Exhibit 4 (b)
KANSAS GAS AND ELECTRIC
COMPANY
TO
THE BANK OF NEW YORK MELLON TRUST
COMPANY, N.A.
(successor to BNY Midwest Trust
Company)
and
JUDITH L. BARTOLINI
(successor to W. A. Spooner, Henry A. Theis,
Oliver R. Brooks,
Wesley L. Baker, Edwin F. McMichael and R.
Amundsen)
as Trustees under Kansas Gas and
Electric Company’s
Mortgage and Deed of Trust, Dated as of
April 1, 1940
FIFTY-FOURTH SUPPLEMENTAL
INDENTURE
Providing, among other things,
for
First Mortgage Bonds, 6.70% Series
due June 15, 2019
Dated as of June 11,
2009
FIFTY-FOURTH SUPPLEMENTAL
INDENTURE
INDENTURE, dated as of June 11,
2009, between Kansas Gas and Electric Company, a corporation of the
State of Kansas (formerly named KCA Corporation and successor by
merger to Kansas Gas and Electric Company, a corporation of the
State of Kansas, hereinafter sometimes called the
“Company-Kansas”), whose post office address is 100
North Broadway Street, Suite 800, Wichita, Kansas 67201
(hereinafter sometimes called the “Company”), and The
Bank of New York Mellon Trust Company, N.A., a national banking
association, whose post office address is 2 North LaSalle Street,
Suite 1020, Chicago, Illinois 60602 (successor to BNY Midwest Trust
Company (the “Corporate Trustee”)), and Judith L.
Bartolini (successor to W.A. Spooner, Henry A. Theis,
Oliver R. Brooks, Wesley L. Baker, Edwin F. McMichael and
R. Amundsen, and being hereinafter sometimes called the
“Individual Trustee”), whose post office address is 2
North LaSalle Street, Suite 1020, Chicago, Illinois 60602 (the
Corporate Trustee and the Individual Trustee being hereinafter
together sometimes called the “Trustees”), as Trustees
under the Mortgage and Deed of Trust together with any indenture
supplemental thereto (including this Indenture (hereinafter
sometimes called the “Fifty-fourth Supplemental
Indenture”)), dated as of April 1, 1940 (hereinafter
called the “Mortgage”), which Mortgage was originally
executed and delivered by Kansas Gas and Electric Company, a
corporation of the State of West Virginia to which the
Company-Kansas was successor by merger (hereinafter sometimes
called the “Company-West Virginia”), to secure the
payment of bonds issued or to be issued under and in accordance
with the provisions of the Mortgage;
WHEREAS, the Company-West Virginia
caused the Mortgage to be filed for record as a mortgage of real
property and as a chattel mortgage in the offices of the Registers
of Deeds in various counties in the State of Kansas, and on
April 25, 1940 paid to the Register of Deeds of Sedgwick
County, Kansas, that being the County in which the Mortgage was
first filed for record, the sum of $40,000 in payment of the Kansas
mortgage registration tax as provided by Section 79-3101 et
seq. , General Statutes of Kansas 1935; and
WHEREAS, by the Mortgage, the
Company-West Virginia covenanted that it would execute and deliver
such supplemental indenture or indentures and such further
instruments and do such further acts as might be necessary or
proper to carry out more effectually the purposes of the Mortgage
and to make subject to the lien of the Mortgage any property
thereafter acquired, intended to be subject to the lien thereof;
and
WHEREAS, an instrument, dated
May 31, 1949, was executed by the Company-West Virginia
appointing Oliver R. Brooks as Individual Trustee in succession to
said Henry A. Theis, resigned, under the Mortgage, and by Oliver R.
Brooks accepting the appointment as Individual Trustee under the
Mortgage in succession to said Henry A. Theis, which instrument was
filed for record in the offices of the Registers of Deeds in
various counties in the State of Kansas; and
WHEREAS, an instrument, dated
March 3, 1958, was executed by the Company-West Virginia
appointing Wesley L. Baker as Individual Trustee in succession to
said Oliver R. Brooks, resigned, under the Mortgage, and by Wesley
L. Baker accepting the appointment as Individual Trustee under the
Mortgage in succession to said Oliver R. Brooks, which instrument
was filed for record in the offices of the Registers of Deeds in
various counties in the State of Kansas; and
WHEREAS, an instrument, dated
November 20, 1969, was executed by the Company-West Virginia
appointing Edwin F. McMichael as Individual Trustee in succession
to said Wesley L. Baker, resigned, under the Mortgage, and by Edwin
F. McMichael accepting the appointment as Individual Trustee under
the Mortgage in succession to said Wesley L. Baker, which
instrument was filed for record in the offices of the Registers of
Deeds in various counties in the State of Kansas; and
WHEREAS, by the Twenty-seventh
Supplemental Indenture mentioned below, the Company-Kansas, among
other things, appointed R. Amundsen as Individual Trustee in
succession to said Edwin F. McMichael, resigned, under the
Mortgage, and by R. Amundsen accepting the appointment as
Individual Trustee under the Mortgage in succession to said Edwin
F. McMichael; and
WHEREAS, by the Thirty-second
Supplemental Indenture mentioned below, the Company-Kansas, among
other things, appointed W. A. Spooner as Individual Trustee in
succession to said R. Amundsen, resigned, under the Mortgage, and
by W. A. Spooner accepting the appointment as Individual Trustee
under the Mortgage in succession to said R. Amundsen;
and
WHEREAS, by the Fortieth
Supplemental Indenture mentioned below, the Company-Kansas, among
other things, appointed Judith L. Bartolini as Individual Trustee
in succession to said W.A. Spooner resigned, under the Mortgage,
and by Judith L. Bartolini accepting the appointment as Individual
Trustee under the Mortgage in succession to said W.A. Spooner;
and
WHEREAS, the Company-West Virginia
executed and delivered to the Trustees a First Supplemental
Indenture, dated as of June 1, 1942 (which supplemental
indenture is hereinafter sometimes called the “First
Supplemental Indenture”); and
WHEREAS, the Company-West Virginia
caused the First Supplemental Indenture to be filed for record as a
mortgage of real property and as a chattel mortgage in the offices
of the Registers of Deeds in various counties in the State of
Kansas, but paid no mortgage registration tax in connection with
the recordation of the First Supplemental Indenture, no such tax
having been payable in connection with such recordation;
and
WHEREAS, the Company-West Virginia
executed and delivered to the Trustees the following supplemental
indentures:
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Second
Supplemental Indenture
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March 1,
1948
