Back to top

Charles Schwab

We have identified Charles Schwab as being involved in the legal agreements and contracts below. Browse the list or go to the Agreement Search pages for more detailed searching for documents involving Charles Schwab RealDealDocs™ contains millions of searchable legal agreements and clauses drafted by top law firms for deals ranging from the largest companies in the world to smaller, middle market businesses. These are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.

1) 2007 EQUITY INCENTIVE PLAN

Parties: NVIDIA CORP | Charles Schwab & Co, Inc | NVIDIA Corporation
Document Date: 8/20/2009
Industry: Semiconductors
Sector: Technology


2) CREDIT AGREEMENT

Parties: CHARLES SCHWAB CORPORATION | CITIBANK, NA | CITIGROUP GLOBAL MARKETS INC | COMERICA BANK | JP MORGAN SECURITIES INC | JPMORGAN CHASE BANK, NA | OTHER FINANCIAL | PNC BANK, NATIONAL ASSOCIATION | STATE STREET BANK | TRUST COMPANY | UBS LOAN FINANCE LLC | WELLS FARGO BANK, NATIONAL ASSOCIATION
Document Date: 8/6/2009
Industry: Investment Services
Sector: Financial
Governing Law:California


3) SUBLEASE

Parties: HUDSON HOLDING CORP | CHARLES SCHWAB & CO, INC | HUDSON SECURITIES, INC
Document Date: 6/26/2009
Industry: Investment Services
Sector: Financial


4) GUARANTY

Parties: HUDSON HOLDING CORP | CHARLES SCHWAB & CO, INC | HUDSON SECURITIES, INC
Document Date: 6/26/2009
Industry: Investment Services
Sector: Financial
Governing Law:New Jersey


5) UNDERWRITING AGREEMENT

Parties: SCHWAB CHARLES CORP | Charles Schwab Corporation | JP Morgan Securities Inc | UBS Securities LLC
Law Firm: Simpson Thacher
Document Date: 6/5/2009
Industry: Investment Services
Sector: Financial
Governing Law:New York


6) 4.950% Senior Notes due 2014

Parties: SCHWAB CHARLES CORP | BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | CHARLES SCHWAB CORPORATION | GLOBAL SECURITY ARE LIMITED
Document Date: 6/5/2009
Industry: Investment Services
Sector: Financial
Governing Law:California


7) SENIOR INDENTURE

Parties: BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | CHARLES SCHWAB CORPORATION
Document Date: 6/5/2009
Industry: Investment Services
Sector: Financial
Governing Law:California


8) ASSIGNMENT AND ASSUMPTION AGREEMENT FOR

Parties: KAISER VENTURES LLC | BSI and Fidelity Management Trust Company | BUSINESS STAFFING, INC | Charles Schwab Trust Company | Pen-Cal Administrators, Inc | Research Company
Document Date: 6/3/2009


9) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD

Parties: CHARLES SCHWAB CORPORATION
Document Date: 2/25/2009
Industry: Investment Services
Sector: Financial


10) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD

Parties: CHARLES SCHWAB CORPORATION
Document Date: 2/25/2009
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


11) The Charles Schwab Corporation Long Term Incentive Plan

Parties: Charles Schwab Corporation
Document Date: 2/25/2009
Industry: Investment Services
Sector: Financial
Governing Law:California


12) THE CHARLES SCHWAB CORPORATION DIRECTORS? DEFERRED COMPENSATION PLAN II

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/25/2009
Industry: Investment Services
Sector: Financial


13) THE CHARLES SCHWAB CORPORATION DEFERRED COMPENSATION PLAN II

Parties: CHARLES SCHWAB CORPORATION
Document Date: 2/25/2009
Industry: Investment Services
Sector: Financial


14) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT

Parties: SCHWAB CHARLES CORP | Charles Schwab Corporation
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


15) Exhibit 10.302 THE CHARLES SCHWAB CORPORATION 2001 STOCK INCENTIVE PLAN

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


16) THE CHARLES SCHWAB CORPORATION DEFERRED COMPENSATION PLAN II (Effective December 9, 2004) (Amended and Restated December 12, 2007)

