcoholism, L.D. Reid, ed., Springer-Verlag, New York, 1990,
145-174.
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Manage Binge-Eating among Obese and Normal Weight Patients",
S.A.Alger, M.J.Schwalberg, J.M. Bigaoutte, L.J. Howard, and L.D.
Reid, in: Opioids, Bulimia, and Alcohol Abuse &
Alcoholism, L.D.Reid, ed., Springer-Verlag, New York, 1990,
131-142.
“Pharmacologic Treatment Of Binge Eating
Disorder” W.P. Carter, J.I. Hudson, J.K. Lalonde, L. Pindyck,
S.L. McElroy, and H.G. Pope Jr., International Journal of Eating
Disorders 2003, 34, Suppl:S74-88.
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Decreases Food Intake in Obese Humans", R. L. Atkinson, Journal of
Clinical Endocrinology and Metabolism, 1982, 55,
196-198.
"The Endogenous
Opioidergic Systems" E.M.Unterwald and
R.S.Zukin, in, Opioids, Bulimia, and Alcohol
Abuse & Alcoholism, L.D. Reid, ed., Springer-Verlag, New York,
1990, 49-72.
“Reduction
of Alcohol Drinking and Upregulation of Opioid Receptors by Oral
Naltrexone in AA Rats” J. H. Parkes and J.D.Sinclair.
Alcohol, 2000, 21, 215-221.
"Potential
Toxicities of High Doses of Naltrexone in Patients with Appetitive
Disorders", C.J. Morgan and T.R. Kosten, in Opioids, Bulimia, and
Alcohol Abuse & Alcoholism, L.D. Reid, ed. Springer-Verlag, New
York, 1990, 261-273.
"Flavor Enhances
the Antidipsogenic Effect of Naloxone", A. S. Levine, S. S. Murray,
J. Kneip, M. Grace and J. E. Morley, Physiology and Behavior, 1982,
28, 23-25.
"The Effect of
Naltrexone on Alcohol Consumption after Alcohol Deprivation in
Rhesus Monkeys", M. Kornet, C. Goosen, and J.M. Van Ree, Abstracts
of the XXth Nordic Meeting on Biological Alcohol Research, Espoo,
Finland, May 13-15, 1990, abstract 20
"Pattern of
Onset of Bulimic Symptoms in Anorexia Nervosa", J.A. Kassett, H.E.
Gwirtsman, W.H. Kaye, H.A. Brandt, and D.C. Jimerson, American
Journal of Psychiatry, 1988, 145, 1287-1288.
"Case Reports:
Treatment of Chronic Anorexia Nervosa with Opiate Blockade", E.D.
Luby, M.A. Marrazzi, and J. Kinzie, Journal of Clinical
Psychopharmacolgy, 1987, 7, 52-53.
"An
Auto-Addiction Opioid Model of Chronic Anorexia Nervosa", M.A.
Marrazzi and E.D. Luby, International Journal of Eating Disorders,
1986, 5, 191-208.
“Transdermal Delivery of Naloxone: Effect
of Water, Propylene Glycol, Ethanol and Their Binary Combinations
on Permeation Through Rat Skin” R. Panchagnula, P.S. Salve,
N.S. Thomas, A.K. Jain, and P. Ramarao, International
Journal of Pharmacology 2001, 219, 95-105.
“Nasal
Administration of Naloxone is as Effective as the Intravenous Route
in Opiate Addicts” N. Loimer, P. Hofmann, and H.R.
Chaudhry, International Journal of Addictions, 1994, 29,
819-827.
“The
Genetic Epidemiology of Bulimia Nervosa” K.S. Kendler, C.
MacLean, M. Neale, R. Kessler, A. Heath, and L. Eaves, American
Journal of Psychiatry, 1991, 148, 1627-1637.
“Selective
Extinction of Alcohol Drinking in Rats with Decreasing Doses of
Opioid Antagonists” J.D. Sinclair, L. Vilamo, and B.
Jakobson. Alcoholism: Clinical and Experimental Research
1994, 18, 489.
ABSTRACT
Various eating
disorders, including binge eating, bulimia, and stimulus-induced
over-eating, develop because the behaviors are reinforced by the
opioidergic system so often and so well that the person no longer
can control the behavior. Thus eating disorders resemble opiate
addiction and alcoholism. Eating disorders cannot,
however, be treated effectively by continual daily administration
of opiate antagonists because normal healthy eating behavior is
also reinforced by the opioidergic system. Instead, a selective
extinction method is provided that that weakens the eating disorder
while strengthening healthy eating. Extinction sessions in which
the eating disorder responses are emitted while an opiate
antagonist blocks reinforcement are interspersed with learning
sessions in which healthy eating responses are made while free of
antagonist. In between extinction and learning sessions there must
be a wash-out period in which the antagonist is allowed to be
eliminated from the body, and during which neither problem eating
nor healthy eating should occur. Consequently,
long-lasting antagonists such as naltrexone and nalmefene with
wash-out periods of a day or more are not suitable, but naloxone
with a half life of only about an hour is
excellent. Naloxone cannot be taken
orally. Instead it is administered
transdermally. This provides the additional advantages
with bulimia that purging does not affect the dosage, that the
gastrointestinal tract is not further disturbed by the antagonist
administration, and that altering eating responses does not affect
taking the medication.