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Third
Supplemental Indenture
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December 1,
1949
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Fourth
Supplemental Indenture
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June 1,
1952
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Fifth
Supplemental Indenture
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October 1,
1953
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Sixth
Supplemental Indenture
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March 1,
1955
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Seventh
Supplemental Indenture
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February 1,
1956
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Eighth
Supplemental Indenture
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January 1,
1961
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Ninth
Supplemental Indenture
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May 1,
1966
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Tenth
Supplemental Indenture
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March 1,
1970
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Eleventh
Supplemental Indenture
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May 1,
1971
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Twelfth
Supplemental Indenture
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March 1,
1972
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which supplemental indentures are hereinafter
sometimes called the Second through Twelfth Supplemental
Indentures, respectively; and
WHEREAS, the Company-West Virginia
caused the Second through Eighth Supplemental Indentures to be
filed for record as a mortgage of real property and as a chattel
mortgage in the offices of the Registers of Deeds in various
counties in the State of Kansas, and caused the Ninth through
Twelfth Supplemental Indentures to be filed for record as a
mortgage of real property in the offices of the Registers of Deeds
in various counties in the State of Kansas and as a chattel
mortgage in the Office of the Secretary of State of Kansas, and on
the following dates paid to the Register of Deeds of Sedgwick
County, Kansas, that being the County in which the Second through
Twelfth Supplemental Indentures were first filed for record as a
mortgage of real property, the following amounts:
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Amount
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March 30, 1948
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$
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12,500
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December 7, 1949
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7,500
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June 17, 1952
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30,000
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October 21, 1953
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25,000
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March 22, 1955
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25,000
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March 5, 1956
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17,500
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January 24, 1961
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17,500
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May 17, 1966
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40,000
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March 10, 1970
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87,500
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May 19, 1971
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87,500
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March 23, 1972
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62,500
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such amounts being in payment of the
Kansas mortgage registration tax as provided by the then currently
applicable sections of the statutes of the State of Kansas in
effect on those dates; and
WHEREAS, the Company-West Virginia
was merged into the Company-Kansas on May 31, 1973;
and
WHEREAS, in order to evidence the
succession of the Company-Kansas to the Company-West Virginia and
the assumption by the Company-Kansas of the covenants and
conditions of the Company-West Virginia in the bonds and in the
Mortgage contained, and to enable the Company-Kansas to have and
exercise the powers and rights of the Company-West Virginia under
the Mortgage in accordance with the terms thereof, the
Company-Kansas executed and delivered to the Trustees a Thirteenth
Supplemental Indenture, dated as of May 31, 1973 (which
supplemental indenture is hereinafter sometimes called the
“Thirteenth Supplemental Indenture”); and
WHEREAS, the Company-Kansas caused
the Thirteenth Supplemental Indenture to be filed for record as a
mortgage of real property in the offices of the Registers of Deeds
in various counties in the State of Kansas and as a chattel
mortgage in the Office of the Secretary of State of Kansas, but
paid no mortgage registration tax in connection with the
recordation of the Thirteenth Supplemental Indenture, no such tax
having been payable in connection with such recordation;
and
WHEREAS, the Company-Kansas executed
and delivered to the Trustees the following supplemental
indentures:
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Fourteenth
Supplemental Indenture
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July 1,
1975
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Fifteenth
Supplemental Indenture
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December 1,
1975
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Sixteenth
Supplemental Indenture
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September 1,
1976
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Seventeenth
Supplemental Indenture
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March 1,
1977
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Eighteenth
Supplemental Indenture
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May 1,
1977
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Nineteenth
Supplemental Indenture
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August 1,
1977
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Twentieth
Supplemental Indenture
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March 15,
1978
