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Broker Dealer Agreements

These Broker Dealer Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.


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1) DEALER MANAGER AGREEMENT

Parties: CHARTER COMMUNICATIONS INC /MO/ | CCH II, LLC | CCH II Capital Corp.
Law Firm: Gibson, Dunn & Crutcher LLP;Cahill Gordon & Reindel LLP
Document Date: 8/11/2006
Governing Law:New York


2) DEALER MANAGER AGREEMENT

Parties: XOMA Ltd., | PIPER JAFFRAY & CO. | CANACCORD ADAMS INC.
Law Firm: Cahill Gordon & Reindel LLP
Document Date: 1/11/2006
Industry: BIOTRX
Governing Law:New York


3) DEALER MANAGER AGREEMENT

Parties: XOMA LTD | PIPER JAFFRAY & CO.
Law Firm: Cahill Gordon & Reindel LLP
Document Date: 1/11/2006
Industry: BIOTRX
Governing Law:New York


4) COMMERCIAL PAPER DEALER AGREEMENT

Parties: XTO ENERGY INC | JPMorgan Chase Bank, National Association
Document Date: 11/2/2006
Industry: OILPRD
Sector: ENERGY
Governing Law:New York


5) MASTER AGREEMENT

Parties: JPMAC 2006-RM1 | JPMorgan Chase Bank, N.A | J.P. Morgan Mortgage Acquisition Trust
Document Date: 10/12/2006
Governing Law:New York


6) DEALER MANAGER AGREEMENT

Parties: BEHRINGER HARVARD REIT I INC | Behringer Securities LP
Document Date: 10/12/2006
Governing Law:Maryland


7) SELECTED DEALER AGREEMENT

Parties: JAGUAR ACQUISITION CORP. | EARLYBIRDCAPITAL, INC
Document Date: 2/8/2006
Governing Law:New York


8) SELECTED DEALERS AGREEMENT

Parties: ISRAEL GROWTH PARTNERS ACQUISITION CORP. | HCFP/BRENNER SECURITIES LLC
Document Date: 2/17/2006
Governing Law:New York


9) SELECTED DEALERS AGREEMENT

Parties: GOOD HARBOR PARTNERS ACQUISITION CORP | HCFP/BRENNER SECURITIES LLC
Document Date: 2/1/2006
Industry: FSMISC
Sector: FINANC
Governing Law:New York


10) FORM OF SELECTED DEALERS AGREEMENT

Parties: ECHO HEALTHCARE ACQUISITION CORP. | Morgan Joseph & Co. Inc
Document Date: 2/2/2006
Governing Law:New York


11) SELECTED DEALERS AGREEMENT

Parties: GLOBAL SERVICES PARTNERS ACQUISITION CORP. | HCFP/BRENNER SECURITIES LLC
Document Date: 2/22/2006
Governing Law:New York


12) AFFINITY MEDIA INTERNATIONAL CORP. SELECTED DEALER AGREEMENT

Parties: AFFINITY MEDIA INTERNATIONAL CORP., | Maxim Group LLC
Document Date: 2/24/2006
Governing Law:New York


13) FORM OF SELECTED DEALERS AGREEMENT

Parties: EDUTRADES, INC. | Noble International Investments, Inc.
Document Date: 2/10/2006
Governing Law:Florida


14) ENERGY INFRASTRUCTURE ACQUISITION CORP. SELECTED DEALER AGREEMENT

Parties: ENERGY INFRASTRUCTURE ACQUISITION CORP. | Maxim Group LLC
Document Date: 4/28/2006
Industry: OILPRD
Sector: ENERGY
Governing Law:New York


15) PRICING AGREEMENT

Parties: WAL MART STORES INC | Lehman Brothers Inc.
Document Date: 12/20/2006
Industry: RTDEPT
Sector: SERVIC


16) PRICING AGREEMENT

Parties: METLIFE INC | Goldman, Sachs & Co. | J.P. Morgan Securities Inc | Merrill Lynch, Pierce, Fenner & Smith Incorporated
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP;LeBoeuf, Lamb, Greene & MacRae LLP,
Document Date: 12/20/2006
Industry: INSLIF
Sector: FINANC