METHOD FOR TREATING EATING
DISORDERS
BY SELECTIVE EXTINCTION WITH
TRANSDERMAL NALOXONE
Background
from treating addictions
Opioid
antagonists have been patented for inducing anorexia (Smith, US
Patent 4,217,353, 1980; US Patent 4,477,457, 1984), and they also
have been patented for treating anorexia (Huebner, US Patent
4,546,103, 1985). Both results are valid. The
antagonists can also reduce binge eating and also the purging
associated with bulimia, but normal eating, too. Narrowly limited
experiments have found evidence for each of these effects. When put
into long term practice, however, the different effects counteract
each other and cause complications. For example, as Smith pointed
out, the only clinical trial using naloxone for anorexia was
inconclusive because they coupled the treatment with giving a
hypercaloric diet (Moore et al., 1981).
Unfortunately,
the methods used and previously proposed for the treatment of
eating disorders are unable to separate these various
actions. Consequently, the antagonists have produced
mixed clinical results, have not received FDA approval for use with
eating disorders, and currently are not being used clinically for
such purposes.
In contrast, in
the field of alcoholism and drug addiction treatment, I proposed a
method in which the antagonists specifically remove the addictive
behavior (Sinclair, U.S. Patent 4,882,335, Nov. 21, 1989; US Patent
5,587,381, Dec. 24, 1996). Our double-blind placebo-controlled
clinical trial has shown naltrexone is effective when used in
accord with this method but not when use otherwise
(Heinälä et al., 2001). Similar results have been
obtained in nearly all trials (Sinclair, 2001). Naltrexone has been
approved by the FDA for use in alcoholism treatment. Going one step
further, I improved the method into a procedure of “selective
extinction” that not only removes alcoholism and drug
addiction but also enhances other competing behaviors (Sinclair, US
Patent 5,587,381, 1996; Sinclair et al., 1994; Sinclair,
2001). Especially here in Finland where naltrexone is
used in this selective manner, it has become a major factor in the
treatment of alcoholism.
The present
invention takes this selective extinction method for separating the
actions of opioid antagonists on different behaviors and
contemplates applying it to the treatment of eating
disorders. In addition, several innovations are proposed
to optimize the method to the eating disorder field and which then
differentiate the method from all previously proposed
treatments.
The key for how
to separate the actions of the antagonists comes from an
understanding of how the antagonists act in the nervous system to
produce benefits.
There are two
basic processes through which long-term change is made in the
organization of the nervous system as a result of experience: one
causes learning by strengthening synapses; the other causes
habituation and extinction by weakening synapses (see Sinclair,
1981). Experimental results also show that the two occur under
different circumstances and follow different rules. Thus,
extinction is not simply learning to do something else but rather a
separate phenomenon. It also is distinct from forgetting; it is an
active process for removing unsuccessful responses and requires the
emission of the response in the absence reinforcement.
Our preclinical
experimental results had shown that alcohol drinking is a learned
behavior (Sinclair, 1974), and that opioid antagonists suppress
alcohol drinking by mechanism of extinction (Sinclair, U.S. Patent
4,882,335, Nov. 21, 1989; Sinclair, 1990). Extinction weakens only
those responses that are made while reinforcement is
blocked. There the method I proposed for treating
alcoholism had the antagonist being administered just before the
alcoholic drank alcohol.
Others in the
field, however, believed that opioid antagonists block the craving
for alcohol caused by an imbalance, either a deficiency in opioid
receptor activity (Tractenberg and Blum, 1987; Volpicelli et al.,
1990) or having too much opioid receptor activity (Reid and
Hubbell, 1922). According to these theories, the
antagonists would be effective if given during abstinence; they
would block craving and the onset of drinking.
Our preclinical
experiments had shown that giving opioid antagonists during
abstinence not only failed to reduce subsequent drinking, but
actually tended to increase subsequent drinking above control
levels (Sinclair et al., 2003). The same result was found in our
dual clinical trial (Heinola et al., 2001). Naltrexone was
effective when paired with alcohol drinking, but naltrexone tended
to be worse than placebo when given during
abstinence. Similar results can be seen in the other
clinical trials (Sinclair, 2001). The latest published
count had 41 clinical trials that obtained significant results from
using opioid antagonists in a manner allowing extinction; 37 trials
using the antagonists in ways precluding extinction, however, got
negative results; only 4 trials had results contrary to this
conclusion (Fantozzi and Sinclair, 2004).