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Twenty-first
Supplemental Indenture
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January 1,
1979
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Twenty-second
Supplemental Indenture
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April 1,
1980
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Twenty-third
Supplemental Indenture
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July 1,
1980
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Twenty-fourth
Supplemental Indenture
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August 1,
1980
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Twenty-fifth
Supplemental Indenture
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June 1,
1981
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Twenty-sixth
Supplemental Indenture
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December 1,
1981
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Twenty-seventh
Supplemental Indenture
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May 1,
1982
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Twenty-eighth
Supplemental Indenture
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March 15,
1984
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Twenty-ninth
Supplemental Indenture
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September 1,
1984
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Thirtieth
Supplemental Indenture
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September 1,
1984
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Thirty-first
Supplemental Indenture
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February 1,
1985
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Thirty-second
Supplemental Indenture
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April 15,
1986
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Thirty-third
Supplemental Indenture
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June 1,
1991
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Thirty-fourth
Supplemental Indenture
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March 31,
1992
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Thirty-fifth
Supplemental Indenture
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December 17,
1992
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Thirty-sixth
Supplemental Indenture
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August 12,
1993
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Thirty-seventh
Supplemental Indenture
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January 15,
1994
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Thirty-eighth
Supplemental Indenture
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March 1,
1994
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Thirty-ninth
Supplemental Indenture
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April 15,
1994
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Fortieth
Supplemental Indenture
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June 28,
2000
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Forty-first
Supplemental Indenture
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June 6,
2002
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Forty-second
Supplemental Indenture
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March 12,
2004
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Forty-third
Supplemental Indenture
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June 1,
2004
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Forty-fourth
Supplemental Indenture
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May 6,
2005
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Forty-fifth
Supplemental Indenture
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March 17,
2006
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Forty-sixth
Supplemental Indenture
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June 1,
2006
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Forty-seventh
Supplemental Indenture
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March 16,
2007
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Forty-eighth
Supplemental Indenture
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July 10,
2007
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Forty-ninth
Supplemental Indenture
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October 12,
2007
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Fiftieth
Supplemental Indenture
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February 22,
2008
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Fifty-first
Supplemental Indenture
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May 15,
2008
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Fifty-second
Supplemental Indenture
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August 1,
2008
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Fifty-third
Supplemental Indenture
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October 1,
2008
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which supplemental indentures are hereinafter
sometimes called the Fourteenth through Fifty-third Supplemental
Indentures, respectively; and
WHEREAS, the Company-Kansas caused
the Fourteenth Supplemental Indenture to be filed for record as a
mortgage of real property in the offices of the Registers of Deeds
in various counties in the State of Kansas and as a chattel
mortgage in the Office of the Secretary of State of Kansas;
and
WHEREAS, the Company-Kansas caused
the Fifteenth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on December 10, 1975, Film 169,
page 363), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on December 10, 1975 and indexed as
No. 325,911); and
WHEREAS, the Company-Kansas caused
the Sixteenth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on September 29, 1976, Film
211, page 363), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on September 29, 1976 and
indexed as No. 363,835); and
WHEREAS, the Company-Kansas caused
the Seventeenth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on March 16, 1977, Film 234,
page 492), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on March 1, 1977 and indexed as
No. 384,759); and
WHEREAS, the Company-Kansas caused
the Eighteenth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on May 26, 1977, Film 246, page
655), and as a chattel mortgage in the Office of the Secretary of
