Broker Dealer Agreements

Parties: ENBRIDGE ENERGY PARTNERS
Document Date: 5/3/2005
Industry: Oil Well Services and Equipment
Sector: Energy
Governing Law:New York

Parties: WNC Capital Corporation
Document Date: 4/18/2005

Parties: WNC & ASSOCIATES, INC | WNC Capital Corporation
Document Date: 4/18/2005

Parties: WNC Capital Corporation
Document Date: 4/18/2005

Parties: WNC & ASSOCIATES, INC | WNC Capital Corporation
Document Date: 4/18/2005

Parties: Choate, Hall & Stewart LLP | LEHMAN BROTHERS INC | MERRILL LYNCH & CO | World Financial
Law Firm: Dewey Ballantine;Choate Hall
Document Date: 4/15/2005
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York

Parties: RAPTOR NETWORKS TECHNOLOGY, INC.
Document Date: 4/15/2005
Governing Law:California

Parties: MERRILL LYNCH & CO | LEHMAN BROTHERS INC
Law Firm: William C. Rogers, Esq. Choate, Hall & Stewart LLP
Document Date: 4/15/2005
Industry: Electric Utilities
Governing Law:New York

Parties: C. K. Cooper & Company, Inc.
Law Firm: Lord Bissell & Brook LLP,
Document Date: 4/8/2005
Governing Law:California

Parties: HARTMAN COMMERCIAL PROPERTIES REIT | D.H. Hill Securties, LLP
Document Date: 3/31/2005
Governing Law:Maryland

Parties: REDDY ICE HOLDINGS INC | CREDIT SUISSE FIRST BOSTON LLC
Document Date: 3/31/2005
Governing Law:New York

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: DIVERSIFIED FUTURES TRUST | Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: WORLD MONITOR TRUST II SE | Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: WORLD MONITOR TRUST II SE | Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005

Parties: CENDANT CORP | CITIGROUP GLOBAL MARKETS INC
Document Date: 3/31/2005
Industry: Hotels and Motels
Governing Law:New York

Parties: CENDANT CORPORATION | BANC OF AMERICA SECURITIES LLC
Document Date: 3/31/2005
Industry: Hotels and Motels
Governing Law:New York

Parties: Bristol West Insurance Services of California, Inc.
Document Date: 3/21/2005
Governing Law:California

Parties: Acquisition Corp | HCFP/BRENNER SECURITIES LLC | Juniper Partners
Document Date: 3/1/2005

Parties: EARLYBIRDCAPITAL, INC | KBL Healthcare Acquisition Corp
Document Date: 2/25/2005

Parties: International Metal Enterprises, Inc | SUNRISE SECURITIES CORP
Document Date: 2/23/2005

Parties: Reef Global Energy VI, LP | Reef Oil & Gas Partners LLC | Reef Securities, Inc
Document Date: 2/22/2005

Parties: Broadband Capital Management LLC | Services Acquisition Corp
Document Date: 2/14/2005
Industry: Misc. Financial Services
Sector: Financial

Parties: ACN Power, Inc | AMERICAN COMMUNICATIONS NETWORK, INC | Commerce Energy Group, Inc | COMMONWEALTH ENERGY CORPORATION
Document Date: 2/10/2005
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York

Parties: EARLYBIRDCAPITAL, INC | Terra Nova Acquisition Corporation
Document Date: 1/31/2005

Parties: HCFP/BRENNER SECURITIES LLC | Mercator Partners Acquisition Corp
Document Date: 1/26/2005
Governing Law:New York

Parties: ICON LEASING FUND ELEVEN, LLC
Document Date: 12/30/2004

Parties: ICON LEASING FUND ELEVEN, LLC | ICON Securities Corp
Document Date: 12/30/2004
Governing Law:Connecticut

Parties: Cornerstone Realty Company, Inc | CORNERSTONE REALTY FUND, INC | PACIFIC CORNERSTONE CAPITAL INCORPORATED
Document Date: 12/14/2004

Parties: CORNERSTONE REALTY FUND, INC. | PACIFIC CORNERSTONE CAPITAL, INC
Document Date: 12/14/2004

Parties: Cole Credit Property Trus | COLE CREDIT PROPERTY TRUST II, INC. | Cole Capital Corporation
Document Date: 12/9/2004
Governing Law:Maryland

Parties: Behringer Securities LP | Behringer Harvard Opportunity REIT I, Inc
Document Date: 11/30/2004
Governing Law:Maryland

Parties: ATEL CAPITAL EQUIPMENT FUND XI, LLC
Document Date: 11/8/2004

Parties: CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED | Carey Financial Corporation
Document Date: 9/24/2004
Governing Law:New York

Parties: VERTEX PHARMACEUTICALS INCORPORATED | UBS SECURITIES LLC | Cede & Co
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Document Date: 9/17/2004
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York

Parties: Southern California Edison Company | Credit Suisse First Boston LLC
Document Date: 9/10/2004
Governing Law:New York

Parties: SOUTHERN CALIFORNIA EDISON COMPANY | LEHMAN BROTHERS INC | JPMorgan Chase Bank
Document Date: 9/10/2004
Governing Law:New York

Parties: EDUCATION LOANS INC /DE
Document Date: 8/13/2004
Governing Law:New York

Parties: TECO ENERGY INC | MERRILL LYNCH & CO | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J. P. MORGAN SECURITIES INC | MORGAN STANLEY & CO. INCORPORATED | UBS SECURITIES LLC | SG AMERICAS SECURITIES, LLC
Document Date: 7/28/2004
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York

Parties: Boston Capital Securities, Inc. | Boston Capital Associates V L.L.C | BCTC V Assignor Corp | BOSTON CAPITAL TAX CREDIT FUND V L.P.
Document Date: 7/26/2004

Parties: COUNTRYWIDE FINANCIAL CORPORATION | COUNTRYWIDE HOME LOANS, INC | Lehman Brothers Inc
Law Firm: Simpson Thacher & Bartlett LLP; Munger, Tolles & Olson LLP
Document Date: 7/12/2004
Governing Law:New York

Parties: Harris Nesbitt Corp. | BMO Nesbitt Burns Inc. | Golden Star Resources Ltd
Document Date: 7/7/2004
Industry: Gold and Silver
Sector: Basic Materials

Parties: SKB REIT, Inc.
Document Date: 7/1/2004
Governing Law:New York

Parties: INLAND WESTERN RETAIL REAL ESTATE TRUST, INC.
Document Date: 5/17/2004

Parties: DIVIDEND CAPITAL INC
Document Date: 4/8/2004
Governing Law:Maryland

Parties: INTERVEST MORTGAGE CORP | SAGE, RUTTY & CO., INC.
Document Date: 3/31/2004