17) SELECTED DEALERS AGREEMENT

Parties: GENEVA ACQUISITION CORP | LADENBURG THALMANN & CO. INC.
Document Date: 6/28/2006
Governing Law:New York


18) SOLICITING DEALER AGREEMENT

Parties: MEWBOURNE ENERGY PARTNERS 06-A, L.P.
Law Firm: Vinson Elkins
Document Date: 2/22/2006
Governing Law:Texas


19) DEALER MANAGER AGREEMENT

Parties: MEWBOURNE ENERGY PARTNERS 06-A, L.P. | Mewbourne Development Corporation,
Law Firm: Vinson & Elkins L.L.P.
Document Date: 2/22/2006
Governing Law:Texas


20) DEALER-MANAGER AGREEMENT

Parties: NNN APARTMENT REIT, INC. | NNN Capital Corp.
Document Date: 1/10/2006
Governing Law:California


21) DEALER MANAGER AGREEMENT

Parties: BEHRINGER HARVARD REIT I INC
Document Date: 4/7/2006
Governing Law:Maryland


22) NNN HEALTHCARE/OFFICE REIT, INC. UP TO $2,200,000,000 IN SHARES OF COMMON STOCK FORM OF DEALER MANAGER AGREEMENT

Parties: NNN HEALTHCARE/OFFICE REIT, INC.
Document Date: 4/28/2006
Governing Law:California


23) PARTICIPATING BROKER-DEALER AGREEMENT

Parties: NNN APARTMENT REIT, INC. | NNN CAPITAL CORP.
Document Date: 1/10/2006
Governing Law:California


24) SELECTED DEALERS AGREEMENT

Parties: RENAISSANCE ACQUISITION CORP. | LADENBURG THALMANN & CO. INC.
Document Date: 5/24/2006
Governing Law:New York


25) SELECTED DEALERS AGREEMENT

Parties: ASCEND ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 2/3/2006
Governing Law:New York


26) SELECTED DEALERS AGREEMENT

Parties: FORTISSIMO ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 1/31/2006
Governing Law:New York


27) SELECTED DEALERS AGREEMENT

Parties: STONELEIGH PARTNERS ACQUISITION CORP. | HCFP/BRENNER SECURITIES LLC
Document Date: 4/12/2006
Governing Law:New York


28) SELECTED DEALERS AGREEMENT

Parties: RHAPSODY ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 6/2/2006
Governing Law:New York


29) DEALER-MANAGER AGREEMENT

Parties: ICON LEASING FUND ELEVEN, LLC
Document Date: 5/2/2006
Governing Law:Connecticut


30) SELECTED DEALERS AGREEMENT

Parties: MILLENNIUM INDIA ACQUISITION CO INC. | LADENBURG THALMANN & CO. INC.
Document Date: 4/10/2006
Industry: FSMISC
Governing Law:New York


31) SELECTED DEALER AGREEMENT

Parties: INTERVEST MORTGAGE CORP | SAGE, RUTTY & CO., INC.
Document Date: 3/14/2006


32) SELECTED DEALERS AGREEMENT

Parties: EAST INDIA CO ACQUISITION CORP. | EARLYBIRDCAPITAL, INC.
Document Date: 6/13/2006
Governing Law:New York


33) AGREEMENT FOR BROKERAGE SERVICES (INCLUDING CUSTODY SERVICES)

Parties: TRANSMERIDIAN EXPLORATION INC
Document Date: 3/16/2006
Industry: OILPRD
Sector: ENERGY


34) AGREEMENT FO BROKERAGE SERVICES

Parties: TRANSMERIDIAN EXPLORATION INC
Document Date: 3/16/2006
Industry: OILPRD
Sector: ENERGY


35) DEALER AGREEMENT between CONN APPLIANCES, INC. and VOYAGER SERVICE PROGRAMS, INC.