State of Kansas (filed on May 26, 1977 and indexed as
No. 394,573); and
WHEREAS, the Company-Kansas caused
the Nineteenth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on August 31, 1977, Film 263,
page 882), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on September 1, 1977 and indexed as
No. 406,577); and
WHEREAS, the Company-Kansas caused
the Twentieth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on March 29, 1978, Film 297,
pages 635-656), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on March 30, 1978 and
indexed as No. 434,072); and
WHEREAS, the Company-Kansas caused
the Twenty-first Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on January 9, 1979, Film 345,
page 648), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on January 10, 1979 and indexed as
No. 470,851); and
WHEREAS, the Company-Kansas caused
the Twenty-second Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on April 2, 1980, Film 413,
page 1,468), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on April 3, 1980 and
indexed as No. 533,415); and
WHEREAS, the Company-Kansas caused
the Twenty-third Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on July 1, 1980, Film 425, page
1,003), and as a chattel mortgage in the Office of the Secretary of
State of Kansas (filed on July 2, 1980 and indexed as
No. 546,185); and
WHEREAS, the Company-Kansas caused
the Twenty-fourth Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on August 28, 1980, Film
435, page 266), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on August 29, 1980 and
indexed as No. 554,543); and
WHEREAS, the Company-Kansas caused
the Twenty-fifth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on June 30, 1981, Film 483,
page 1,512), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on June 30, 1981 and
indexed as No. 601,270); and
WHEREAS, the Company-Kansas caused
the Twenty-sixth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on December 30, 1981, Film 510,
page 300), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on December 31, 1981 and indexed as
No. 628,293); and
WHEREAS, the Company-Kansas caused
the Twenty-seventh Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on May 6, 1982, Film 526,
page 1,141), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on May 7, 1982 and indexed
as No. 650,115); and
WHEREAS, the Company-Kansas caused
the Twenty-eighth Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on March 22, 1984, Film 645,
page 1,524), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on March 23, 1984 and
indexed as No. 796,449); and
WHEREAS, the Company-Kansas caused
the Twenty-ninth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on September 5, 1984, Film 681,
page 763), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on September 6, 1984 and indexed as
No. 852,425); and
WHEREAS, the Company-Kansas caused
the Thirtieth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on September 12, 1984, Film
682, page 1,087), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on September 13, 1984 and
indexed as No. 854,284); and
WHEREAS, the Company-Kansas caused
the Thirty-third Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on June 18, 1991, Film 1177,
page 0876), and as a security agreement in the Office of Secretary
of State of Kansas (filed on June 18, 1991 and indexed as
No. 1,693,446); and
WHEREAS, the Company-Kansas caused
the Fortieth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on June 28, 2000, Film 2062,
page 0053), and as a security agreement in the Office of Secretary
of State of Kansas (filed on June 28, 2000, and indexed as
No. 3756913); and
WHEREAS, the Company on the
following dates paid to the Register of Deeds of Sedgwick County,
Kansas, that being the County in which the Fourteenth through
Thirtieth Supplemental Indentures, the Thirty-third Supplemental
Indenture and the Fortieth Supplemental Indenture were first filed
for record as a mortgage of real property, the following
amounts:
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Amount
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July 2, 1975
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$
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100,000
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December 10, 1975
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48,750
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September 29, 1976
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62,500
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March 16, 1977
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62,500
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May 26, 1977
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25,000
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August 31, 1977
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6,100
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March 29, 1978
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62,500
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January 9, 1979
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36,250
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April 2, 1980
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67,500
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July 1, 1980
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37,500
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August 28, 1980
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63,750
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June 30, 1981
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75,000
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December 30, 1981
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62,500
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May 6, 1982
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100,000
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March 22, 1984
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93,750
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September 5, 1984
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75,000
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September 12, 1984
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50,000
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June 18, 1991
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334,100
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June 28, 2000
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1,780,538.50
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such amounts being in payment of the Kansas
