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Broker Dealer Agreements

These Broker Dealer Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.

51) DEALER MANAGER AGREEMENT

Parties: HEADWATERS INC | Morgan Stanley & Co. Incorporated
Law Firm: Shearman & Sterling LLP; Pillsbury Winthrop Shaw Pittman LLP
Document Date: 1/18/2007
Industry: Coal
Sector: Energy
Governing Law:New York


52) AMENDED AND RESTATED DEALER MANAGER AGREEMENT

Parties: BEHRINGER HARVARD OPPORTUNITY REIT I, INC. | Behringer Securities LP
Document Date: 1/5/2007
Governing Law:Maryland


53) PRICING AGREEMENT

Parties: WAL MART STORES INC | Lehman Brothers Inc.
Document Date: 12/20/2006
Industry: Retail (Department and Discount)
Sector: Services


54) PRICING AGREEMENT

Parties: METLIFE INC | Goldman, Sachs & Co. | J.P. Morgan Securities Inc | Merrill Lynch, Pierce, Fenner & Smith Incorporated
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP;LeBoeuf, Lamb, Greene & MacRae LLP,
Document Date: 12/20/2006
Industry: Insurance (Life)
Sector: Financial


55) SHARES OF COMMON STOCK $.001 PAR VALUE PER SHARE FORM OF DEALER MANAGER AGREEMENT

Parties: INLAND AMERICAN REAL ESTATE TRUST, INC.
Document Date: 12/20/2006


56) BROKER DEALER AGREEMENT

Parties: SHOPOFF PROPERTIES TRUST, INC.
Document Date: 11/30/2006
Governing Law:Maryland


57) SELLING AGENCY AGREEMENT

Parties: CITIGROUP INC | CITIGROUP FUNDING INC. | Citigroup Global Markets Inc. | Cleary Gottlieb Steen & Hamilton LLP
Law Firm: Cleary Gottlieb
Document Date: 11/22/2006
Industry: Money Center Banks
Governing Law:New York


58) SELECTED DEALERS AGREEMENT

Parties: RAND ACQUISITION CORP. II | EARLYBIRDCAPITAL, INC
Document Date: 11/6/2006
Governing Law:New York


59) COMMERCIAL PAPER DEALER AGREEMENT

Parties: XTO ENERGY INC | JPMorgan Chase Bank, National Association
Document Date: 11/2/2006
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York


60) COMMERCIAL PAPER DEALER AGREEMENT

Parties: Procter & Gamble International Funding S.C.A., | The Procter & Gamble Company
Document Date: 11/1/2006
Industry: Personal and Household Prods.
Sector: Consumer/Non-Cyclical
Governing Law:New York


61) DEALER-MANAGER AGREEMENT

Parties: ATLAS RESOURCES PUBLIC 16-2007 (B) L.P. | ANTHEM SECURITIES, INC
Document Date: 10/18/2006
Governing Law:Pennsylvania


62) MASTER AGREEMENT

Parties: JPMAC 2006-RM1 | JPMorgan Chase Bank, N.A | J.P. Morgan Mortgage Acquisition Trust
Document Date: 10/12/2006
Governing Law:New York


63) DEALER MANAGER AGREEMENT

Parties: BEHRINGER HARVARD REIT I INC | Behringer Securities LP
Document Date: 10/12/2006
Governing Law:Maryland


64) DEALER MANAGER AGREEMENT

Parties: CHARTER COMMUNICATIONS INC /MO/ | CCH II, LLC | CCH II Capital Corp.
Law Firm: Gibson, Dunn & Crutcher LLP;Cahill Gordon & Reindel LLP
Document Date: 8/11/2006
Governing Law:New York


65) Dealer Manager Agreement

Parties: PMI GROUP INC | BANC OF AMERICA SECURITIES LLC
Law Firm: Sullivan & Cromwell LLP
Document Date: 7/3/2006
Industry: Insurance (Prop. and Casualty)
Governing Law:New York


66) SELECTED DEALERS AGREEMENT

Parties: GENEVA ACQUISITION CORP | LADENBURG THALMANN & CO. INC.
Document Date: 6/28/2006
Governing Law:New York


67) SELECTED DEALERS AGREEMENT

Parties: EAST INDIA CO ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 6/13/2006
Governing Law:New York


68) SELECTED DEALERS AGREEMENT

Parties: RHAPSODY ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 6/2/2006
Governing Law:New York


69) SELECTED DEALERS AGREEMENT

Parties: RENAISSANCE ACQUISITION CORP. | LADENBURG THALMANN & CO. INC.
Document Date: 5/24/2006
Governing Law:New York


70) AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT

Parties: ALLIANCEBERNSTEIN L.P. | Banc of America Securities LLC
Document Date: 5/8/2006
Governing Law:New York


71) AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT

Parties: ALLIANCEBERNSTEIN HOLDING L.P. | Banc of America Securities LLC
Document Date: 5/8/2006
Industry: Investment Services
Sector: Financial
Governing Law:New York


72) DEALER-MANAGER AGREEMENT

Parties: ICON LEASING FUND ELEVEN, LLC
Document Date: 5/2/2006
Governing Law:Connecticut


73) ENERGY INFRASTRUCTURE ACQUISITION CORP. SELECTED DEALER AGREEMENT

Parties: ENERGY INFRASTRUCTURE ACQUISITION CORP. | Maxim Group LLC
Document Date: 4/28/2006
Industry: Oil and Gas Operations
Sector: Energy
Governing Law:New York


74) NNN HEALTHCARE/OFFICE REIT, INC. UP TO $2,200,000,000 IN SHARES OF COMMON STOCK FORM OF DEALER MANAGER AGREEMENT

Parties: NNN HEALTHCARE/OFFICE REIT, INC.
Document Date: 4/28/2006
Governing Law:California


75) BROKERAGE AGREEMENT

Parties: VASO ACTIVE PHARMACEUTICALS INC | Ferolie Corporation
Document Date: 4/14/2006
Industry: Biotechnology and Drugs


76) SELECTED DEALERS AGREEMENT

Parties: STONELEIGH PARTNERS ACQUISITION CORP. | HCFP/BRENNER SECURITIES LLC
Document Date: 4/12/2006
Governing Law:New York


77) SELECTED DEALERS AGREEMENT

Parties: MILLENNIUM INDIA ACQUISITION CO INC. | LADENBURG THALMANN & CO. INC.
Document Date: 4/10/2006
Industry: Misc. Financial Services
Governing Law:New York


78) DEALER MANAGER AGREEMENT

Parties: BEHRINGER HARVARD REIT I INC
Document Date: 4/7/2006
Governing Law:Maryland


79) BROKERAGE SERVICES AGREEMENT

Parties: AMERICAN SOIL TECHNOLOGIES INC | Alchemy Alternatives, Inc
Document Date: 4/3/2006
Industry: Crops
Governing Law:California


80) AMENDMENT #4 TO DEALER AGREEMENT REPLACEMENT PROGRAM, SALES MANAGER, POTENTIAL FEDERAL FEE REDUCTIONS

Parties: Conn Appliances, Inc. | Federal Warranty Service Corporation
Document Date: 3/30/2006
Industry: Retail (Technology)
Sector: Services


81) AMENDMENT #3 TO DEALER AGREEMENT PRICING AND TRANSFER OF RESERVES

Parties: CONNS INC | Conn Appliances, Inc | CAI, L.P
Document Date: 3/30/2006
Industry: Retail (Technology)
Sector: Services


82) DEALER AGREEMENT between CONN APPLIANCES, INC. and VOYAGER SERVICE PROGRAMS, INC.

Parties: CONNS INC | VOYAGER SERVICE PROGRAMS, INC. | VOYAGER PROPERTY AND CASUALTY INSURANCE COMPANY
Document Date: 3/30/2006
Industry: Retail (Technology)
Sector: Services
Governing Law:Texas


83) AMENDMENT #2 TO DEALER AGREEMENT TERM AND TERRITORY OF AGREEMENT

Parties: Conn Appliances, Inc. | Federal Warranty Service Corporation
Document Date: 3/30/2006
Industry: Retail (Technology)
Sector: Services


84) AGREEMENT FOR BROKERAGE SERVICES (INCLUDING CUSTODY SERVICES)

Parties: TRANSMERIDIAN EXPLORATION INC
Document Date: 3/16/2006
Industry: Oil and Gas Operations
Sector: Energy


85) AGREEMENT FO BROKERAGE SERVICES

Parties: TRANSMERIDIAN EXPLORATION INC
Document Date: 3/16/2006
Industry: Oil and Gas Operations
Sector: Energy


86) SELECTED DEALER AGREEMENT

Parties: INTERVEST MORTGAGE CORP | SAGE, RUTTY & CO., INC.
Document Date: 3/14/2006


87) AMENDED AND RESTATED DEALER AGREEMENT

Parties: ECOLAB INC | ECOLAB B.V | ECOLAB HOLDING GMBH | CREDIT SUISSE FIRST BOSTON (EUROPE) LIMITED
Document Date: 2/28/2006
Industry: Personal and Household Prods.
Governing Law:Delaware


88) AFFINITY MEDIA INTERNATIONAL CORP. SELECTED DEALER AGREEMENT

Parties: AFFINITY MEDIA INTERNATIONAL CORP., | Maxim Group LLC
Document Date: 2/24/2006
Governing Law:New York


89) SELECTED DEALERS AGREEMENT

Parties: GLOBAL SERVICES PARTNERS ACQUISITION CORP. | HCFP/BRENNER SECURITIES LLC
Document Date: 2/22/2006
Governing Law:New York


90) SOLICITING DEALER AGREEMENT

Parties: MEWBOURNE ENERGY PARTNERS 06-A, L.P.
Law Firm: Vinson Elkins
Document Date: 2/22/2006
Governing Law:Texas


91) DEALER MANAGER AGREEMENT

Parties: MEWBOURNE ENERGY PARTNERS 06-A, L.P. | Mewbourne Development Corporation,
Law Firm: Vinson & Elkins L.L.P.
Document Date: 2/22/2006
Governing Law:Texas


92) SELECTED DEALERS AGREEMENT

Parties: ISRAEL GROWTH PARTNERS ACQUISITION CORP. | HCFP/BRENNER SECURITIES LLC
Document Date: 2/17/2006
Governing Law:New York


93) FORM OF SELECTED DEALERS AGREEMENT

Parties: EDUTRADES, INC. | Noble International Investments, Inc.
Document Date: 2/10/2006
Governing Law:Florida


94) SELECTED DEALER AGREEMENT

Parties: JAGUAR ACQUISITION CORP. | EARLYBIRDCAPITAL, INC
Document Date: 2/8/2006
Governing Law:New York


95) SELECTED DEALERS AGREEMENT

Parties: ASCEND ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 2/3/2006
Governing Law:New York


96) FORM OF SELECTED DEALERS AGREEMENT

Parties: ECHO HEALTHCARE ACQUISITION CORP. | Morgan Joseph & Co. Inc
Document Date: 2/2/2006
Governing Law:New York


97) SELECTED DEALERS AGREEMENT

Parties: GOOD HARBOR PARTNERS ACQUISITION CORP | HCFP/BRENNER SECURITIES LLC
Document Date: 2/1/2006
Industry: Misc. Financial Services
Sector: Financial
Governing Law:New York


98) SELECTED DEALERS AGREEMENT

Parties: FORTISSIMO ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 1/31/2006
Governing Law:New York


99) FORM OF SELECTED DEALERS AGREEMENT

Parties: HD PARTNERS ACQUISITION CORP | Morgan Joseph & Co. Inc.,
Document Date: 1/24/2006
Industry: Misc. Financial Services
Governing Law:New York


100) DEALER MANAGER AGREEMENT

Parties: XOMA Ltd., | PIPER JAFFRAY & CO. | CANACCORD ADAMS INC.
Law Firm: Cahill Gordon & Reindel LLP
Document Date: 1/11/2006
Industry: Biotechnology and Drugs
Governing Law:New York


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