Parties: CONNS INC | VOYAGER SERVICE PROGRAMS, INC. | VOYAGER PROPERTY AND CASUALTY INSURANCE COMPANY
Document Date: 3/30/2006
Industry: RTTECH
Sector: SERVIC
Governing Law:Texas


36) BROKERAGE SERVICES AGREEMENT

Parties: AMERICAN SOIL TECHNOLOGIES INC | Alchemy Alternatives, Inc
Document Date: 4/3/2006
Industry: ACROPS
Governing Law:California


37) Brokerage Agreement

Parties: Bristol West Insurance Services of California, Inc.
Document Date: 3/21/2005
Governing Law:California


38) General Cable Corporation Dealer Manager Agreement

Parties: GENERAL CABLE CORP /DE/ | MERRILL LYNCH & CO. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Document Date: 11/9/2005
Industry: FABPRD
Sector: BASICM
Governing Law:New York


39) DEALER-MANAGER AND SOLICITATION AGENT AGREEMENT

Parties: FIDELITY NATIONAL TITLE GROUP, INC. | LEHMAN BROTHERS INC.
Law Firm: Sullivan & Cromwell LLP; LeBoeuf, Lamb, Greene & MacRae LLP
Document Date: 10/28/2005
Governing Law:New York


40) DEALER MANAGER AGREEMENT

Parties: WILLIAMS COMPANIES INC | LEHMAN BROTHERS INC. | MERRILL LYNCH & CO. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Law Firm: Gibson, Dunn & Crutcher LLP; Davis Polk & Wardwell
Document Date: 11/17/2005
Industry: NATGAS
Sector: UTILIT
Governing Law:Delaware


41) BROKER-DEALER AGREEMENT

Parties: EDUCATION LOANS INC /DE | DEUTSCHE BANK TRUST COMPANY AMERICAS, | RBC DAIN RAUSCHER INC.,
Document Date: 2/25/2004
Governing Law:New York


42) DEALER MANAGER AGREEMENT

Parties: INLAND WESTERN RETAIL REAL ESTATE TRUST, INC.
Document Date: 5/17/2004


43) BROKERAGE AGREEMENT

Parties: VASO ACTIVE PHARMACEUTICALS INC | Ferolie Corporation
Document Date: 4/14/2006
Industry: BIOTRX


44) AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT

Parties: ALLIANCEBERNSTEIN L.P. | Banc of America Securities LLC
Document Date: 5/8/2006
Governing Law:New York


45) AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT

Parties: ALLIANCEBERNSTEIN HOLDING L.P. | Banc of America Securities LLC
Document Date: 5/8/2006
Industry: BROKER
Sector: FINANC
Governing Law:New York


46) BROKER DEALER AGREEMENT

Parties: SHOPOFF PROPERTIES TRUST, INC.
Document Date: 11/30/2006
Governing Law:Maryland


47) DEALER MANAGER AGREEMENT

Parties: HEADWATERS INC | Morgan Stanley & Co. Incorporated
Law Firm: Shearman & Sterling LLP; Pillsbury Winthrop Shaw Pittman LLP
Document Date: 1/18/2007
Industry: CCOALL
Sector: ENERGY
Governing Law:New York


48) SELECTED DEALERS AGREEMENT

Parties: RAND ACQUISITION CORP. II | EARLYBIRDCAPITAL, INC
Document Date: 11/6/2006
Governing Law:New York


49) SHARES OF COMMON STOCK $.001 PAR VALUE PER SHARE FORM OF DEALER MANAGER AGREEMENT

Parties: INLAND AMERICAN REAL ESTATE TRUST, INC.
Document Date: 12/20/2006


50) DEALER-MANAGER AGREEMENT

Parties: ATLAS RESOURCES PUBLIC 16-2007 (B) L.P. | ANTHEM SECURITIES, INC
Document Date: 10/18/2006
Governing Law:Pennsylvania


51) BROKER-CLIENT CONTRACT

Parties: AMISH NATURALS, INC.
Document Date: 2/16/2007
Governing Law:Nevada


52) DEALER AGREEMENT

Parties: DENTSPLY INTERNATIONAL INC /DE/ | ENTSPLY INTERNATIONAL INC. | CITIBANK INTERNATIONAL plc
Document Date: 2/23/2007
Industry: HTHEQP