mortgage registration tax as provided by the then currently
applicable sections of the statutes of the State of Kansas in
effect on those dates; and
WHEREAS, the Company-Kansas caused
the Thirty-first Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on February 1, 1985, Film 707,
page 378), and as a chattel mortgage in the Office of the Secretary
of State of Kansas (filed on February 4, 1985 and indexed as
No. 895,468), but paid no mortgage registration tax in
connection with the recordation of the Thirty-first Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Thirty-second Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on April 16, 1986, Film 791,
page 1,336), and as a chattel mortgage in the Office of the
Secretary of State of Kansas (filed on April 17, 1986 and
indexed as No. 1,048,212), but paid no mortgage registration
tax in connection with the recordation of the Thirty-second
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, in order to evidence the
succession of the Company to the Company-Kansas and the assumption
by the Company of the covenants and conditions of the
Company-Kansas in the bonds and in the Mortgage contained, and to
enable the Company to have and exercise the powers and rights of
the Company-Kansas under the Mortgage in accordance with the terms
thereof, the Company executed and delivered to the Trustees a
Thirty-fourth Supplemental Indenture, dated as of March 31,
1992 (which supplemental indenture is hereinafter sometimes called
the “Thirty-fourth Supplemental Indenture”);
and
WHEREAS, the Company-Kansas caused
the Thirty-fourth Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on March 31, 1992, Film
1236, page 987), and as a security agreement in the Office of
Secretary of State of Kansas (filed on March 31, 1992 and
indexed as No. 1,780,893), but paid no mortgage registration
tax in connection with the recordation of the Thirty-fourth
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, the Company caused the
Thirty-fifth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on December 16, 1992, Film
1301, page 0104), and as a security agreement in the Office of
Secretary of State of Kansas (filed on December 16, 1992 and
indexed as No. 1,861,886), but paid no mortgage registration
tax in connection with the recordation of the Thirty-fifth
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, the Company-Kansas caused
the Thirty-sixth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on August 10, 1993, Film 1364,
page 0515), and as a security agreement
in the Office of Secretary of State of Kansas
(filed on August 11, 1993 and indexed as No. 1,936,501),
but paid no mortgage registration tax in connection with the
recordation of the Thirty-sixth Supplemental Indenture, no such tax
having been payable in connection with such recordation;
and
WHEREAS, the Company-Kansas caused
the Thirty-seventh Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on January 18, 1994, Film
1411, page 0710), and as a security agreement in the Office of
Secretary of State of Kansas (filed on January 18, 1994 and
indexed as No. 1,985,104), but paid no mortgage registration
tax in connection with the recordation of the Thirty-seventh
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, the Company-Kansas caused
the Thirty-eighth Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on February 28, 1994, Film
1422, page 1046), and as a security agreement in the Office of
Secretary of State of Kansas (filed on February 28, 1994 and
indexed as No. 1,997,743), but paid no mortgage registration
tax in connection with the recordation of the Thirty-eighth
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, the Company-Kansas caused
the Thirty-ninth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on April 27, 1994, Film 1440,
page 855), and as a security agreement in the Office of Secretary
of State of Kansas (filed on April 27, 1994 and indexed as
No. 1,377,915), but paid no mortgage registration tax in
connection with the recordation of the Thirty-ninth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-first Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on June 6, 2002, Film 2460,
page 1), and as a security agreement in the office of Secretary of
State of Kansas (filed on June 6, 2002, and indexed as
No. 5264221), but paid no mortgage registration tax in
connection with the recordation of the Forty-first Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-second Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on March 12, 2004, Film 2854,
page 8731), and as a security agreement in the office of Secretary
of State of Kansas (filed on March 12, 2004, and indexed as
No. 5760673), but paid no mortgage registration tax in
connection with the recordation of the Forty-second Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-third Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on June 10, 2004, Film and Page
28578510), and as a security agreement in the office of Secretary
of State of Kansas (filed on June 10, 2004, and indexed as
No. 5820311), but paid no mortgage registration tax in
connection with the recordation of the Forty-third Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-fourth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on May 6, 2005, Film and Page
28671438), and as a security agreement in the office of Secretary
of State of Kansas (filed on May 6, 2005, and indexed as
No. 5981824), but paid no mortgage registration tax in
connection with the recordation of the Forty-fourth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-fifth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on March 17, 2006, Film and
Page 28764552), and as a security agreement in the office of
Secretary of State of Kansas (filed on March 17, 2006, and
indexed as No. 6122576), but paid no mortgage registration tax
in connection with the recordation of the Forty-fifth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-sixth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on June 1, 2006, Film and Page
28785638, and as a security agreement in the office of Secretary of
State of Kansas (filed on June 1, 2006, and indexed as
No. 6168504), but paid no mortgage registration tax in
connection with the recordation of the Forty-sixth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-seventh Supplemental Indenture to be filed for record as
a mortgage of real property in the office of the Register of Deeds
of Sedgwick County, Kansas (filed on March 16, 2007, Film and
Page 28865277), and as a security agreement in the office of
