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Broker Dealer Agreements

These Broker Dealer Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.

1) PRICING AGREEMENT

2) FOURTH AMENDMENT TO AMENDED AND RESTATED DEALER MANAGER AGREEMENT

3) Pricing Agreement

4) DEALER MANAGER AGREEMENT

5) AMENDMENT NO. 1 TO DEALER MANAGER AGREEMENT

6) Automobile Dealer Retail Agreement Non-Recourse Dealer Retail Agreement

7) PRICING AGREEMENT

8) DEALER MANAGER AGREEMENT CNL HEALTHCARE PROPERTIES II, INC


10) AMENDMENT NO. 3 TO DEALER MANAGER AGREEMENT AND PARTICIPATING DEALER AGREEMENT

11) REDWOOD MORTGAGE INVESTORS IX, LLC PARTICIPATING BROKER DEALER AGREEMENT

12) FIRST AMENDMENT TO DEALER MANAGER AGREEMENT

13) RESOURCE INNOVATION OFFICE REIT, INC. SECOND AMENDED RESTATED DEALER MANAGER AGREEMENT TABLE OF CONTENTS

14) Automobile Dealer Retail Agreement Non-Recourse Dealer Retail Agreement

15) SALES AGENCY AGREEMENT

16) PRICING AGREEMENT

17) PRICING AGREEMENT

18) PRICING AGREEMENT

19) AMENDMENT NO. 1 TO DEALER MANAGER AGREEMENT

20) NICHOLAS FINANCIAL, INC. Automobile Dealer Retail Agreement Non-Recourse Dealer Retail Agreement

21) AMENDMENT TO GRIFFIN CAPITAL NET LEASE REIT, INC. DEALER MANAGER AGREEMENT AND PARTICIPATING DEALER AGREEMENT

22) GLOBAL SELLING AGENCY AGREEMENT

23) RESOURCE REAL ESTATE OPPORTUNITY REIT II, INC. RESOURCE SECURITIES, INC. FORM OF DEALER MANAGER AGREEMENT RESOURCE SECURITIES, INC. FORM OF DEALER MANAGER AGREEMENT TABLE OF CONTENTS

24) PRICING AGREEMENT

25) ONPOINT MEDICAL DIAGNOSTICS SELLING AGENCY AGREEMENT FOR PRIVATE PLACEMENT OF CONVERTIBLE PROMISSORY NOTES

26) Automobile Dealer Retail Agreement Non-Recourse Dealer Retail Agreement

27) DEALER MANAGER AGREEMENT

28) Pricing Agreement

29) SALES AGENCY AGREEMENT

30) EXHIBIT 1.1 FIRST AMENDMENT TO DEALER MANAGER AGREEMENT

31) ASSIGNMENT AND AMENDMENT OF DEALER MANAGER AGREEMENT

32) PRICING AGREEMENT

33) PRICING AGREEMENT

34) SALES AGENCY AGREEMENT

35) AMENDMENT #1 TO SALES AGENCY AGREEMENT

36) Automobile Dealer Retail Agreement Non-Recourse Dealer Retail Agreement

37) Amendment No. 1 to Sales Agency Agreement

38) Pricing Agreement

39) FIRST ADDENDUM TO THE SELLING AGENCY AGREEMENT FOR CRYOPORT, INC. STOCK AND WARRANTS

40) SELLING AGENCY AGREEMENT FOR CRYOPORT, INC. STOCK AND WARRANTS

41) EXECUTION VERSION SALES AGENCY AGREEMENT THIS AGREEMENT

42) SALES AGENCY AGREEMENT

43) PRICING AGREEMENT

44) AMENDMENT TO AMENDED AND RESTATED SALES AGENCY AGREEMENT

45) DEALER MANAGER AGREEMENT

46) WELLS CORE OFFICE INCOME REIT, INC. DEALER MANAGER AGREEMENT

47) Pricing Agreement

48) PRICING AGREEMENT

49) DEALER-MANAGER AGREEMENT

50) SALES AGENCY AGREEMENT