53) SELECTED DEALER AGREEMENT

Parties: BEHRINGER HARVARD OPPORTUNITY REIT I, INC. | Ameriprise Financial Services, Inc.
Document Date: 2/6/2007
Governing Law:New York


54) SIERRA PACIFIC RESOURCES DEALER MANAGER AGREEMENT

Parties: MERRILL LYNCH & CO | LEHMAN BROTHERS INC
Law Firm: William C. Rogers, Esq. Choate, Hall & Stewart LLP
Document Date: 4/15/2005
Industry: ELECTU
Governing Law:New York


55) COMMERCIAL PAPER DEALER AGREEMENT

Parties: ENBRIDGE ENERGY PARTNERS
Document Date: 5/3/2005
Industry: OILSRV
Sector: ENERGY
Governing Law:New York


56) COMMERCIAL PAPER DEALER AGREEMENT

Parties: ENBRIDGE ENERGY PARTNERS
Document Date: 5/3/2005
Industry: OILSRV
Sector: ENERGY
Governing Law:New York


57) CORNERSTONE REALTY FUND, INC. PARTICIPATING BROKER AGREEMENT

Parties: Cornerstone Realty Company, Inc | CORNERSTONE REALTY FUND, INC | PACIFIC CORNERSTONE CAPITAL INCORPORATED
Document Date: 12/14/2004


58) SELECTED DEALER AGREEMENT

Parties: INTERVEST MORTGAGE CORP | SAGE, RUTTY & CO., INC.
Document Date: 3/31/2004


59) CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED SELECTED DEALER AGREEMENT

Parties: CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED | Carey Financial Corporation
Document Date: 9/24/2004
Governing Law:New York


60) ATEL CAPITAL EQUIPMENT FUND XI, LLC SELECTED DEALERS AGREEMENT

Parties: ATEL CAPITAL EQUIPMENT FUND XI, LLC
Document Date: 11/8/2004


61) FORM OF SELLING DEALER AGREEMENT

Parties: ICON LEASING FUND ELEVEN, LLC
Document Date: 12/30/2004


62) SOLICITING DEALER AGREEMENTMewbourne Energy 04-05 Drilling Programs

Parties: MEWBOURNE ENERGY PARTNERS | Mewbourne Development Corporation
Law Firm: Vinson & Elkins L.L.P.
Document Date: 3/5/2004
Governing Law:Texas


63) BROKER-DEALER SERVICES AGREEMENT

Parties: TABERNA SECURITIES, LLC | COHEN BROS. & COMPANY, LLC
Document Date: 11/23/2005
Governing Law:New York


64) DEALER MANAGER AGREEMENT

Parties: AQUILA INC | Credit Suisse First Boston LLC
Law Firm: LeBoeuf, Lamb, Greene & MacRae LLP; Blackwell Sanders Peper Martin LLP
Document Date: 6/2/2005
Industry: ELECTU
Sector: UTILIT
Governing Law:New York


65) AMENDED AND RESTATED DEALERSHIP AGREEMENT

Parties: ABB LTD | ABB INTERNATIONAL FINANCE LIMITED | ABB CAPITAL B.V.
Document Date: 5/27/2005
Industry: CONGLM


66) BROKERS AGREEMENT

Parties: RICA FOODS INC | CORPORACION PIPASA, S.A.,
Document Date: 10/27/2005
Industry: FODMFG


67) COMMERCIAL PAPER DEALER AGREEMENT

Parties: Weatherford International Ltd., | Weatherford International, Inc., | Merrill Lynch Money Markets Inc., | Merrill Lynch, Pierce, Fenner & Smith Incorporated,
Document Date: 10/31/2005
Industry: OILSRV
Sector: ENERGY
Governing Law:New York


68) COMMERCIAL PAPER DEALER AGREEMENT

Parties: Weatherford International Ltd., | Weatherford International, Inc., | Merrill Lynch Money Markets Inc., | Merrill Lynch, Pierce, Fenner & Smith Incorporated,
Document Date: 10/31/2005
Industry: OILSRV
Sector: ENERGY
Governing Law:New York