Secretary of State of Kansas (filed on March 16, 2007, and
indexed as No. 6326219), but paid no mortgage registration tax
in connection with the recordation of the Forty-seventh
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, the Company-Kansas caused
the Forty-eighth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on July 13, 2007, Film and Page
28899558), and as a security agreement in the office of Secretary
of State of Kansas (filed on July 13, 2007, and indexed as
No. 6385835), but paid no mortgage registration tax in
connection with the recordation of the Forty-eighth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Forty-ninth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on October 12, 2007, Film and
Page 28923805), and as a security agreement in the office of
Secretary of State of Kansas (filed on October 12, 2007, and
indexed as No. 6417307), but paid no mortgage registration tax
in connection with the recordation of the Forty-ninth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Fiftieth Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on February 22, 2008, Film and
Page 28953801), and as a security agreement in the office of
Secretary of State of Kansas (filed on February 25, 2008, and
indexed as No. 6458236), but paid no mortgage registration tax
in connection with the recordation of the Fiftieth Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Fifty-first Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on May 15, 2008, Film and Page
28975775), and as a security agreement in the office of Secretary
of State of Kansas (filed on May 15, 2008, and indexed as
No. 6489843), but paid no mortgage registration tax in
connection with the recordation of the Fiftieth-first Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-Kansas caused
the Fifty-second Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on August 26, 2008, Film and
Page 29002339), and as a security agreement in the office of
Secretary of State of Kansas (filed on August 26, 2008, and
indexed as No. 6521686, and refiled on October 2, 2008,
and indexed as No. 6533509), but paid no mortgage registration
tax in connection with the recordation of the Fifty-second
Supplemental Indenture, no such tax having been payable in
connection with such recordation; and
WHEREAS, the Company-Kansas caused
the Fifty-third Supplemental Indenture to be filed for record as a
mortgage of real property in the office of the Register of Deeds of
Sedgwick County, Kansas (filed on October 10, 2008, Film and
Page 29013036), and as a security agreement in the office of
Secretary of State of Kansas (filed on October 10, 2008, and
indexed as No. 6535637), but paid no mortgage registration tax
in connection with the recordation of the Fifty-third Supplemental
Indenture, no such tax having been payable in connection with such
recordation; and
WHEREAS, the Company-West Virginia,
the Company-Kansas or the Company has from time to time caused to
be filed in the respective offices of the above-mentioned Registers
of Deeds and Secretary of State affidavits executed by the Trustees
under the Mortgage, preserving and continuing the lien thereof
either as a chattel mortgage in accordance with the provisions of
K.S.A. 58-303 (Section 58-303 of the General Statutes of Kansas
1935) or as a security agreement under the provisions of
K.S.A. 84-9-401 et seq.; and
WHEREAS, in addition to the
aforesaid filings for record in the respective offices of the
above-mentioned Registers of Deeds, the Company-West Virginia, the
Company-Kansas or the Company has filed copies of the Mortgage and
the First through Fiftieth-third Supplemental Indentures, certified
as true by it, with the Secretary of State of Kansas;
and
WHEREAS, the Company-West Virginia,
the Company-Kansas or the Company has heretofore issued, in
accordance with the provisions of the Mortgage, as heretofore
supplemented, the following series of First Mortgage
Bonds:
|
|
|
|
|
|
|
|
|
Principal
Amount
Issued
|
|
Principal
Amount
Outstanding
|
|
3 3 / 8
% Series due 1970
|
|
$
|
16,000,000
|
|
None
|
|
3 1 / 8
% Series due 1978
|
|
|
5,000,000
|
|
None
|
|
2 3 / 4
% Series due 1979
|
|
|
3,000,000
|
|
None
|
|
3 3 / 8
% Series due 1982
|
|
|
12,000,000
|
|
None
|
|
3 5 / 8
% Series due 1983
|
|
|
10,000,000
|
|
None
|
|
3 3 / 8
% Series due 1985
|
|
|
10,000,000
|
|
None
|
|
3 3 / 8
% Series due 1986
|
|
|
7,000,000
|
|
None
|
|
4 5 / 8
% Series due 1991
|
|
|
7,000,000
|
|
None
|
|
5 5 / 8
% Series due 1996
|
|
|
16,000,000
|
|
None
|
|
8 1 / 2
% Series due 2000
|
|
|
35,000,000
|
|
None
|
|
8 1 / 8
% Series due 2001
|
|
|
35,000,000
|
|
None
|
|
7 3 / 8
% Series due 2002
|
|
|
25,000,000
|
|
None
|
|
9 5 / 8
% Series due 2005
|
|
|
40,000,000
|
|
None
|
|
6% Series due 1985
|
|
|
7,000,000
|
|
None
|
|
7 3 / 4
% Series due 2005
|
|
|
12,500,000
|
|
None
|
|
8 3 / 8
% Series due 2006
|
|
|
25,000,000
|
|
None
|
|
8 1 / 2
% Series due 2007
|
|
|
25,000,000
|
|
None
|
|
6% Series due 2007
|
|
|
10,000,000
|
|
None
|
|
5 7 / 8
% Series due 2007
|
|
|
21,940,000
|
|
None
|
|
8 7 / 8
% Series due 2008
|
|
|
30,000,000
|
|
None
|
|
6.80% Series due 2004
|
|
|
14,500,000
|
|
None
|
|
16 1 / 4
% Series due 1987
|
|
|
30,000,000
|
|
None
|
|
6 1 / 2
% Series due 1983
|
|
|
15,000,000
|
|
None
|
|
7 1 / 4
% Series due 1983
|
|
|
25,500,000
|
|
None
|
|
14 7 / 8
% Series due
1987—1991
|
|
|
30,000,000
|
|
None
|
|
16% Series due 1996
|
|
|
25,000,000
|
|
None
|
|
15 3 / 4
% Series due 1989
|
|
|
40,000,000
|
|
None
|
|
13 1 / 2
% Series due 1989
|
|
|
100,000,000
|
|
None
|
|
14.05% Series due 1991
|
|
|
30,000,000
|
|
None
|
|
14 1 / 8
% Series due 1991
|
|
|
20,000,000
|
|
None
|
|
10 7 / 8
% Series due 1987
|
|
|
30,000,000
|
|
None
|
|
9 3 / 4
% Series due 2016
|
|
|
50,000,000
|
|
None
|
|
7.00% Series A due 2031
|
|
|
18,900,000
|
|
None
|
|
7.00% Series B due 2031
|
|
|
308,600,000
|
|
None
|
|
7.60% Series due 2003
|
|
|
135,000,000
|
|
None
|
|
|
|
|
|
|
|
|
Principal
Amount
Issued
|
|
Principal
Amount
Outstanding
|
|
6 1 / 2
% Series due 2005
|
|
65,000,000
|
|
None
|
|
6.20% Series due 2006
|
|
100,000,000
|
|
None
|
|
5.10% Series due 2023
|
|
13,462,500
|
|
13,462,500
|
|
7 1 / 2
% Series A due 2032
|
|
14,500,000
|
|
14,500,000
|
|
7 1 / 2
% Series B due 2027
|
|
21,940,000
|
|
21,940,000
|
|
7 1 / 2
% Series C due 2032
|
|
10,000,000
|
|
10,000,000
|
|
9 1 / 2
% Series due 2003
|
|
702,200,000
|
|
None
|
|
8% Series due 2005
|
|
735,000,000
|
|
None
|
|
3 1 / 2
% Series due 2007
|
|
300,000,000
|
|
None
|
|
5.30% Series due 2031
|
|
18,900,000
|
|
18,900,000
|
|
5.30% Series A due 2031
|
|
108,600,000
|
|
108,600,000
|
|
2.65% Series B due 2031
|
|
100,000,000
|
|
None
|
|
Variable Rate Series C due 2031
|
|
100,000,000
|
|
50,000,000
|
|
4.60% Series due 2010
|
|
350,000,000
|
|
None
|
|
5.57% Series due 2011
|
|
500,000,000
|
|
None
|
|
Burlington Series 2004B-1 due 2031
|
|
50,000,000
|
|
50,000,000
|
|
5.57% Series due 2012
|
|
500,000,000
|
|
None
|
|
6.53% Series due 2037
|
|
175,000,000
|
|
175,000,000
|
|
5.57% Series due 2012
|
|
750,000,000
|
|
750,000,000
|
|
6.15% Series A due 2023
|
|
50,000,000
|
|
50,000,000
|
|
6.64% Series B due 2038
|
|
100,000,000
|
|
100,000,000
|
|
Burlington Series 2008 due 2031
|
|
50,000,000
|
|
50,000,000
|
|
Burlington Series 2008A Due 2031
|
|
50,000,000
|
|
50,000,000
|
hereinafter sometimes called Bonds
of the First through Fifty-ninth Series; and
WHEREAS, Section 8 of the
Mortgage provides that the form of each series of bonds (other than
the First Series) issued thereunder and of the coupons to be
attached to the coupon bonds of such series shall be established by
Resolution of the Board of Directors of the Company and that the
form of such series, as established by said Board of Directors,
shall specify the descriptive title of the bonds and various other
terms thereof, and may also contain such provisions not
inconsistent with the provisions of the Mortgage as the Board of
Directors may, in its discretion, cause to be inserted therein
expressing or referring to the terms and conditions upon which such
bonds are to be issued and/or secured under the Mortgage;
and
WHEREAS, Section 120 of the
Mortgage provides, among other things, that any power, privilege or
right expressly or impliedly reserved to or in any way conferred
upon the Company by any provision of the Mortgage whether such
power, privilege or right is in any way restricted or is
unrestricted, may be in whole or in part waived or surrendered or
subjected to any restriction if at the time unrestricted or to
additional restriction if already restricted, and the Company may
enter into any further covenants, limitations or restrictions for
the benefit of any one or more series of bonds issued thereunder,
or the Company may cure any ambiguity contained therein or in any
supplemental indenture, or may establish the terms and provisions
of
any series of bonds other than said First
Series, by an instrument in writing executed and acknowledged by
the Company in such manner as would be necessary to entitle a
conveyance of real estate to record in all of the states in which
any property at the time subject to the lien of the Mortgage shall
be situated; and
WHEREAS, the Company now desires to
create a new series of bonds; and
WHEREAS, the execution and delivery
by the Company of this Fifty-fourth Supplemental Indenture, and the
terms of the Bonds of the Sixtieth Series, hereinafter referred to,
have been duly authorized by the Board of Directors of the Company
by appropriate Resolutions of said Board of Directors;
NOW, THEREFORE, THIS INDENTURE
WITNESSETH:
That Kansas Gas and Electric
Company, in consideration of the premises and of One Dollar ($1) to
it duly paid by the Trustees at or before the ensealing and
delivery of these presents, the receipt whereof is hereby
acknowledged, and in further evidence of assurance of the estate,
title and rights of the Trustees and in order further to secure the
payment both of the principal of and interest and premium, if any,
on the bonds from time to time issued under the Mortgage, according
to their tenor and effect and the performance of all the provisions
of the Mortgage (including any instruments supplemental thereto and
any modification made as in the Mortgage provided) and of said
bonds, hereby grants, bargains, sells, releases, conveys, assigns,
transfers, mortgages, pledges, sets over and confirms (subject,
however, to Excepted Encumbrances as defined in Section 6 of
the Mortgage) unto The Bank of New York Mellon Trust Company, N.A.
and to Judith L. Bartolini, as Trustees under the Mortgage, and to
their successor or successors in said trust, and to said Trustees
and their successors and assigns forever, all property, real,
personal and mixed, acquired by the Company after the date of the
execution and delivery of the Mortgage, in addition to property
covered by the First through the Fifty-third Supplemental
Indentures (except any herein or in the Mortgage, as heretofore
supplemented, expressly excepted), now owned or, subject to the
provisions of Section 87 of the Mortgage, hereafter acquired
by the Company and wheresoever situated, including (without in
anywise limiting or impairing by the enumeration of the same the
scope and intent of the foregoing or of any general description
contained in this Fifty-fourth Supplemental Indenture) all lands,
flowage rights, water rights, flumes, raceways, dams, rights of way
and roads; all steam and power houses, gas plants, street lighting
systems, standards and other equipment incidental thereto,
telephone, radio and television systems, air-conditioning systems
and equipment incidental thereto, water works, steam heat and hot
water plants, lines, service and supply systems, bridges, culverts,
tracks, rolling stock, ice or refrigeration plants and equipment,
street and interurban railway systems, offices, buildings and other
structures and the equipment thereof; all machinery, engines,
boilers, dynamos, electric and gas machines, regulators, meters,
transformers, generators, motors, electrical, gas and mechanical
appliances, conduits, cables, water, steam heat, gas or other
pipes, gas mains and pipes, service pipes, fittings, valves and
connections, pole and transmission lines, wires, cables, tools,
implements, apparatus, furniture, chattels and chooses in action;
all municipal and other franchises; all lines for the transmission
and distribution of electric current, gas, steam heat or water for
any purpose, including poles, wires, cables, pipes, conduits, ducts
and all apparatus for use in connection therewith; all real estate,
lands, easements, servitudes, licenses, permits, franchises,
privileges, rights of way and
other rights in or relating to real estate or
the occupancy of the same and (except as herein or in the Mortgage,
as heretofore supplemented, expressly excepted), all the right,
title and interest of the Company in and to all other property of
any kind or nature appertaining to and/or used and/or occupied
and/or enjoyed in connection with any property hereinbefore or in
the Mortgage, as heretofore supplemented, described.
TOGETHER WITH all and singular the
tenements, hereditarnents and appurtenances belonging or in anywise
appertaining to the aforesaid property or any part thereof, with
the reversion and reversions, remainder and remainders and (subject
to the provisions of Section 57 of the Mortgage) the tolls,
rents, revenues, issues, earnings, income, product and profits
thereof, and all the estate, right, title and interest and claim
whatsoever, at law as well as in equity, which the Company now has
or may hereafter acquire in and to the aforesaid property and
franchises and every part and parcel thereof.
IT IS HEREBY AGREED by the Company
that, subject to the provisions of Section 87 of the Mortgage,
all the property, rights and franchises acquired by the Company
after the date hereof (except any herein or in the Mortgage, as
heretofore supplemented, expressly excepted), shall be as fully
embraced within the lien hereof and the lien of the Mortgage, as if
such property, rights and franchises were now owned by the Company
and were specifically described herein and conveyed
hereby.
PROVIDED that the following are not
and are not intended to be now or hereafter granted, bargained,
sold, released, conveyed, assigned, transferred, mortgaged,
pledged, set over or confirmed hereunder and are hereby expressly
excepted from the lien and operation of this Fifty-fourth
Supplemental Indenture and from the lien and operation of the
Mortgage, viz.: (1) cash, shares of stock and obligations
(including bonds, notes and other securities) not hereafter
specifically pledged, paid, deposited or delivered under the
Mortgage or covenanted so to be; (2) merchandise, equipment,
materials or supplies held for the purpose of sale in the usual
course of business and fuel, oil and similar materials and supplies
consumable in the operation of any properties of the Company;
vehicles and automobiles; (3) bills, notes and accounts
receivable, and all contracts, leases and operating agreements not
specifically pledged under the Mortgage or covenanted so to be; and
(4) electric energy, and other materials or products
generated, manufactured, produced or purchased by the Company for
sale, distribution or use in the ordinary course of its business;
provided, however, that the property and rights expressly excepted
from the lien and operation of the Mortgage and this Fifty-fourth
Supplemental Indenture in the above subdivisions (2) and
(3) shall (to the extent permitted by law) cease to be so
excepted in the event that either or both of the Trustees or a
receiver or trustee shall enter upon and take possession of the
Mortgaged and Pledged Property in the manner provided in Article
XII of the Mortgage by reason of the occurrence of a Default as
defined in said Article XII.
THERE is expressly excepted from the
lien of the Mortgage and from the lien hereof all property of the
Company located in the State of Missouri now owned or hereafter
acquired unless such property in the State of Missouri shall be
subjected to the lien of the Mortgage by an indenture or indentures
supplemental thereto, pursuant to authorization by the Board of
Directors of the Company.
TO HAVE AND TO HOLD all such
properties, real, personal and mixed, granted, bargained, sold,
released, conveyed, assigned, transferred, mortgaged, pledged, set
over or confirmed by the Company as aforesaid, or intended so to
be, unto the Trustees, their successors and assigns
forever.
IN TRUST NEVERTHELESS, for the same
purposes and upon the same terms, trusts and conditions and subject
to and with the same provisos and covenants as are set forth in the
Mortgage, as supplemented, this Fifty-fourth Supplemental Indenture
being supplemental thereto.
AND IT IS HEREBY COVENANTED by the
Company that all the terms, conditions, provisos, covenants and
provisions contained in the Mortgage, as supplemented, shall affect
and apply to the property hereinbefore described and conveyed and
to the estate, rights, obligations and duties of the Company and
Trustees and the beneficiaries of the trust with respect to said
property, and to the Trustees and their successors as Trustees of
said property in the same manner and with the same effect as if the
said property had been owned by the Company at the time of the
execution of the Mortgage, and had been specifically and at length
described in and conveyed to the Trustees by the Mortgage as a part
of the property therein stated to be conveyed.
The Company further covenants and
agrees to and with the Trustees and their successors in said trust
under the Mortgage, as follows:
ARTICLE I
SIXTIETH SERIES OF BONDS
SECTION 1. There shall be a series
of bonds designated “6.70% Series due 2019” (herein
sometimes referred to as the “ Bonds of the Sixtieth
Series ”), each of which shall also bear the descriptive
title, First Mortgage Bond, and the form thereof, which is
established by Resolution of the Board of Directors of the Company,
is attached hereto as Exhibit A. Bonds of the Sixtieth Series shall
be limited to $300,000,000 in aggregate principal amount, except as
provided in Section 16 of the Mortgage, shall mature on
June 15, 2019, and shall be issued as fully registered bonds
in denominations of Two Thousand Dollars and in any multiple or
multiples of One Thousand Dollars in excess thereof. Bonds of the
Sixtieth Series shall bear interest from the date of their issuance
at the rate of 6.70% per annum, payable semi-annually on
June 15 and December 15 of each year, beginning
December 15, 2009, to holders of record on the preceding
June 1 or December 1, as applicable, whether or not a
business day. The principal of, redemption premium, if any, and
interest on Bonds of the Sixtieth Series shall be payable at the
office or agency of the Company in the Borough of Manhattan, The
City of New York, in such coin or currency of the United States of
America as at the time of payment is legal tender for public and
private debts, except as follows. Payments in respect of the Bonds
of the Sixtieth Series represented by Global Bonds (as defined
be