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MANUFACTURING AGREEMENT FOR CLINICAL TRIAL AND COMMERCIAL SUPPLY

Clinical Trial Agreement

MANUFACTURING AGREEMENT 

 

FOR 

 

CLINICAL TRIAL AND COMMERCIAL SUPPLY 

 

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This Clinical Trial Agreement involves

CORAUTUS GENETICS INC | BOEHRINGER INGELHEIM AUSTRIA GmbH

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Title: MANUFACTURING AGREEMENT FOR CLINICAL TRIAL AND COMMERCIAL SUPPLY
Date: 5/19/2005
Industry: BIOTRX    

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Manufacturing Agreement

Exhibit 10.1

 

ABCD                        

 

Boehringer Ingelheim

Austria GmbH              

 

MANUFACTURING AGREEMENT

 

FOR

 

CLINICAL TRIAL AND COMMERCIAL SUPPLY

 

B E T W E E N:

 

CORAUTUS GENETICS INC.

a corporation incorporated under the laws of Delaware,

having its corporate head office and principal place of business at

75 Fifth Street, NW, Suite 313,

Atlanta, GA 30308, USA

(hereinafter referred to as Corautus”)

 

- and -

 

BOEHRINGER INGELHEIM AUSTRIA GmbH

a corporation incorporated under the laws of the Federal Republic of Austria,

having its registered seat at

Dr. Boehringer-Gasse 5 – 11

A-1121 Vienna, Austria

(hereinafter referred to as “BI Austria”)

 

Page 1 of 138 / Confidential


ABCD                        

 

Boehringer Ingelheim

Austria GmbH              

 

TABLE OF CONTENTS

 

 

 

 

 

 

1.

  

DEFINITIONS

  

8

 

 

 

2.

  

PURPOSE AND SCOPE

  

12

 

 

 

3.

  

DELIVERABLES OF CORAUTUS

  

14

 

 

 

3.1

  

Documentation Transfer

  

14

 

 

 

3.2

  

Material Transfer

  

14

 

 

 

3.3

  

Assistance and Support by Corautus

  

14

 

 

 

4.

  

EQUIPMENT

  

15

 

 

 

4.1

  

Required Equipment

  

15

 

 

 

4.2

  

Ownership and Rights to Possession

  

15

 

 

 

4.3

  

Validation and Maintenance

  

16

 

 

 

5.

  

MATERIALS

  

16

 

 

 

5.1

  

CORAUTUS WCB

  

16

 

 

 

5.2

  

Resins, Raw Materials and Storage Containers

  

17

 

 

 

6.

  

BI AUSTRIA SERVICES

  

18

 

 

 

6.1.

  

BI Austria Facilities

  

18

 

 

 

6.2

  

BI Austria Documentation and Set-Up

  

18

 

 

 

6.3

  

FEASIBILITY STUDY

  

19

 

 

 

6.4

  

Method Transfer Services

  

19

 

 

 

6.5

  

Establishment of Production Process for DRUG PRODUCT

  

19

 

 

 

6.6

  

Implementation Batches

  

20

 

 

 

6.7

  

Batches for Reference Standard and Clinical Trials

  

21

 

Page 2 of 138 / Confidential


ABCD                        

 

Boehringer Ingelheim

Austria GmbH              

 

 

 

 

 

 

6.8

  

Conformance Batches

  

21

 

 

 

6.9

  

Labeling and Packaging

  

21

 

 

 

6.10

  

Stability Studies

  

22

 

 

 

7.

  

TIMETABLE AND INCENTIVES

  

22

 

 

 

8.

  

DELAYED APPROVAL OF CLINICAL TRIALS

  

22

 

 

 

9.

  

STERILITY DRUG SUBSTANCE

  

23

 

 

 

10.

  

CLINICAL AND COMMERCIAL MANUFACTURE DURING PERIOD THREE

  

23

 

 

 

10.1.

  

Product Supply

  

23

 

 

 

10.2.

  

Preliminary Market Launch Date and Product Estimate

  

23

 

 

 

10.3.

  

Minimum and Maximum Volume

  

24

 

 

 

10.4.

  

Rolling Forecast

  

25

 

 

 

10.5.

  

Packaging/Labeling by BI Austria

  

25

 

 

 

10.6.

  

Warehousing at BI Austria Facilities

  

25

 

 

 

10.7.

  

Release

  

26

 

 

 

11.

  

SHIPMENT OF DRUG PRODUCT

  

26

 

 

 

11.3

  

Drug Product Delivery and Delivery Documents

  

26

 

 

 

11.4

  

Ownership and Insurance Liabilities

  

27

 

 

 

12.

  

DOCUMENTATION

  

27

 

 

 

13.

  

QUALITY CONTROL AND QUALITY MANAGEMENT

  

28

 

 

 

13.1

  

Validation Services

  

28

 

 

 

13.2

  

Quality Control

  

29

 

 

 

13.3

  

Quality Management

  

29

 

 

 

13.4

  

Change Control

  

30

 

Page 3 of 138 / Confidential


ABCD                        

 

Boehringer Ingelheim

Austria GmbH              

 

 

 

 

 

 

14.

  

REGULATORY

  

30

 

 

 

14.1

  

Regulatory Compliance

  

30

 

 

 

14.2

  

Manufacturing Audits and Regulatory Inspections

  

30

 

 

 

14.3

  

Regulatory Filings

  

31

 

 

 

15.

  

CORAUTUS’ ACCESS TO BI AUSTRIA FACILITIES

  

31

 

 

 

16.

  

DISPUTE RESOLUTION FOR NON-CONFORMING DRUG PRODUCT

  

32

 

 

 

16.1

  

Rejection Procedure / Confirmatory Third PARTY Testing

  

32

 

 

 

16.2

  

Replacement

  

33

 

 

 

16.3

  

Stock Build-up

  

33

 

 

 

16.4

  

Unforeseeable Quality Problems

  

33

 

 

 

17.

  

PRICES AND PAYMENTS

  

34

 

 

 

17.1

  

Prices for the SERVICES

  

34

 

 

 

17.2

  

Prices for DRUG PRODUCT during PERIOD THREE

  

34

 

 

 

17.3

  

Taxes

  

35

 

 

 

17.4

  

Currency

  

35

 

 

 

17.5

  

Terms of Payment

  

35

 

 

 

17.6

  

Accrual Accounting

  

36

 

 

 

18.

  

PROJECT MANAGEMENT, MEETINGS AND PLANNING

  

36

 

 

 

19.

  

CONFIDENTIAL INFORMATION

  

37

 

 

 

20.

  

INTELLECTUAL PROPERTY

  

39

 

 

 

20.1.

  

Ownership of INTELLECTUAL PROPERTY

  

39

 

 

 

20.2.

  </