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial


17) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


18) Exhibit 10.308 The Charles Schwab Corporation Corporate Executive Bonus Plan

Parties: SCHWAB CHARLES CORP | Charles Schwab Corporation
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


19) THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


20) THE CHARLES SCHWAB CORPORATION EMPLOYEE STOCK INCENTIVE PLAN

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


21) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD (PERFORMANCE-BASED VESTING)

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


22) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14, 2007) (Amendment Approved by Stockholders on May 17, 2007) (Amended and Restated December 12, 2007)

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


23) THE CHARLES SCHWAB CORPORATION DIRECTORS? DEFERRED COMPENSATION PLAN II (Effective December 9, 2004) (Amended and Restated December 12, 2007)

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial


24) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF PREMIUM-PRICED STOCK OPTION GRANT

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 2/27/2008
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


25) THE CHARLES SCHWAB CORPORATION 1987 STOCK OPTION PLAN

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB CORPORATION
Document Date: 11/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


26) Directed Employee Benefit Trust Agreement

Parties: SCHWAB CHARLES CORP | CHARLES SCHWAB TRUST COMPANY
Document Date: 11/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


27) THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN

Parties: CHARLES SCHWAB CORPORATION
Document Date: 11/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


28) THE CHARLES SCHWAB CORPORATION 1987 EXECUTIVE OFFICER STOCK OPTION PLAN

Parties: CHARLES SCHWAB CORPORATION Company
Document Date: 11/7/2007
Industry: Investment Services
Sector: Financial


29) JUNIOR SUBORDINATED INDENTURE

Parties: SCHWAB CHARLES CORP | BANK OF NEW YORK TRUST COMPANY, N.A. | CHARLES SCHWAB CORPORATION
Document Date: 10/5/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


30) FIRST SUPPLEMENTAL INDENTURE between THE CHARLES SCHWAB CORPORATION and THE BANK OF NEW YORK TRUST COMPANY, N.A. Dated as of October 5, 2007 Supplement to Junior Subordinated Indenture, dated as of October 5, 2007

Parties: SCHWAB CHARLES CORP | BANK OF NEW YORK TRUST COMPANY, N.A. | CHARLES SCHWAB CORPORATION
Document Date: 10/5/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


31) GUARANTEE AGREEMENT

Parties: SCHWAB CHARLES CORP | BANK OF NEW YORK TRUST COMPANY, N.A. | CHARLES SCHWAB CORPORATION | Institutional Trust Services
Document Date: 10/5/2007
Industry: Investment Services
Sector: Financial
Governing Law:New York


32) 12% PROMISSORY TERM NOTE

Parties: MICRO IMAGING TECHNOLOGY, INC. | MICRO IMAGING TECHNOLOGY, INC | ANTHONY M. FRANK KEOGH PLAN UTA CHARLES SCHWAB & CO., Inc
Document Date: 9/14/2007


33) FACE OF SECURITY Fixed Rate Senior Note

Parties: SCHWAB CHARLES CORP | BANK OF NEW YORK TRUST COMPANY, N.A. | Cede & Co | CHARLES SCHWAB CORPORATION | CHASE MANHATTAN BANK
Document Date: 9/11/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


34) FACE OF SECURITY Floating Rate Senior Note

Parties: SCHWAB CHARLES CORP | BANK OF NEW YORK TRUST COMPANY, N.A. | Cede & Co | CHARLES SCHWAB CORPORATION | CHASE MANHATTAN BANK
Document Date: 9/11/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


35) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14, 2007) (Amendment Approved by Stockholders on May 17, 2007)

Parties: CHARLES SCHWAB CORPORATION
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


36) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD

Parties: CHARLES SCHWAB CORPORATION
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


37) STOCK PURCHASE AGREEMENT

Parties: Charles & Helen Schwab Foundation | Charles & Helen Schwab Living Trust, HOS Family Partners, LLC | Charles and Helen Schwab Foundation | Charles Schwab Corporation
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


38) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD

Parties: CHARLES SCHWAB CORPORATION
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


39) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT

Parties: CHARLES SCHWAB CORPORATION
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


40) CREDIT AGREEMENT

Parties: BANK OF AMERICA, N.A. | CHARLES SCHWAB CORPORATION | CITICORP USA, INC | CITIGROUP GLOBAL MARKETS INC | COMMERZBANK AG | DEUTSCHE BANK AG | HARRIS NA | HSBC BANK USA, NA | JPMORGAN CHASE BANK, NA | MELLON BANK, NA | OTHER FINANCIAL | PNC BANK, NATIONAL ASSOCIATION | STATE STREET BANK | TRUST COMPANY | UBS LOAN FINANCE LLC | WELLS FARGO BANK, NATIONAL ASSOCIATION | WESTLB AG
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


41) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT

Parties: CHARLES SCHWAB CORPORATION
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


42) SECOND AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN

Parties: Charles Schwab Trust Company | Security Pacific National Bank
Document Date: 8/7/2007
Industry: Investment Services
Sector: Financial


43) THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD

Parties: CHARLES SCHWAB CORPORATION
Document Date: 5/8/2007
Industry: Investment Services
Sector: Financial
Governing Law:California


44) GUARANTY AGREEMENT

Parties: Charles Schwab Corporation | Nationwide Financial Services, Inc | NFS Distributors, Inc
Document Date: 3/1/2007
Industry: Insurance (Life)
Sector: Financial
Governing Law:Delaware


45) THE CHARLES SCHWAB CORPORATION EMPLOYEE STOCK INCENTIVE PLAN

Parties: CHARLES SCHWAB CORPORATION
Document Date: 2/26/2007
Industry: Investment Services
Sector: Financial
Governing Law:Delaware


46) STOCK PURCHASE AGREEMENT

Parties: Bank of America Corporate Center | BANK OF AMERICA CORPORATION | CHARLES SCHWAB CORPORATION | US Trust Corporation
Law Firm: Wachtell Lipton
Document Date: 2/26/2007
Industry: Investment Services
Sector: Financial
Governing Law:New York


47) NON-QUALIFIED DEFERRED COMPENSATION PLAN TRUST AGREEMENT

Parties: KAISER VENTURES LLC | Business Staffing, Inc. | The Charles Schwab Trust Company
Document Date: 1/16/2007


48) EXECUTION COPY AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

Parties: Charles Schwab & Co, Inc | MORGAN STANLEY STRATEGIC INVESTMENTS, INC | ROSS RESOURCES LIMITED | US ONCOLOGY HOLDINGS, INC | WCAS IX Associates LLC | WCAS MANAGEMENT CORPORATION | WELSH, CARSON, ANDERSON & STOWE IX, LP
Law Firm: Ropes Gray
Document Date: 12/27/2006
Governing Law:New York


49) AMENDED AND RESTATED STOCKHOLDERS AGREEMENT

Parties: Charles Schwab & Co, Inc | MORGAN STANLEY STRATEGIC INVESTMENTS, INC | Oiler Holding Company | ROSS RESOURCES LIMITED | US ONCOLOGY HOLDINGS, INC | WCAS IX Associates LLC | WCAS MANAGEMENT CORPORATION | WELSH, CARSON, ANDERSON & STOWE IX, LP
Law Firm: Welsh, Carson, Anderson & Stowe IX, L.P;Ropes & Gray LLP
Document Date: 12/27/2006
Governing Law:New York


50) AMENDMENT TO THE CHARLES SCHWAB CORPORATION LONG TERM INCENTIVE PLAN

Parties: Exhibit 10.285 AMENDMENT TO THE CHARLES SCHWAB CORPORATION | The Charles Schwab Corporation
Document Date: 2/27/2006
Industry: Investment Services
Sector: Financial


Charles Schwab Legal Documents Online
SITE SEARCH

AGREEMENTS / CONTRACTS

Document Title:

Entire Document: (optional)

Governing Law:(optional)


Try our advanced search >>
 

CLAUSES

Search Contract Clauses >>

Browse Contract Clause Library>>

Get Email Updates
Email: