These Broker Dealer Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.
Parties: GRIFFIN CAPITAL ESSENTIAL ASSET REIT, INC. | GC Net Lease REIT, Inc | GRIFFIN CAPITAL NET LEASE REIT, INC | Griffin Capital Securities, Inc
Document Date: 2/15/2013
Governing Law:California
Parties: CITIGROUP INC | American Can Company | Bank of New York | Citigroup Global Markets Inc | Primerica Corporation | Primerica, Primerica Holdings, Inc
Law Firm: Cleary Gottlieb
Document Date: 12/21/2012
Industry: Money Center Banks
Sector: Financial
Governing Law:New York
Parties: RESOURCE REAL ESTATE OPPORTUNITY REIT II, INC. | Resource Real Estate Opportunity REIT II, Inc | Resource Securities, Inc
Document Date: 10/17/2012
Governing Law:Pennsylvania
Parties: METLIFE INC | Deutsche Bank Securities Inc | MetLife, Inc
Document Date: 10/1/2012
Industry: Insurance (Life)
Sector: Financial
Parties: VERTICAL HEALTH SOLUTIONS INC | EMERGENT FINANCIAL GROUP, INC | VERTICAL HEALTH SOLUTIONS, INC
Law Firm: Morgan Lewis
Document Date: 8/27/2012
Industry: Misc. Financial Services
Sector: Financial
Governing Law:Minnesota
Parties: NICHOLAS FINANCIAL INC | NICHOLAS FINANCIAL, INC
Law Firm: Smith Currie
Document Date: 8/9/2012
Industry: Consumer Financial Services
Sector: Financial
Parties: COMMONWEALTH INCOME & GROWTH FUND 8, LP | COMMONWEALTH CAPITAL SECURITIES CORP | COMMONWEALTH INCOME & GROWTH FUND, INC
Document Date: 6/22/2012
Governing Law:Pennsylvania
Parties: KROGER CO | Citigroup Global Markets Inc | Goldman, Sachs & Co | RBS Securities Inc
Law Firm: Fried Frank
Document Date: 4/16/2012
Industry: Retail (Grocery)
Sector: Services
Parties: IDACORP INC | BNY MELLON CAPITAL MARKETS, LLC | IDACORP, INC
Law Firm: Perkins Coie;Sullivan Cromwell
Document Date: 12/16/2011
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York
Parties: INLAND DIVERSIFIED REAL ESTATE TRUST, INC. | INLAND DIVERSIFIED REAL ESTATE TRUST, INC | INLAND SECURITIES CORPORATION
Document Date: 9/14/2011
Parties: LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST II INC | ICON Securities Corp | Lightstone Securities LLC | Lightstone Value Plus Real Estate Investment II, Inc | LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST II, INC
Document Date: 7/13/2011
Governing Law:New York
Parties: WAL MART STORES INC | Citigroup Global Markets Inc | Goldman, Sachs & Co | JP Morgan Securities LLC | RBS Securities Inc | Wells Fargo Securities, LLC
Law Firm: Simpson Thacher
Document Date: 4/15/2011
Industry: Retail (Department and Discount)
Sector: Services
Parties: BRANDYWINE REALTY TRUST | Brandywine Operating Partnership, LP | CITIGROUP GLOBAL MARKETS INC | JP MORGAN SECURITIES LLC | Operating Partnership, Brandywine Realty Trust | WELLS FARGO SECURITIES, LLC
Law Firm: Simpson Thacher
Document Date: 4/5/2011
Parties: IRIDIUM COMMUNICATIONS INC. | Iridium Communications Inc | Raymond James & Associates, Inc | Syndicated Communications Venture Partners, IV, LP
Law Firm: DLA Piper;Milbank Tweed
Document Date: 3/30/2011
Industry: Communications Services
Sector: Services
Governing Law:New York
Parties: DELTATHREE INC | ACN, Inc | Delta Three Israel, Ltd | DELTATHREE, INC | DME Solutions, Inc | LKN Communications, Inc
Document Date: 3/17/2011
Industry: Communications Services
Sector: Services
Parties: NICHOLAS FINANCIAL INC | NICHOLAS FINANCIAL, INC
Document Date: 2/11/2011
Industry: Consumer Financial Services
Sector: Financial
Parties: IDACORP INC | BNY MELLON CAPITAL MARKETS, LLC | IDACORP, INC
Document Date: 12/6/2010
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York
Parties: LAZARD LTD | Citigroup Global Markets Inc | Selling Shareholders, Lazard Group LLC
Document Date: 11/5/2010
Industry: Investment Services
Sector: Financial
Parties: CRYOPORT, INC. | CRYOPORT, INC | EMERGENT FINANCIAL GROUP, INC
Document Date: 10/19/2010
Industry: Containers and Packaging
Sector: Basic Materials
Parties: CRYOPORT, INC. | CRYOPORT, INC | EMERGENT FINANCIAL GROUP, INC | Maxim Group LLC
Law Firm: Snell Wilmer
Document Date: 10/19/2010
Industry: Containers and Packaging
Sector: Basic Materials
Governing Law:Minnesota
Parties: DELTATHREE INC | ACN, Inc | Delta Three Israel, Ltd | DELTATHREE, INC | DME Solutions, Inc | LKN Communications, Inc
Document Date: 10/4/2010
Industry: Communications Services
Sector: Services
Governing Law:New York
Parties: GLOBAL INVESTOR SERVICES, INC. | Cougar Group | Global Investors Services, Inc
Document Date: 9/23/2010
Industry: Computer Services
Sector: Technology
Governing Law:New York
Parties: AETNA INC /PA/ | Aetna Inc | Barclays Capital Inc | RBS Securities Inc | UBS Securities LLC
Law Firm: Sullivan Cromwell
Document Date: 8/30/2010
Industry: Insurance (Accident and Health)
Sector: Financial
Parties: AVISTA CORP | AVISTA CORPORATION | BNY MELLON CAPITAL MARKETS, LLC
Document Date: 8/25/2010
Industry: Electric Utilities
Sector: Utilities
Parties: RESOURCE REAL ESTATE OPPORTUNITY REIT, INC. | Chadwick Securities, Inc
Document Date: 8/13/2010
Governing Law:Pennsylvania
Parties: WELLS CORE OFFICE INCOME REIT INC | Wells Investment Securities, Inc
Document Date: 8/11/2010
Governing Law:Georgia
Parties: Banc of America Securities LLC | US Bancorp Investments, Inc | Wells Fargo Securities, LLC
Law Firm: Fried Frank
Document Date: 7/13/2010
Industry: Retail (Grocery)
Sector: Services
Parties: WAL MART STORES INC | Credit Suisse Securities (USA) LLC | Deutsche Bank Securities Inc | JP Morgan Securities Inc
Law Firm: Simpson Thacher
Document Date: 7/7/2010
Industry: Retail (Department and Discount)
Sector: Services
Parties: INLAND REAL ESTATE CORP | LaSalle Bank National Association
Law Firm: Weil Gotshal;Venable;Shefsky Froelich
Document Date: 6/29/2010
Industry: Real Estate Operations
Sector: Services
Governing Law:New York
Parties: ZHONG WEN INTERNATIONAL HOLDING CO., LTD. | HONGKONG ZHONGWENBO INTERNATIONAL GROUP COMPANY LIMITED | SHANDONG ZHONGWEN INDUSTRIAL GROUP COMPANY LIMITED
Document Date: 6/21/2010
Parties: SINO CLEAN ENERGY INC | Qingdao Haizhong Enterprises Co Ltd | Shaanxi Suo'ang Biological Science & Technology Co, Ltd
Document Date: 6/16/2010
Industry: Chemical Manufacturing
Sector: Basic Materials
Parties: Kilroy Realty Corporation | Kilroy Realty, LP
Law Firm: Sidley Austin;Latham Watkins;Ballard Spahr
Document Date: 5/18/2010
Industry: Real Estate Operations
Sector: Services
Governing Law:New York
Parties: SLM STUDENT LOAN TRUST 2010-1 | Bank of New York Mellon Trust Company, National Association | Credit Suisse Securities (USA) LLC | Eligible Lender Trustee and Deutsche Bank Trust Company
Document Date: 4/20/2010
Parties: WAL MART STORES INC
Law Firm: Simpson Thacher
Document Date: 4/1/2010
Industry: Retail (Department and Discount)
Sector: Services
Parties: HARTFORD FINANCIAL SERVICES GROUP INC/DE
Law Firm: Cleary Gottlieb
Document Date: 3/23/2010
Industry: Insurance (Prop. and Casualty)
Sector: Financial
Parties: HARTFORD FINANCIAL SERVICES GROUP INC/DE
Law Firm: Cleary Gottlieb
Document Date: 3/23/2010
Industry: Insurance (Prop. and Casualty)
Sector: Financial
Parties: HARTFORD FINANCIAL SERVICES GROUP INC/DE
Law Firm: Cleary Gottlieb
Document Date: 3/23/2010
Industry: Insurance (Prop. and Casualty)
Sector: Financial
Parties: LAZARD LTD
Document Date: 3/22/2010
Industry: Investment Services
Sector: Financial
Parties: PENSKE AUTOMOTIVE GROUP, INC. | Daimler AG | USA Distributor LLC
Document Date: 2/24/2010
Industry: Retail (Specialty)
Sector: Services
Governing Law:Michigan
Parties: Gladstone Commercial Corporation | Halcyon Capital Markets, LLC
Document Date: 2/24/2010
Industry: Real Estate Operations
Sector: Services
Governing Law:Virginia
Parties: GLADSTONE COMMERCIAL CORP
Document Date: 2/24/2010
Industry: Real Estate Operations
Sector: Services
Governing Law:Virginia
Parties: BARCLAYS BANK PLC | DANAHER CORPORATION | DANAHER EUROPEAN FINANCE COMPANY | DANAHER EUROPEAN FINANCE SA
Law Firm: Wilmer Cutler
Document Date: 2/24/2010
Industry: Scientific and Technical Instr.
Sector: Technology
Parties: PENSKE AUTOMOTIVE GROUP, INC.
Document Date: 2/24/2010
Industry: Retail (Specialty)
Sector: Services
Governing Law:Delaware
Parties: Danaher Corporation | Goldman, Sachs & Co
Document Date: 2/24/2010
Industry: Scientific and Technical Instr.
Sector: Technology
Governing Law:New York
Parties: NICHOLAS FINANCIAL INC
Law Firm: Palmer Dodge
Document Date: 2/16/2010
Industry: Consumer Financial Services
Sector: Financial
Parties: RUTHS HOSPITALITY GROUP, INC. | Jefferies & Company, Inc
Law Firm: Kirkland Ellis
Document Date: 1/22/2010
Industry: Restaurants
Sector: Services
Governing Law:New York
Parties: American Realty Capital II Advisors, LLC | ARC Shopping Center REIT Inc | Phillips Edison & Company SubAdvisor LLC | Realty Capital Securities, LLC
Law Firm: Proskauer Rose;DLA Piper
Document Date: 1/13/2010
Governing Law:Delaware
Parties: INDUSTRIAL INCOME TRUST INC. | Dividend Capital Securities LLC | Industrial Income Advisors LLC
Law Firm: Greenberg Traurig
Document Date: 12/24/2009
Governing Law:Colorado
Parties: Gladstone Commercial Corporation | Halcyon Capital Markets, LLC
Document Date: 11/23/2009
Industry: Real Estate Operations
Sector: Services
Governing Law:Virginia
Parties: INLAND REAL ESTATE CORP
Law Firm: Sidley Austin;Venable;Shefsky Froelich
Document Date: 11/10/2009
Industry: Real Estate Operations
Sector: Services
Governing Law:New York