69) COMMERCIAL PAPER DEALER AGREEMENT

Parties: Weatherford International Ltd., | Weatherford International, Inc., | Merrill Lynch Money Markets Inc., | Merrill Lynch, Pierce, Fenner & Smith Incorporated,
Document Date: 10/31/2005
Industry: OILSRV
Sector: ENERGY
Governing Law:New York


70) BROKER-DEALER AGREEMENT BETWEEN DEUTSCHE BANK TRUST COMPANY AMERICAS, AS AUCTION AGENT AND RBC DAIN RAUSCHER INC., AS BROKER-DEALER DATED AS OF AUGUST 1, 2004 RELATING TO EDUCATION LOANS INCORPORATED STUDENT LOAN ASSET-BACKED NOTES SENIOR SERIES 2004-C1, C2, C3, C4 AND C5 AND SUBORDINATE SERIES 2004-D BROKER-DEALER AGREEMENT

Parties: EDUCATION LOANS INC /DE
Document Date: 8/13/2004
Governing Law:New York


71) EXHIBIT 10.1 COMMERCIAL PAPER DEALER AGREEMENT

Parties: Southern California Edison Company | Credit Suisse First Boston LLC
Document Date: 9/10/2004
Governing Law:New York


72) EXHIBIT 10.2 COMMERCIAL PAPER DEALER AGREEMENT 4(2) PROGRAM

Parties: SOUTHERN CALIFORNIA EDISON COMPANY | LEHMAN BROTHERS INC | JPMorgan Chase Bank
Document Date: 9/10/2004
Governing Law:New York


73) DEALER MANAGER AGREEMENT

Parties: COUNTRYWIDE FINANCIAL CORPORATION | COUNTRYWIDE HOME LOANS, INC | Lehman Brothers Inc
Law Firm: Simpson Thacher & Bartlett LLP; Munger, Tolles & Olson LLP
Document Date: 7/12/2004
Governing Law:New York


74) EX-1.1 DEALER MANAGER AGREEMENT

Parties: TECO ENERGY INC | MERRILL LYNCH & CO | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J. P. MORGAN SECURITIES INC | MORGAN STANLEY & CO. INCORPORATED | UBS SECURITIES LLC | SG AMERICAS SECURITIES, LLC
Document Date: 7/28/2004
Industry: ELECTU
Sector: UTILIT
Governing Law:New York


75) DEALER MANAGER AGREEMENT

Parties: ELECTRONIC DATA SYSTEMS CORPORATION | MERRILL LYNCH & CO. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | CREDIT SUISSE FIRST BOSTON LLC | DEUTSCHE BANK SECURITIES INC | J. P. MORGAN SECURITIES INC | SG COWEN SECURITIES CORPORATION
Document Date: 3/31/2004
Industry: CMPSRV
Sector: TECHNO
Governing Law:New York


76) DEALER AGREEMENT

Parties: HARSCO CORP | HARSCO FINANCE B.V | ING BELGIUM SA/NV
Document Date: 3/11/2004
Industry: MSCGDS


77) BROKER AGREEMENT

Parties: EPIXTAR CORP | EPIXTAR INTERNATIONAL CONTACT CENTER GROUP, INC. | DDM CONSULTING, INC
Document Date: 8/22/2005
Governing Law:Florida


78) EXHIBIT 4.39 BROKER-DEALER AGREEMENT

Parties: THE BANK OF NEW YORK | CITIGROUP GLOBAL MARKETS INC | EL PASO ELECTRIC COMPANY
Document Date: 8/9/2005
Industry: ELECTU
Sector: UTILIT
Governing Law:New York


79) SALES AGENCY AGREEMENT BETWEEN SPRINT COMMUNICATIONS COMPANY L.P. AND AIRGATE PCS, INC

Parties: AirGate PCS, Inc | Sprint Communications Company
Document Date: 1/15/2003
Industry: COMSRV
Sector: SERVIC
Governing Law:Kansas