The mechanism
causing the increase in alcohol drinking when antagonists are
administered only during abstinence can be used to improve the
efficacy of treatment. It can increase the strength of behaviors
other than alcohol drinking, of behaviors that can compete with
drinking and help fill the vacuum as drinking is extinguished. At
the same time other behaviors that are reinforced by endorphins are
protected from extinction. One problem noted in some of the
clinical alcohol trials is a reduction in the patients’
interest in sweets or carbohydrates, or in sex (Bohn et al. 1994;
Balldin et al., 1997) This is probably caused by these
behaviors being made while on naltrexone and thus, along with
alcohol drinking, being partially
extinguished. Naltrexone given to humans reduces their
preference for saccharin (Arbisi et al., 1999)
The first step
in our clinical use of selective extinction in alcoholism treatment
is to have patients make a list of behaviors they find
pleasurable. The clinician identifies the behaviors on
the list that are probably reinforced by the opioidergic system and
advises the patient to avoid engaging in these activities on the
days when taking naltrexone and drinking. In the
beginning of treatment, this is essentially every day.
After the
treatment has reduced craving for alcohol, usually during the first
month, the patient is advised to have a weekend, starting with
Friday evening, with no naltrexone and drinking. Friday night and
Saturday constitute a wash-out period for naltrexone to be removed
from the body. On Sunday afternoon, the patient chooses
some of the opioidergically-reinforced behaviors: eating a highly
palatable meal, jogging, having sex, cuddling, cards,
etc. As expected, patients usually report that the
activities at this time are unusually enjoyable.
The patients can
return to naltrexone and drinking on Monday. They are
advised, however, to try the next week to have a longer period
without naltrexone and drinking but with the alternative behaviors.
A three-year follow-up showed that complying patients reported a
maximum of 1.5 ± 0.4 (SEM) days per week (Sinclair et al.,
2000).
The example
included here is a prior preclinical experiment in which the
alternative opioidergically-reinforced behavior was saccharin
drinking. Alcohol experienced rats had continual access
to food and water. Alcohol solution was available for
only an hour a day for 2 to 4 days. On the next day or
two, saccharin solution instead was available. Naloxone
(or saline for the control group) was injected prior to the alcohol
session. During the first three weeks when the naloxone
doses were in the range previously found to be effective, the
alcohol drinking was practically abolished. Saccharin
drinking in the same animals was significantly
increased.
Background
for eating disorders
The opioidergic
system reinforces responses, not only when activated by an opiate
or alcohol, but also when certain types of stimuli are experienced.
The stimuli cause a release of opioids in the brain, reinforcing
the responses that produced these stimuli. Consequently, opioid
antagonists have been shown in clinical trials to be effective in
treating compulsive gambling (Kim, US Patent 5,780,479, 1998; Kim
et al., 2001).
Opioidergic
reinforcement is well documented for food-related stimuli. On the
basis of a large body of data, Cooper and Kirkham (1990, p. 91)
concluded that "ingested items provide stimuli which lead to the
release of endogenous opioidergic peptides in the central nervous
system". The system does not appear to be involved in the
reinforcement from eventually obtaining calories, but rather with
that from the pleasant stimulation. For example, opiate antagonists
reduce sham feeding of sucrose, and they suppress the eating of
chocolate-coated cookies by rats, but not the intake of normal rat
chow. Similarly in humans, the antagonist nalmefene suppresses
intake of highly palatable foods but not that of less pleasant
tasting ones. Another general finding is that
antagonists suppress food consumption (and alcohol drinking) only
in the later parts of the first session or eating binge but not at
the beginning.
Other workers in
the field interpret these results differently than I do. They
suggest that "endogenous opioids play a central role in the
modulation of appetite" (Jonas, 1990). The opioids released by
food-related stimuli block satiety effects and make food stimuli
continue to be pleasant even after caloric needs have been
satisfied; thus the opioid release "contributes to the maintenance
of ingestional behavior" (Cooper and Kirkham, 1990) and is
"involved with processes associated with continuance of eating
rather than starting to eat" (Wild and Reid, 1990). In some people
the opioid release is too large or too long, and thus they do not
stop eating (or alcohol drinking) normally but rather have "out of
control" binges. An opiate antagonist blocks this opioid action;
therefore, so long as the antagonist is present the duration of a
binge is shortened. Similarly with alcohol drinking, "antagonists
at opioceptors [sic] would reduce the propensity to continue to
drink once drinking has begun" (Hubbell and Reid,
1990). Another interpretation was made by Huebner (US
Patent 4,546,103, 1985). He saw endorphins providing
satisfaction and pleasure from purging for bulimic patients and
from anorexic behavior. Blocking the opioid system with
endorphins would remove the reason for patients making the
behaviors, and thus help them to stop.
Both of these
interpretations are best served by continual opioid blockade. If
endorphins cause normal eating to expand to a binge, then continual
blockade would continually prevent binges. Or if endorphins provide
the pleasure from purging, continual naltrexone would suppress
purging at all times. No one previously has proposed using only
short periods of blockade interspersed with periods when the opioid
system was functional, as i
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