80) SALES AGENCY AGREEMENT BETWEEN SPRINT COMMUNICATIONS COMPANY L.P. AND AIRGATE PCS, INC

Parties: AirGate PCS, Inc | Sprint Communications Company
Document Date: 1/17/2003
Industry: COMSRV
Sector: SERVIC
Governing Law:Kansas


81) SELECTED DEALER AGREEMENT

Parties: STAR MARITIME ACQUISITION CORP.
Document Date: 6/9/2005
Industry: WATERT
Sector: TRANSP


82) Master Selected Dealer Agreement

Parties: Ryan Beck & Co, Inc
Document Date: 9/12/2005
Governing Law:New York


83) SELECTED DEALERS AGREEMENT

Parties: Acquisition Corp | HCFP/BRENNER SECURITIES LLC | Juniper Partners
Document Date: 3/1/2005


84) SELECTED DEALERS AGREEMENT

Parties: Good Harbor Partners Acquisition Corp | HCFP/BRENNER SECURITIES LLC
Document Date: 9/15/2005
Industry: FSMISC
Sector: FINANC


85) SELECTED DEALERS AGREEMENT

Parties: EARLYBIRDCAPITAL, INC | Terra Nova Acquisition Corporation
Document Date: 1/31/2005


86) SELECTED DEALERS AGREEMENT

Parties: WNC Capital Corporation
Document Date: 4/18/2005


87) SELECTED DEALERS AGREEMENT

Parties: EARLYBIRDCAPITAL, INC | KBL Healthcare Acquisition Corp
Document Date: 2/25/2005


88) THE WILLIAMS COMPANIES, INC. DEALER MANAGER AGREEMENT

Parties: Lehman Brothers Inc | Merrill Lynch & Co | WILLIAMS COMPANIES, INC
Document Date: 11/17/2005
Industry: NATGAS
Sector: UTILIT


89) FORM OF SELECTED DEALERS AGREEMENT

Parties: MORGAN JOSEPH & CO INC | Stone Arcade Acquisition Corp
Document Date: 5/3/2005


90) DEALER MANAGER AGREEMENT

Parties: WNC & ASSOCIATES, INC | WNC Capital Corporation
Document Date: 4/18/2005


91) DEALER MANAGER AGREEMENT

Parties: Wells Investment Securities, Inc | WELLS TIMBER REAL ESTATE INVESTMENT TRUST, INC
Document Date: 11/10/2005


92) FORM OF SELECTED DEALER AGREEMENT

Parties: India Globalization Capital, Inc
Document Date: 5/13/2005
Industry: FSMISC
Sector: FINANC


93) SELECTED DEALERS AGREEMENT

Parties: WNC Capital Corporation
Document Date: 4/18/2005


94) SELECTED DEALERS AGREEMENT

Parties: International Metal Enterprises, Inc | SUNRISE SECURITIES CORP
Document Date: 2/23/2005


95) SELECTED DEALERS AGREEMENT

Parties: GRANITE FINANCIAL GROUP, INC | InterAmerican Acquisition Group Inc
Document Date: 6/6/2005


96) SELECTED DEALERS AGREEMENT

Parties: Global Services Partners Acquisition Corp | HCFP/BRENNER SECURITIES LLC
Document Date: 9/15/2005
Governing Law:New York


97) SELECTED DEALERS AGREEMENT

Parties: HCFP/BRENNER SECURITIES LLC | Mercator Partners Acquisition Corp
Document Date: 1/26/2005
Governing Law:New York


98) SELECTED DEALERS AGREEMENT

Parties: DG Acquisition Corp | EARLYBIRDCAPITAL, INC
Document Date: 6/30/2005


99) FORM OF SELECTED DEALER AGREEMENT

Parties: EARLYBIRDCAPITAL, INC | Paramount Acquisition Corp
Document Date: 8/3/2005


100) SELECTED DEALER AGREEMENT

Parties: EARLYBIRDCAPITAL, INC | Jaguar Acquisition Corporation
Document Date: 8/3/2005
Governing Law:New York


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